13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 3,939 holding rows worth $53,189,785,000.
- Accession
- 0001144204-13-045951
- Filer
- CIK 1009207
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 4,619 entries on the cover page, a total value of $53,189,785,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $53,189,785,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 249,668 | $340,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 20,963 | $339,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 20,000 | $337,000 | thousands by filing date | call |
| CORESITE RLTY CORP | 21870Q105 | COM | 10,600 | $337,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 8,706 | $336,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 20,300 | $335,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 15,141 | $334,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 84,441 | $334,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,097 | $333,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 3,644 | $333,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 20,000 | $332,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 63,669 | $332,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 145,607 | $332,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 154,838 | $331,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 4,530 | $331,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 35,944 | $331,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 26,791 | $331,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 8,981 | $330,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 10,139 | $330,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,800 | $329,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 19,100 | $329,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 7,983 | $328,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 6,154 | $327,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 14,463 | $326,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 22,357 | $325,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 6,310 | $325,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 20,000 | $325,000 | thousands by filing date | put |
| AEP INDUSTRIES INC | 001031103 | COM | 4,374 | $325,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 14,700 | $324,000 | thousands by filing date | put |
| HYPERDYNAMICS CORP | 448954107 | COM | 681,696 | $324,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 31,327 | $323,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 35,774 | $322,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 8,600 | $322,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,233 | $321,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 9,300 | $320,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 149,599 | $319,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 30,000 | $318,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 24,740 | $318,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 22,967 | $316,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 52,239 | $316,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,686 | $315,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 17,510 | $314,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 7,600 | $314,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 50,498 | $314,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 10,100 | $313,000 | thousands by filing date | put |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 29,796 | $313,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,793 | $312,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 5,500 | $310,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 11,405 | $310,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 76,377 | $310,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 12,500 | $310,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 8,800 | $309,000 | thousands by filing date | call |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 128,196 | $309,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 67,527 | $309,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 11,427 | $308,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 97,651 | $307,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 19,739 | $307,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,616 | $307,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,532 | $307,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 31,580 | $307,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 7,000 | $306,000 | thousands by filing date | put |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 35,162 | $306,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 50,194 | $305,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 8,038 | $304,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 4,401 | $303,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 8,096 | $303,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 12,500 | $303,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 11,425 | $302,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 8,000 | $302,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 28,306 | $302,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 15,413 | $302,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,790 | $301,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 20,000 | $301,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,809 | $300,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 8,734 | $298,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 17,472 | $297,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 15,000 | $297,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 15,000 | $297,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 44,820 | $297,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,595 | $296,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 41,688 | $295,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 56,367 | $295,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 59,180 | $295,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 57,964 | $294,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 10,807 | $293,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 4,800 | $293,000 | thousands by filing date | call |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 7,300 | $293,000 | thousands by filing date | call |
| QUALITY DISTR INC FLA | 74756M102 | COM | 33,155 | $293,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 20,820 | $293,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 8,230 | $292,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 43,673 | $292,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 25,500 | $291,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 8,200 | $291,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 4,000 | $291,000 | thousands by filing date | call |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 6,200 | $290,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 30,971 | $289,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 11,781 | $289,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 24,219 | $289,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,340 | $287,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 9,695 | $286,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 48,708 | $285,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 12,400 | $285,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 20,535 | $284,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,850 | $281,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 5,545 | $281,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 6,500 | $281,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 12,269 | $281,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 12,362 | $280,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 14,200 | $279,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 216,311 | $279,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 7,700 | $278,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 8,881 | $278,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 8,077 | $277,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,800 | $276,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 23,481 | $276,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 13,748 | $276,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,400 | $275,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 10,174 | $274,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 71,415 | $274,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 72,642 | $272,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 9,300 | $271,000 | thousands by filing date | call |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 5,270 | $271,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,200 | $270,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 14,000 | $270,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 41,716 | $270,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 102,802 | $269,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 32,438 | $269,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 20,000 | $269,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 25,700 | $268,000 | thousands by filing date | call |
