13F-HR filed by Global X Management CO LLC
Global X Management CO LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-11, with 388 holding rows worth $844,500,000.
- Accession
- 0001144204-13-054955
- Filer
- CIK 1432354
- Filed
- 2013-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 388 entries on the cover page, a total value of $844,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $844,500,000 with VALUE read as thousands by filing date, 13F file number 028-14399. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILVER WHEATON CORP | 828336107 | COM | 1,234,030 | $30,567,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 506,969 | $23,321,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 314,907 | $18,120,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,417,859 | $13,003,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 172,282 | $12,356,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,594,144 | $11,753,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 739,580 | $11,685,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 982,547 | $11,653,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,556,816 | $11,168,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 321,157 | $10,222,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,649,369 | $10,144,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 939,257 | $9,909,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 799,652 | $9,636,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,677,440 | $9,478,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,173,857 | $9,356,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,134,422 | $9,178,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 529,466 | $8,524,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 482,689 | $8,510,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,010,379 | $8,383,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 483,789 | $8,341,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 531,921 | $8,037,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 856,730 | $7,950,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 129,399 | $7,899,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 665,895 | $7,838,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 968,526 | $7,748,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 258,975 | $7,736,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 267,985 | $7,584,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 2,457,852 | $7,472,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 702,883 | $7,394,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 144,307 | $7,250,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 272,173 | $6,840,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 528,369 | $6,731,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 436,692 | $6,668,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 99,455 | $6,654,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 275,568 | $6,605,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 213,250 | $6,370,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 758,804 | $6,260,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 269,721 | $6,206,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 5,295,967 | $6,143,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,041,819 | $6,126,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 397,986 | $6,125,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 580,599 | $6,102,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 501,180 | $6,099,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 410,955 | $6,066,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 35,710 | $6,043,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,672,262 | $6,013,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 284,626 | $5,624,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 479,861 | $5,557,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 199,653 | $5,470,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 21,276 | $5,235,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 93,034 | $4,844,000 | thousands by filing date | |
| 38259p508 | COM | 5,485 | $4,804,000 | thousands by filing date | ||
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 154,343 | $4,715,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 1,099,660 | $4,619,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 4,648,028 | $4,416,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 144,056 | $4,387,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1,046,565 | $4,239,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 78,563 | $4,165,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 32,648 | $4,164,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 56,494 | $4,081,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 69,747 | $3,936,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 24,432 | $3,791,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 78,511 | $3,738,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 56,426 | $3,698,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 69,039 | $3,651,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 271,562 | $3,625,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 380,536 | $3,470,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 160,410 | $3,447,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 65,307 | $3,439,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 98,853 | $3,278,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 617,751 | $3,274,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 289,271 | $3,243,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 170,950 | $3,241,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 87,995 | $3,205,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 47,772 | $3,149,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 89,490 | $3,148,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 74,177 | $3,132,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 55,575 | $3,125,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,870 | $2,996,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 61,935 | $2,992,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 69,813 | $2,985,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 16,202 | $2,975,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 688,984 | $2,970,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 136,628 | $2,942,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 36,545 | $2,917,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 49,475 | $2,890,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,854 | $2,885,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 43,845 | $2,885,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 67,535 | $2,880,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 54,438 | $2,874,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 39,240 | $2,866,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 35,185 | $2,863,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 76,890 | $2,861,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 63,085 | $2,848,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 85,031 | $2,832,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 19,157 | $2,819,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 122,970 | $2,818,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 35,426 | $2,811,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 84,148 | $2,811,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 57,630 | $2,803,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 47,092 | $2,796,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 113,769 | $2,758,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 65,598 | $2,757,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 72,053 | $2,757,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 39,765 | $2,732,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 22,143 | $2,730,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 196,153 | $2,701,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 86,736 | $2,699,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 93,953 | $2,697,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 40,568 | $2,696,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 181,072 | $2,693,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 35,993 | $2,693,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 89,255 | $2,679,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 51,910 | $2,672,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 54,495 | $2,658,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 103,226 | $2,638,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,454 | $2,600,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 30,840 | $2,591,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 133,090 | $2,589,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 53,347 | $2,588,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 130,161 | $2,578,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,923,799 | $2,544,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 100,340 | $2,498,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 108,701 | $2,409,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 366,545 | $2,386,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 2,473,323 | $2,350,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 59,001 | $2,289,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 79,422 | $2,271,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 279,387 | $2,230,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 96,248 | $2,225,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 212,933 | $2,178,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 559,237 | $2,058,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 67,482 | $2,049,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 41,789 | $2,035,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 214,440 | $1,999,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 42,553 | $1,991,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 87,381 | $1,982,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 58,452 | $1,934,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 31,895 | $1,918,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 182,200 | $1,906,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 797,974 | $1,851,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 745,287 | $1,826,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 35,300 | $1,767,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 64,798 | $1,765,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 43,677 | $1,752,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 73,082 | $1,717,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 422,430 | $1,690,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 65,362 | $1,663,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 50,033 | $1,661,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 792,825 | $1,617,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 35,232 | $1,548,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,079,401 | $1,544,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 43,200 | $1,537,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 1,187,529 | $1,532,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 80,337 | $1,530,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 36,624 | $1,529,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 98,518 | $1,522,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 40,787 | $1,513,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,314 | $1,506,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 34,643 | $1,492,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 1,874,746 | $1,481,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 39,792 | $1,447,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 102,969 | $1,418,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 30,297 | $1,394,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 25,282 | $1,391,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 313,302 | $1,385,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,455 | $1,361,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 37,270 | $1,353,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 9,816 | $1,324,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 59,044 | $1,316,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 79,203 | $1,289,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 55,533 | $1,249,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 26,610 | $1,245,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 13,608 | $1,207,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,870 | $1,197,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 34,968 | $1,197,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 16,231 | $1,179,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 47,455 | $1,167,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 5,716 | $1,159,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 113,393 | $1,153,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 60,334 | $1,145,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 24,292 | $1,088,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 18,741 | $1,087,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 24,263 | $1,065,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 21,704 | $1,059,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 