13F-HR filed by Polaris Wealth Advisory Group, LLC
Polaris Wealth Advisory Group, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-18, with 143 holding rows worth $321,778,833.
- Accession
- 0001144204-13-055671
- Filer
- CIK 1582968
- Filed
- 2013-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 143 entries on the cover page, a total value of $321,778,833 stated on the cover page (in dollars after the unit check, H1), rows summing to $321,778,833 with VALUE read as dollars, detected, 13F file number 028-15561. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 554,973 | $33,803,405 | dollars, detected | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 323,923 | $25,369,649 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 300,431 | $23,493,704 | dollars, detected | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 216,346 | $16,918,257 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 157,630 | $16,595,286 | dollars, detected | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 542,295 | $16,561,689 | dollars, detected | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 662,360 | $16,347,045 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 358,140 | $16,187,928 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 152,719 | $15,610,936 | dollars, detected | |
| ISHARES TR | 464287457 | COM | 138,731 | $11,718,608 | dollars, detected | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 217,832 | $11,039,726 | dollars, detected | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 292,335 | $11,029,800 | dollars, detected | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 99,877 | $10,983,474 | dollars, detected | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 167,180 | $10,980,382 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 215,489 | $10,901,589 | dollars, detected | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 81,003 | $10,193,418 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 506,200 | $10,002,512 | dollars, detected | |
| ISHARES TR | 464288372 | COM | 263,650 | $9,958,061 | dollars, detected | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 64,810 | $1,528,868 | dollars, detected | |
| AFLAC INC COM | 001055102 | Stock | 24,250 | $1,503,258 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 16,152 | $1,488,407 | dollars, detected | |
| OMNICARE INC | 681904108 | COM | 26,400 | $1,465,200 | dollars, detected | |
| LEAR CORP COM NEW | 521865204 | Stock | 20,265 | $1,450,366 | dollars, detected | |
| HERBALIFE LTD | G4412G101 | COM SHS | 20,680 | $1,442,844 | dollars, detected | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 34,450 | $1,435,187 | dollars, detected | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 46,079 | $1,433,978 | dollars, detected | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 21,150 | $1,433,336 | dollars, detected | |
| DISCOVER FINL SVCS | 254709108 | COM | 28,106 | $1,420,477 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 19,388 | $1,404,661 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 18,450 | $1,351,094 | dollars, detected | |
| URS CORP NEW | 903236107 | COM | 25,030 | $1,345,363 | dollars, detected | |
| AGCO CORP | 001084102 | COM | 21,960 | $1,326,823 | dollars, detected | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 22,580 | $1,319,124 | dollars, detected | |
| AVNET INC COM | 053807103 | Stock | 31,590 | $1,317,619 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 10,220 | $1,311,226 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 15,650 | $1,308,027 | dollars, detected | |
| ASSURANT INC COM | 04621X108 | Stock | 23,860 | $1,290,826 | dollars, detected | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 29,540 | $1,240,385 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 10,071 | $1,223,627 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 21,456 | $1,217,628 | dollars, detected | |
| WESTERN UN CO COM | 959802109 | Stock | 60,790 | $1,134,341 | dollars, detected | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 48,220 | $1,111,953 | dollars, detected | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 8,480 | $1,099,771 | dollars, detected | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 23,188 | $1,076,851 | dollars, detected | |
| WELLPOINT INC | 94973V107 | COM | 11,380 | $951,482 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 12,850 | $822,657 | dollars, detected | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 18,072 | $573,786 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,325 | $377,421 | dollars, detected | |
| Intel Corp | 458140100 | COM | 14,481 | $331,919 | dollars, detected | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,948 | $289,112 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,350 | $288,234 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 6,721 | $277,712 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 7,366 | $245,140 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 3,010 | $210,068 | dollars, detected | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,318 | $197,517 | dollars, detected | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,880 | $179,991 | dollars, detected | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,845 | $179,154 | dollars, detected | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,445 | $172,959 | dollars, detected | |
| ICF INTL INC | 44925C103 | COM | 4,110 | $145,535 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 1,710 | $144,683 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 3,410 | $141,515 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,695 | $137,092 | dollars, detected | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 1,750 | $131,828 | dollars, detected | |
| CA INC COM | 12673P105 | COM | 4,420 | $131,141 | dollars, detected | |
| STAPLES INC | 855030102 | COM | 8,930 | $130,825 | dollars, detected | |
| LEXMARK INTL NEW | 529771107 | CL A | 3,830 | $126,390 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,361 | $122,817 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 2,621 | $122,335 | dollars, detected | |