| AMERISAFE INC | 03071H100 | COM | 8,286 | $268,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 4,229 | $268,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 37,618 | $268,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 14,500 | $267,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 7,847 | $267,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 11,843 | $267,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 4,600 | $267,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 11,002 | $265,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 12,700 | $264,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 121,647 | $264,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 19,440 | $264,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 8,889 | $263,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,800 | $263,000 | thousands by filing date | put |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 13,370 | $263,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 4,600 | $263,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 6,000 | $261,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 5,748 | $259,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 15,000 | $259,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 8,779 | $259,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 7,800 | $259,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 41,119 | $259,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 151,020 | $258,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 14,000 | $257,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 10,000 | $257,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 2,800 | $257,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 48,011 | $256,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 16,300 | $256,000 | thousands by filing date | call |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,235 | $255,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 6,400 | $255,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 17,499 | $255,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,064 | $254,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 13,765 | $254,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 6,700 | $253,000 | thousands by filing date | put |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 15,623 | $253,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 88,741 | $252,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 17,757 | $252,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 10,081 | $250,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 22,076 | $249,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,526 | $249,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 29,015 | $249,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 6,575 | $249,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 14,599 | $247,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 11,051 | $247,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 13,097 | $246,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,100 | $246,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 46,829 | $246,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 80,464 | $246,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,738 | $245,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 24,097 | $245,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 13,938 | $244,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 3,545 | $243,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 8,500 | $243,000 | thousands by filing date | put |
| AH BELO CORP | 001282102 | COMMON STOCK | 35,399 | $243,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 23,461 | $243,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 20,919 | $243,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 29,570 | $243,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 17,691 | $241,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 5,000 | $240,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 14,900 | $238,000 | thousands by filing date | call |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,498 | $238,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 7,500 | $238,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 24,962 | $237,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 9,945 | $237,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 8,600 | $237,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 19,990 | $236,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,000 | $235,000 | thousands by filing date | put |
| ELLIS PERRY INTL INC | 288853104 | COM | 11,564 | $235,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 3,700 | $234,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,289 | $232,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 6,122 | $232,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 24,600 | $231,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 43,110 | $231,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 21,600 | $229,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 10,567 | $229,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 30,354 | $229,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 3,325 | $228,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 9,073 | $228,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 9,647 | $227,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 36,687 | $227,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 10,425 | $226,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 25,986 | $226,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 8,462 | $226,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,890 | $225,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 14,796 | $224,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 24,363 | $223,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 5,707 | $222,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 15,062 | $222,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,500 | $221,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 3,974 | $220,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 20,454 | $220,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 18,344 | $219,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 5,853 | $218,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 3,000 | $217,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 6,841 | $216,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,900 | $216,000 | thousands by filing date | call |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 10,879 | $216,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 53,386 | $216,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 4,400 | $216,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,000 | $215,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 20,000 | $215,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 7,100 | $215,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 91,861 | $214,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 20,025 | $213,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 106,456 | $213,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 32,800 | $213,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 26,422 | $213,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 8,600 | $212,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,000 | $211,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 822 | $211,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 10,736 | $211,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,600 | $210,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 7,582 | $210,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 16,600 | $210,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 19,945 | $209,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 17,080 | $208,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 4,100 | $207,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 46,808 | $207,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 24,325 | $207,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 4,252 | $206,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 4,600 | $205,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 19,590 | $205,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 18,099 | $205,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 7,897 | $205,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 15,154 | $204,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,218 | $203,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 9,124 | $202,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 8,000 | $202,000 | thousands by filing date | call |
| ULTRALIFE CORP | 903899102 | COM | 55,895 | $199,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 10,000 | $199,000 | thousands by filing date | call |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 13,407 | $199,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 18,514 | $199,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,000 | $198,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,000 | $198,000 | thousands by filing date | call |
| SUFFOLK BANCORP | 864739107 | COM | 12,138 | $198,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 15,410 | $197,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 40,000 | $196,000 | thousands by filing date | call |
| AIXTRON SE | 009606104 | SPONSORED ADR | 11,628 | $195,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 43,271 | $195,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 19,209 | $193,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 66,395 | $193,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 10,589 | $192,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 20,000 | $192,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 14,509 | $192,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 46,935 | $191,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 50,000 | $189,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,021 | $189,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 15,700 | $188,000 | thousands by filing date | put |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 82,893 | $188,000 | thousands by filing date | |
| FURNITURE BRANDS INTL INC | 360921209 | COM | 46,714 | $187,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 19,406 | $186,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 90,579 | $185,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 124,019 | $185,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 68,175 | $185,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,541 | $183,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 19,925 | $181,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 204,507 | $181,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 53,336 | $180,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 34,433 | $178,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,447 | $177,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 12,317 | $176,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 21,500 | $176,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 10,200 | $172,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 26,904 | $171,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 12,256 | $171,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 10,088 | $171,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 39,383 | $170,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,161 | $168,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,300 | $168,000 | thousands by filing date | put |
