13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2011-09-30, filed 2015-02-13, with 672 holding rows worth $1,027,658,000.
- Accession
- 0001143565-15-000007
- Filer
- CIK 1143565
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2011
A holdings report, 672 entries on the cover page, a total value of $1,027,658,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,027,658,000 with VALUE read as thousands by filing date, 13F file number 028-16191. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 20,900 | $456,000 | thousands by filing date | |
| COVENTRY HEALTH CARE INC | 222862104 | COM | 21,175 | $456,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 11,000 | $454,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 16,500 | $453,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 18,500 | $451,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,700 | $447,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 13,500 | $444,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,700 | $434,000 | thousands by filing date | |
| TELUS CORP | 87971M202 | COMMON STOCK-FO | 10,200 | $432,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10,100 | $427,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 13,200 | $424,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 4,890 | $423,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 13,000 | $419,000 | thousands by filing date | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 8,500 | $414,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 15,430 | $410,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 25,030 | $410,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 3,836 | $404,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 8,100 | $403,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP | 411310105 | COM | 8,600 | $401,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 12,300 | $390,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 22,600 | $390,000 | thousands by filing date | |
| ENTERTAINMENT PROPERTIES TR | 29380T105 | COMMON STOCK | 9,000 | $389,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 24,750 | $384,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 21,130 | $381,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 8,600 | $381,000 | thousands by filing date | principal |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 17,300 | $380,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 7,200 | $377,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10,000 | $377,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,100 | $374,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,100 | $372,000 | thousands by filing date | |
| KENNETH COLE PROD INC | 193294105 | COMMON STOCK | 22,300 | $372,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 12,200 | $371,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12,800 | $371,000 | thousands by filing date | principal |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 9,000 | $370,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,047 | $367,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 12,050 | $367,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 2,100 | $366,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,045 | $363,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 4,400 | $358,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 19,482 | $357,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 12,400 | $355,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 20,000 | $355,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 23,700 | $352,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 5,000 | $347,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 6,600 | $347,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7,300 | $346,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 25,390 | $345,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,700 | $344,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 12,000 | $344,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 28,335 | $343,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 23,900 | $339,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 57,610 | $337,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 7,500 | $334,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 15,800 | $334,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 14,300 | $334,000 | thousands by filing date | |
| CYMER INC | 232572107 | COM | 9,000 | $334,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,450 | $332,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 10,500 | $331,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,100 | $331,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 14,310 | $329,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,800 | $328,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 9,750 | $327,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 12,000 | $326,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 10,700 | $326,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 9,000 | $323,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,400 | $320,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,000 | $319,000 | thousands by filing date | |
| PACTIV CORPORATION | 695257105 | COMMON STOCK | 9,600 | $317,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 18,100 | $317,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 18,000 | $315,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,700 | $314,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 4,600 | $305,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 6,000 | $304,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 6,500 | $303,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 13,300 | $303,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 15,300 | $302,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 6,950 | $302,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 10,000 | $302,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,700 | $300,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,800 | $298,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,600 | $295,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,200 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,700 | $291,000 | thousands by filing date | principal |
| CONSTELLATION ENERGY GROUP INC | 210371100 | COMMON STOCK | 9,000 | $290,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 22,900 | $289,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 17,530 | $288,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 10,940 | $285,000 | thousands by filing date | |
| GENZYME CORP | 372917104 | COMMON STOCK | 4,000 | $283,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 7,000 | $276,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 20,000 | $273,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,600 | $270,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 10,000 | $264,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 12,600 | $264,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 9,000 | $261,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,900 | $258,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 5,630 | $254,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 60,639 | $248,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,100 | $246,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,885 | $232,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,027 | $231,000 | thousands by filing date | principal |
| UGI CORP NEW COM | 902681105 | Stock | 8,000 | $229,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 43,200 | $227,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 28,000 | $217,000 | thousands by filing date | |
| PROGRESS ENERGY INC | 743263105 | COMMON STOCK | 4,800 | $213,000 | thousands by filing date | |
| WILMINGTON TR CORP | 971807102 | COMMON STOCK | 23,700 | $213,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,400 | $200,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 15,000 | $194,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 50,000 | $194,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 3,200 | $185,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,400 | $184,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,400 | $182,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 4,700 | $175,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,000 | $171,000 | thousands by filing date | principal |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,700 | $168,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 5,000 | $159,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 13,500 | $158,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 4,200 | $156,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 7,192 | $152,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 6,000 | $152,000 | thousands by filing date | principal |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,885 | $150,000 | thousands by filing date | principal |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,000 | $150,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,303 | $146,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 2,800 | $146,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 4,465 | $144,000 | thousands by filing date | principal |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 5,600 | $141,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 4,000 | $128,000 | thousands by filing date | |
| Prologis | 743410102 | COM | 10,586 | $125,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,400 | $123,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 7,250 | $122,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 5,180 | $121,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 2,785 | $115,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576206106 | COMMON STOCK | 3,700 | $115,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,250 | $110,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 4,400 | $107,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 530 | $103,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,500 | $99,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 3,300 | $99,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 2,820 | $98,000 | thousands by filing date | principal |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,330 | $96,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,660 | $96,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 1,530 | $94,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 1,940 | $93,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,415 | $91,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 8,600 | $90,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 3,500 | $82,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 6,500 | $80,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 3,400 | $78,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,750 | $77,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,000 | $67,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 3,700 | $66,000 | thousands by filing date | |
| AMB PROPERTY CORP | 00163T109 | COM | 2,500 | $66,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 35,000 | $58,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 6,000 | $56,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 11,500 | $51,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,100 | $49,000 | thousands by filing date | |
| COGDELL SPENCER INC | 19238U107 | COMMON STOCK | 7,000 | $44,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,000 | $43,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 3,000 | $34,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 1,100 | $31,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,300 | $24,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,500 | $21,000 | thousands by filing date | |
| NATIONWIDE HEALTH PPTYS INC | 638620104 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| MARSHALL & ILSLEY CORP | 571837103 | COMMON STOCK | 2,300 | $16,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 500 | $15,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,064 | $14,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $13,000 | thousands by filing date | |
| DEVELOPERS DIVERS REALTY CRP | 251591103 | COMMON STOCK | 1,100 | $12,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 3,000 | $10,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 200 | $8,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 300 | $8,000 | thousands by filing date | |
| FRONTIER OIL CORP | 35914P105 | COM | 600 | $8,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001143565-15-000007 | this filing | 2015-02-13 | acceptance time not in the bulk data set | |
| 13F-HR 0001143565-15-000011 | base | 2015-02-13 | acceptance time not in the bulk data set |