13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2012-06-30, filed 2015-02-13, with 694 holding rows worth $1,233,469,000.
- Accession
- 0001143565-15-000014
- Filer
- CIK 1143565
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2012
A holdings report, 694 entries on the cover page, a total value of $1,233,469,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,233,469,000 with VALUE read as thousands by filing date, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 8,500 | $394,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 15,290 | $391,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 15,000 | $389,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 16,800 | $388,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 13,000 | $386,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 13,000 | $383,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 6,410 | $379,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 9,000 | $379,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 29,090 | $376,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 17,730 | $375,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 15,000 | $375,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 19,120 | $374,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 17,000 | $373,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5,630 | $373,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 13,000 | $372,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 22,000 | $369,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 11,000 | $368,000 | thousands by filing date | |
| Penn Virginia Resource Partner | 707884102 | COM | 15,000 | $368,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,000 | $365,000 | thousands by filing date | principal |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 16,300 | $364,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,500 | $363,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,600 | $361,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 15,000 | $357,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,000 | $355,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 26,000 | $353,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 12,000 | $349,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 9,000 | $347,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 54,000 | $344,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,000 | $341,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 20,000 | $340,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 21,230 | $336,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 25,000 | $335,000 | thousands by filing date | principal |
| TRANSCANADA CORP | 89353D107 | COM | 8,000 | $335,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 15,000 | $334,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,100 | $330,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 56,700 | $325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,300 | $322,000 | thousands by filing date | principal |
| Intuitive Surgical,Inc. | 46120E602 | COM | 579 | $321,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,750 | $321,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 6,000 | $318,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 9,800 | $314,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 80,000 | $306,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 46,368 | $306,000 | thousands by filing date | |
| COPANO ENERGY L L C | 217202100 | COM UNITS | 11,000 | $306,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 11,200 | $301,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,150 | $297,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 18,774 | $297,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 10,400 | $294,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,000 | $281,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 5,400 | $281,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,815 | $280,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 11,000 | $275,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 11,627 | $270,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 6,350 | $270,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 4,434 | $263,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 50,000 | $262,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,500 | $261,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 10,350 | $258,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 14,000 | $257,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 12,515 | $253,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 25,000 | $251,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 4,440 | $243,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,312 | $237,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,400 | $237,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 7,500 | $236,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,400 | $232,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 3,714 | $230,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,500 | $229,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 23,600 | $228,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,557 | $224,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 2,636 | $222,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,000 | $215,000 | thousands by filing date | |
| ELI LILLY & CO | PLLY9A025 | OPTIONS | 5,000 | $215,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 5,364 | $210,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 17,509 | $210,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 11,630 | $207,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 22,000 | $203,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 20,000 | $200,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 7,100 | $199,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,864 | $197,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 15,000 | $197,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,794 | $193,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 3,900 | $186,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 7,192 | $186,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 2,557 | $182,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,079 | $180,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,155 | $176,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 1,423 | $168,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 38,000 | $168,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 5,086 | $165,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 30,000 | $165,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 5,700 | $163,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,935 | $162,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,559 | $162,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 11,074 | $162,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 4,796 | $162,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,146 | $156,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 8,579 | $152,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 7,125 | $143,000 | thousands by filing date | principal |
| LKQ CORP COM | 501889208 | Stock | 4,096 | $137,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,979 | $134,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,819 | $134,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 3,697 | $133,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,177 | $123,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 5,864 | $122,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,454 | $121,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,189 | $118,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 4,000 | $115,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,405 | $113,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 2,300 | $113,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 6,000 | $112,000 | thousands by filing date | |
| VIRGIN MEDIA INC | 92769L101 | COM | 4,551 | $111,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,602 | $110,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 3,446 | $108,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,361 | $107,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,386 | $104,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 9,239 | $104,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 13,000 | $104,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 55,547 | $103,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,100 | $102,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,300 | $100,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,392 | $95,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,879 | $95,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 14,685 | $93,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,566 | $93,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,865 | $90,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 10,000 | $88,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 5,768 | $87,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,320 | $86,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,670 | $85,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,000 | $84,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 3,500 | $83,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,328 | $81,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 2,040 | $81,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 2,136 | $81,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 6,500 | $80,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,848 | $79,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 872 | $78,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 20,000 | $74,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,900 | $73,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,976 | $72,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,700 | $70,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 3,917 | $70,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,778 | $67,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 10,665 | $66,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 803 | $64,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 10,000 | $64,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 2,778 | $61,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,728 | $59,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 57,818 | $58,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 831 | $57,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 11,500 | $57,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 7,666 | $57,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 2,500 | $55,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,024 | $53,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 2,160 | $51,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 784 | $47,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 35,000 | $47,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 2,500 | $47,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 760 | $46,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 488 | $44,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 2,500 | $44,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,688 | $43,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 800 | $39,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,512 | $39,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,000 | $38,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 640 | $37,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 1,768 | $37,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,112 | $33,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,744 | $29,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,000 | $29,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,000 | $28,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,621 | $27,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 4,672 | $26,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,500 | $22,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 320 | $22,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,200 | $21,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,064 | $21,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 1,700 | $20,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,286 | $19,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 1,500 | $18,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,100 | $16,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,300 | $13,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,496 | $10,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 300 | $9,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 1,000 | $5,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 3,000 | $4,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 23 | $1,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 20 | $1,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBS CORP NEW | 124857202 | CL B | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001143565-15-000014 | this filing | 2015-02-13 | acceptance time not in the bulk data set |