43,123 | $1,058,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 15,950 | $1,056,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 67,272 | $1,055,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 67,063 | $1,031,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 15,825 | $1,024,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 38,009 | $1,002,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 28,913 | $993,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 27,911 | $972,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,644 | $963,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 15,018 | $949,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 42,750 | $949,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 27,720 | $946,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 28,366 | $946,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 35,734 | $943,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 24,468 | $938,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 16,549 | $925,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 29,492 | $923,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 16,758 | $917,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 52,501 | $914,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,896 | $910,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 21,136 | $909,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 37,703 | $889,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 15,831 | $873,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 12,815 | $869,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 34,586 | $868,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 11,880 | $867,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 23,680 | $863,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 46,596 | $860,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 34,090 | $852,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 112,488 | $838,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 36,875 | $836,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 15,480 | $825,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 14,328 | $817,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 133,517 | $793,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 2,531,192 | $792,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 42,267 | $775,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 88,131 | $773,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 10,080 | $756,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 155,282 | $750,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 42,412 | $732,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 28,508 | $720,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 33,860 | $710,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 732,794 | $696,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 60,671 | $678,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 64,666 | $665,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 46,008 | $663,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 30,109 | $659,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 7,834 | $652,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 68,247 | $648,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 12,812 | $631,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 37,889 | $545,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 126,838 | $542,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 54,309 | $541,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 19,877 | $537,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 157,173 | $530,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 45,408 | $523,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 40,972 | $512,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 338,080 | $494,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 41,475 | $491,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 16,871 | $491,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 14,214 | $470,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 22,464 | $469,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,429 | $458,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,452 | $456,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 19,442 | $453,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 28,016 | $450,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 15,072 | $434,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 21,743 | $433,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 4,700 | $431,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 4,902 | $386,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 2,833 | $364,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 51,298 | $364,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 41,824 | $361,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 8,573 | $360,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 110,328 | $354,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 55,692 | $352,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 14,131 | $339,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,391 | $337,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 17,040 | $336,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 22,222 | $335,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 34,879 | $332,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 13,324 | $331,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 7,433 | $329,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 16,145 | $325,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 15,256 | $318,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 11,510 | $303,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,860 | $283,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 14,945 | $268,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 16,175 | $267,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,442 | $264,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 37,408 | $260,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 6,326 | $258,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 50,795 | $248,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 47,561 | $248,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 7,077 | $246,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 11,735 | $246,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 23,263 | $242,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 9,201 | $239,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 5,092 | $238,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 20,507 | $237,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 15,904 | $221,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 15,582 | $220,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 37,485 | $211,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 61,127 | $207,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 7,094 | $198,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 16,801 | $197,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 13,690 | $182,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 4,700 | $171,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 7,621 | $168,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,332 | $167,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 13,907 | $166,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 18,280 | $160,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 31,935 | $160,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 85,189 | $157,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 33,404 | $153,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 5,725 | $152,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 22,749 | $151,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 15,115 | $135,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 9,141 | $128,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 8,043 | $128,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 17,615 | $105,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 9,381 | $103,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 3,099 | $102,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 2,644 | $85,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 5,723 | $82,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 4,675 | $79,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 6,373 | $78,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 19,900 | $76,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 844 | $76,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 18,235 | $75,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 454 | $73,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,866 | $71,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 931 | $69,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,838 | $69,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,263 | $68,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 450 | $67,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 3,467 | $67,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 10,239 | $67,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 509 | $65,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,040 | $65,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 4,344 | $65,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,531 | $63,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,000 | $62,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,143 | $56,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,508 | $55,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,369 | $50,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 756 | $50,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 763 | $50,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 443 | $49,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 8,300 | $49,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 460 | $48,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 387 | $47,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 21,284 | $47,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 7,240 | $45,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 512 | $44,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 11,640 | $42,000 | thousands by filing date | |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 18,472 | $42,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 22,508 | $41,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 5,693 | $40,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 4,120 | $33,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 347 | $32,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 940 | $31,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 460 | $31,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 354 | $31,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 484 | $30,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 1,971 | $30,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 245 | $29,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 43 | $29,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 269 | $29,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 90 | $28,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 245 | $27,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,940 | $27,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 280 | $27,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 380 | $27,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 480 | $27,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 227 | $27,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 310 | $26,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 142 | $26,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 332 | $25,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 221 | $25,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 434 | $25,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 161 | $25,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 328 | $25,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 287 | $25,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 161 | $25,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 129 | $25,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 392 | $25,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 601 | $25,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,067 | $25,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 692 | $25,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 5,987 | $25,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,014 | $24,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 470 | $24,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 305 | $24,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 330 | $24,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,376 | $24,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 617 | $23,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 267 | $23,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 303 | $23,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 479 | $21,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,897 | $19,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 2,925 | $6,000 | thousands by filing date | |
| CIA CERVECERIAS-RTS | 204429112 | Com | 669 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-054955 | this filing | 2013-10-11 | acceptance time not in the bulk data set |