13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 1,230 holding rows worth $2,680,631,000.
- Accession
- 0001142495-24-000008
- Filer
- CIK 1142495
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 1,230 entries on the cover page, a total value of $2,680,631,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,680,631,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 42,322 | $236,000 | thousands, detected and multiplied | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 16,077 | $236,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 5,985 | $235,000 | thousands, detected and multiplied | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,153 | $235,000 | thousands, detected and multiplied | |
| CORPAY INC COM SHS | 219948106 | Stock | 759 | $234,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,021 | $234,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 5,954 | $234,000 | thousands, detected and multiplied | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,671 | $233,000 | thousands, detected and multiplied | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,146 | $233,000 | thousands, detected and multiplied | |
| BXP INC COM | 101121101 | REIT | 3,545 | $232,000 | thousands, detected and multiplied | |
| SHOCKWAVE MED INC | 82489T104 | COM | 713 | $232,000 | thousands, detected and multiplied | |
| AVNET INC COM | 053807103 | Stock | 4,661 | $231,000 | thousands, detected and multiplied | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 377 | $231,000 | thousands, detected and multiplied | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,306 | $231,000 | thousands, detected and multiplied | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,554 | $231,000 | thousands, detected and multiplied | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 15,414 | $231,000 | thousands, detected and multiplied | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 18,580 | $231,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,026 | $231,000 | thousands, detected and multiplied | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,485 | $230,000 | thousands, detected and multiplied | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,838 | $229,000 | thousands, detected and multiplied | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 68,442 | $229,000 | thousands, detected and multiplied | |
| FABRINET SHS | G3323L100 | Stock | 1,206 | $228,000 | thousands, detected and multiplied | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 16,441 | $228,000 | thousands, detected and multiplied | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,170 | $227,000 | thousands, detected and multiplied | |
| CITY OFFICE REIT INC | 178587101 | COM | 43,500 | $227,000 | thousands, detected and multiplied | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 4,747 | $227,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 1,784 | $226,000 | thousands, detected and multiplied | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,066 | $225,000 | thousands, detected and multiplied | |
| XYLEM INC COM | 98419M100 | Stock | 1,738 | $225,000 | thousands, detected and multiplied | |
| IMAX CORP | 45245E109 | COM | 13,939 | $225,000 | thousands, detected and multiplied | |
| DONEGAL GROUP INC | 257701300 | CL B | 17,618 | $225,000 | thousands, detected and multiplied | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 7,784 | $224,000 | thousands, detected and multiplied | |
| HASBRO INC COM | 418056107 | Stock | 3,919 | $222,000 | thousands, detected and multiplied | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 3,359 | $222,000 | thousands, detected and multiplied | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,000 | $222,000 | thousands, detected and multiplied | |
| FIRSTENERGY CORP | 337932107 | COM | 5,735 | $221,000 | thousands, detected and multiplied | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 5,581 | $221,000 | thousands, detected and multiplied | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,081 | $221,000 | thousands, detected and multiplied | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 5,350 | $221,000 | thousands, detected and multiplied | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,170 | $220,000 | thousands, detected and multiplied | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 1,236 | $220,000 | thousands, detected and multiplied | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 3,617 | $220,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 9,765 | $220,000 | thousands, detected and multiplied | |
| EBAY INC. COM | 278642103 | Stock | 4,150 | $219,000 | thousands, detected and multiplied | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 2,513 | $218,000 | thousands, detected and multiplied | |
| MOELIS & CO | 60786M105 | CL A | 3,839 | $218,000 | thousands, detected and multiplied | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,330 | $218,000 | thousands, detected and multiplied | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 5,657 | $217,000 | thousands, detected and multiplied | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 4,595 | $217,000 | thousands, detected and multiplied | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,104 | $216,000 | thousands, detected and multiplied | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 5,346 | $216,000 | thousands, detected and multiplied | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,210 | $216,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,653 | $214,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 4,552 | $214,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 4,587 | $214,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 13,850 | $214,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F437 | COM | 7,344 | $213,000 | thousands, detected and multiplied | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 4,590 | $213,000 | thousands, detected and multiplied | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,577 | $213,000 | thousands, detected and multiplied | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,000 | $213,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 26,083 | $213,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,340 | $213,000 | thousands, detected and multiplied | |
