13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2011-09-30, filed 2015-02-13, with 643 holding rows worth $1,054,042,000.
- Accession
- 0001143565-15-000011
- Filer
- CIK 1143565
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2011
A holdings report, 643 entries on the cover page, a total value of $1,054,042,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,054,042,000 with VALUE read as thousands by filing date, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MATTEL INC | 577081102 | COM | 14,270 | $369,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 37,335 | $357,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 14,210 | $351,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 13,000 | $342,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 17,100 | $341,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 12,300 | $334,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 23,160 | $334,000 | thousands by filing date | |
| CYMER INC | 232572107 | COM | 9,000 | $334,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 53,047 | $325,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 12,000 | $324,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 20,000 | $324,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 24,830 | $323,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 16,500 | $317,000 | thousands by filing date | |
| MASTERCARD INCORPORATED | PMA99A004 | OPTIONS | 1,000 | $317,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 17,000 | $316,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 10,600 | $312,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 18,000 | $308,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,530 | $304,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 9,000 | $299,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,000 | $297,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,920 | $297,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,665 | $292,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 22,700 | $286,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 30,000 | $281,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 10,400 | $279,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,000 | $275,000 | thousands by filing date | |
| METROPCS COMMUNICATIONS INC | 591708102 | COM | 31,560 | $275,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 10,000 | $267,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 12,000 | $266,000 | thousands by filing date | |
| GABELLI GLOBAL GOLD, NATURAL | 36244N109 | EXCHANGE TRADED | 18,000 | $258,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP | 88033G100 | COMMON STOCK | 62,870 | $258,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,000 | $257,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 28,000 | $253,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,700 | $253,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,940 | $251,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,000 | $249,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,700 | $247,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 25,000 | $247,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,000 | $246,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 15,000 | $246,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,290 | $245,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 25,000 | $242,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 2,636 | $237,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 15,000 | $234,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 4,630 | $231,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 7,980 | $228,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 13,000 | $228,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 17,000 | $226,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 25,000 | $225,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,000 | $224,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 50,000 | $216,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,400 | $215,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,020 | $212,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 575 | $209,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 8,000 | $209,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 4,750 | $207,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,000 | $207,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,500 | $206,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,000 | $205,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 5,000 | $205,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 21,390 | $204,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 9,280 | $200,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 8,000 | $200,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 14,000 | $198,000 | thousands by filing date | |
| TITANIUM METALS CORP | 888339207 | COMMON STOCK | 13,200 | $198,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,100 | $196,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,700 | $196,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,400 | $190,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 9,400 | $190,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,800 | $190,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,200 | $186,000 | thousands by filing date | |
| GEN-PROBE INC | 36866T103 | COM | 3,135 | $179,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 8,500 | $178,000 | thousands by filing date | |
| GEORESOURCES INC | 372476101 | COM | 10,000 | $178,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 7,000 | $176,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,300 | $170,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 6,500 | $170,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 2,500 | $169,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 9,150 | $167,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,000 | $166,000 | thousands by filing date | principal |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 60,000 | $166,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,720 | $165,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 27,000 | $165,000 | thousands by filing date | |
| Penn Virginia Resource Partner | 707884102 | COM | 7,000 | $164,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6,689 | $162,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 7,192 | $159,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 7,000 | $157,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,300 | $154,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 7,900 | $154,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,300 | $153,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,900 | $152,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 17,000 | $152,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 7,500 | $151,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 9,000 | $150,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,503 | $146,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 15,800 | $145,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,600 | $144,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 930 | $141,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 3,900 | $138,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 5,900 | $132,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 19,320 | $128,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 31,000 | $122,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,620 | $118,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 21,000 | $117,000 | thousands by filing date | |
| RIGHTNOW TECHNOLOGIES INC | 76657R106 | COMMON STOCK | 3,550 | $117,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 11,600 | $114,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 5,700 | $112,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,180 | $111,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 9,500 | $111,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 22,000 | $110,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 7,250 | $107,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 4,400 | $107,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,000 | $98,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,200 | $97,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 6,700 | $95,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,100 | $92,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 20,000 | $91,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 4,000 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 6,500 | $81,000 | thousands by filing date | principal |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,750 | $78,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 3,500 | $59,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,000 | $54,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 6,500 | $52,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 2,500 | $45,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 6,000 | $44,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 11,500 | $42,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 2,500 | $41,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,700 | $39,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 1,100 | $38,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,700 | $37,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 35,000 | $37,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 2,500 | $34,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,000 | $29,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,000 | $28,000 | thousands by filing date | |
| COGDELL SPENCER INC | 19238U107 | COMMON STOCK | 7,000 | $26,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,744 | $23,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,500 | $23,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 1,700 | $16,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,100 | $12,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,300 | $9,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 300 | $6,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 3,000 | $6,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001143565-15-000007 | superseded | 2015-02-13 | acceptance time not in the bulk data set | |
| 13F-HR 0001143565-15-000011 | this filing | 2015-02-13 | acceptance time not in the bulk data set |