| LONE PINE RES INC | 54222A106 | COM | 506,301 | $167,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 15,917 | $167,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 16,151 | $164,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 20,000 | $164,000 | thousands by filing date | put |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 19,232 | $162,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 12,000 | $159,000 | thousands by filing date | put |
| INLAND REAL ESTATE CORP | 457461200 | COM | 15,484 | $158,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 12,370 | $158,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 19,334 | $156,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 421,698 | $156,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 51,697 | $156,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 10,489 | $154,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 24,373 | $153,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,903 | $153,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 82,852 | $152,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 72,682 | $149,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 13,635 | $149,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,000 | $148,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 10,849 | $147,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 64,692 | $147,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 12,799 | $146,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,000 | $146,000 | thousands by filing date | call |
| ANADIGICS INC | 032515108 | COM | 66,403 | $146,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 21,678 | $145,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 12,044 | $145,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 45,466 | $144,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 78,705 | $143,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 69,910 | $143,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 76,079 | $143,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 25,218 | $142,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 12,788 | $141,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 143,197 | $139,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 13,303 | $139,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 22,400 | $139,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 10,000 | $136,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 22,232 | $134,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 52,522 | $132,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 19,241 | $132,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 21,517 | $131,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 18,591 | $130,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 26,147 | $130,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 10,143 | $130,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 18,170 | $128,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 73,700 | $128,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 18,300 | $128,000 | thousands by filing date | call |
| AMBASSADORS GROUP INC | 023177108 | COM | 35,920 | $128,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,128 | $127,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 20,000 | $127,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,000 | $126,000 | thousands by filing date | put |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 18,800 | $126,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 36,354 | $125,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 20,889 | $124,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 30,054 | $124,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 27,626 | $123,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 10,012 | $122,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 10,428 | $119,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 14,788 | $118,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 19,929 | $117,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 32,462 | $117,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 51,566 | $116,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 74,450 | $115,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 24,963 | $115,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 71,341 | $113,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 23,900 | $113,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 95,897 | $112,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 37,900 | $111,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 33,805 | $110,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 13,500 | $110,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 15,389 | $108,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 190,359 | $107,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 20,000 | $105,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 15,657 | $105,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,304 | $104,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,000 | $104,000 | thousands by filing date | put |
| VITACOST.COM INC | 92847A200 | COM | 12,351 | $104,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,800 | $102,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 17,017 | $102,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 26,524 | $101,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,219 | $101,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 14,494 | $101,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 25,208 | $101,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 10,045 | $98,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,100 | $95,000 | thousands by filing date | put |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 12,700 | $92,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,845 | $90,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 32,800 | $88,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 29,285 | $88,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 23,949 | $87,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 12,884 | $86,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 51,800 | $85,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 44,779 | $84,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 35,469 | $82,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 11,849 | $80,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 10,894 | $79,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 12,200 | $78,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 20,988 | $77,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 33,232 | $76,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 16,220 | $76,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 79,686 | $76,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 23,119 | $74,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,627 | $73,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 11,496 | $73,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 14,090 | $67,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 35,613 | $67,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 56,583 | $67,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 112,817 | $67,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 16,370 | $64,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 11,360 | $64,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 17,656 | $63,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 10,425 | $63,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 20,000 | $61,000 | thousands by filing date | put |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 11,963 | $61,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 43,083 | $60,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 13,766 | $59,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 40,000 | $58,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 79,301 | $57,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 81,215 | $56,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 31,869 | $56,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,000 | $55,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 10,143 | $55,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 11,000 | $54,000 | thousands by filing date | put |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 31,400 | $51,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 76,952 | $50,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 13,750 | $45,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 15,759 | $44,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 26,957 | $44,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 13,560 | $43,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 13,268 | $42,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 12,150 | $41,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 24,930 | $41,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 45,731 | $39,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 11,726 | $38,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 14,600 | $37,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 20,225 | $29,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 15,333 | $27,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 12,160 | $26,000 | thousands by filing date | |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 23,564 | $24,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 10,180 | $24,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 16,842 | $23,000 | thousands by filing date | |
| COGO GROUP INC | G22538105 | ORD SHS | 11,300 | $23,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 18,512 | $19,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 25,400 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-045951 | this filing | 2013-08-14 | acceptance time not in the bulk data set |