| MIDDLEBYCORP | 596278101 | STOK | 580 | $121,168 | dollars, detected | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,260 | $119,305 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 1,349 | $116,945 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,445 | $116,135 | dollars, detected | |
| BORGWARNER INC COM | 099724106 | Stock | 1,120 | $113,557 | dollars, detected | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,361 | $113,535 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 1,190 | $111,063 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 588 | $108,886 | dollars, detected | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 2,360 | $107,238 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,690 | $106,250 | dollars, detected | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,130 | $105,522 | dollars, detected | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,340 | $104,667 | dollars, detected | |
| CIGNA CORPORATION | 125509109 | COM | 1,280 | $98,381 | dollars, detected | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 990 | $97,832 | dollars, detected | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,040 | $96,866 | dollars, detected | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,990 | $96,714 | dollars, detected | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,750 | $95,375 | dollars, detected | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,500 | $94,850 | dollars, detected | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,060 | $94,753 | dollars, detected | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 772 | $88,363 | dollars, detected | |
| Apple Inc | 037833100 | COM | 174 | $82,955 | dollars, detected | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,326 | $77,549 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 854 | $67,978 | dollars, detected | |
| 38259p508 | COM | 59 | $51,679 | dollars, detected | ||
| TIME WARNER CABLE INC | 88732J207 | COM | 378 | $42,185 | dollars, detected | |
| SPY | 78462F103 | SHS | 200 | $33,602 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 356 | $28,302 | dollars, detected | |
| PG&E CORP COM | 69331C108 | Stock | 594 | $24,306 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 200 | $23,882 | dollars, detected | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 302 | $23,589 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 997 | $23,361 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 121 | $23,123 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 743 | $21,343 | dollars, detected | |
| American Express Company | 025816109 | COM | 272 | $20,541 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 400 | $18,424 | dollars, detected | |
| VARIAN MED SYS INC | 92220P105 | COM | 238 | $17,786 | dollars, detected | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 454 | $16,739 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 322 | $16,644 | dollars, detected | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 7,500 | $16,500 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 493 | $16,353 | dollars, detected | |
| COVIDIEN PLC | G2554F113 | SHS | 262 | $15,966 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 420 | $15,960 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 200 | $15,118 | dollars, detected | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 343 | $14,403 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 182 | $13,461 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 200 | $13,268 | dollars, detected | |
| MATTEL INC | 577081102 | COM | 300 | $12,564 | dollars, detected | |
| ALLERGAN INC | 018490102 | COM | 134 | $12,120 | dollars, detected | |
| IHS INC | 451734107 | CL A | 100 | $11,418 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 100 | $8,659 | dollars, detected | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 101 | $7,571 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 75 | $7,485 | dollars, detected | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 50 | $6,956 | dollars, detected | |
| ELAN PLC | 284131208 | ADR | 430 | $6,699 | dollars, detected | |
| SILVER WHEATON CORP | 828336107 | COM | 250 | $6,193 | dollars, detected | |
| LIFELOCK INC COM | 53224V100 | COM | 400 | $5,932 | dollars, detected | |
| Boeing Company | 097023105 | COM | 50 | $5,875 | dollars, detected | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 60 | $5,495 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 50 | $5,401 | dollars, detected | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 200 | $5,058 | dollars, detected | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 175 | $4,954 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 50 | $4,468 | dollars, detected | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 100 | $3,881 | dollars, detected | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 200 | $2,702 | dollars, detected | |
| TAMINO MINERALS INC COM | 87509W102 | COMMON | 4,779 | $1,434 | dollars, detected | |
| TIME WARNER INC | 887317303 | COM NEW | 16 | $1,053 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 12 | $1,027 | dollars, detected | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 269 | $769 | dollars, detected | |
| EMPIRE ENERGY CORP INXXX | 291648103 | COM | 100,000 | $430 | dollars, detected | |
| SMUCKER J M CO | 832696405 | COM NEW | 2 | $210 | dollars, detected | |
| AOL INC | 00184X105 | COM | 1 | $35 | dollars, detected | |
| SOLUTIA INC | 834376105 | COMMON STOCK | 20 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| VAST SOLUTIONS INC CL B2 | 92237T207 | COMMON | 25 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| VERADO HLDGS INC COM SER B | 92335X100 | COMMON | 800 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| U S DRY CLEANING SVCS CORP | 903324101 | COMMON | 37 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-055671 | this filing | 2013-10-18 | acceptance time not in the bulk data set |