| ICF INTL INC | 44925C103 | COM | 1,416 | $213,000 | thousands, detected and multiplied | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 8,967 | $212,000 | thousands, detected and multiplied | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,512 | $211,000 | thousands, detected and multiplied | |
| GENERAC HLDGS INC | 368736104 | COM | 1,670 | $211,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,761 | $211,000 | thousands, detected and multiplied | |
| BILL HOLDINGS INC | 090043100 | COM | 3,056 | $210,000 | thousands, detected and multiplied | |
| KEYCORP COM | 493267108 | Stock | 13,267 | $210,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 5,715 | $210,000 | thousands, detected and multiplied | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 18,075 | $210,000 | thousands, detected and multiplied | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 15,412 | $210,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 3,647 | $210,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 1,821 | $210,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,327 | $209,000 | thousands, detected and multiplied | |
| TREX CO INC | 89531P105 | COM | 2,098 | $209,000 | thousands, detected and multiplied | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 54,256 | $209,000 | thousands, detected and multiplied | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,979 | $209,000 | thousands, detected and multiplied | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 14,200 | $209,000 | thousands, detected and multiplied | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,304 | $208,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,836 | $208,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5,994 | $208,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 17,623 | $207,000 | thousands, detected and multiplied | |
| INARI MED INC | 45332Y109 | COM | 4,319 | $207,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,806 | $206,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,680 | $206,000 | thousands, detected and multiplied | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,849 | $206,000 | thousands, detected and multiplied | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 8,591 | $206,000 | thousands, detected and multiplied | |
| BOOT BARN HLDGS INC | 099406100 | COM | 2,168 | $206,000 | thousands, detected and multiplied | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 4,416 | $205,000 | thousands, detected and multiplied | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 8,825 | $205,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,449 | $204,000 | thousands, detected and multiplied | |
| CONAGRA FOODS INC | 205887102 | COM | 6,869 | $204,000 | thousands, detected and multiplied | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,724 | $204,000 | thousands, detected and multiplied | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,047 | $204,000 | thousands, detected and multiplied | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,187 | $204,000 | thousands, detected and multiplied | |
| BLACKLINE, INC. | 09239B109 | COM | 3,159 | $204,000 | thousands, detected and multiplied | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,996 | $202,000 | thousands, detected and multiplied | |
| IDACORP INC | 451107106 | COM | 2,174 | $202,000 | thousands, detected and multiplied | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,888 | $202,000 | thousands, detected and multiplied | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 6,333 | $201,000 | thousands, detected and multiplied | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 823 | $201,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,207 | $201,000 | thousands, detected and multiplied | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 19,456 | $201,000 | thousands, detected and multiplied | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,617 | $200,000 | thousands, detected and multiplied | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 22,805 | $200,000 | thousands, detected and multiplied | |
| RH | 74967X103 | COM | 575 | $200,000 | thousands, detected and multiplied | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,141 | $197,000 | thousands, detected and multiplied | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 28,925 | $196,000 | thousands, detected and multiplied | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,711 | $196,000 | thousands, detected and multiplied | |
| EZCORP INC | 302301106 | CL A NON VTG | 17,328 | $196,000 | thousands, detected and multiplied | |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 45,500 | $196,000 | thousands, detected and multiplied | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 16,274 | $194,000 | thousands, detected and multiplied | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,010 | $193,000 | thousands, detected and multiplied | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 13,248 | $193,000 | thousands, detected and multiplied | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 11,283 | $188,000 | thousands, detected and multiplied | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,826 | $187,000 | thousands, detected and multiplied | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 18,800 | $187,000 | thousands, detected and multiplied | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 21,231 | $187,000 | thousands, detected and multiplied | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 15,574 | $186,000 | thousands, detected and multiplied | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 43,692 | $183,000 | thousands, detected and multiplied | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 38,548 | $181,000 | thousands, detected and multiplied | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 17,025 | $181,000 | thousands, detected and multiplied | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 14,118 | $180,000 | thousands, detected and multiplied | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 10,931 | $176,000 | thousands, detected and multiplied | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,521 | $175,000 | thousands, detected and multiplied | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,775 | $175,000 | thousands, detected and multiplied | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 37,171 | $171,000 | thousands, detected and multiplied | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,421 | $170,000 | thousands, detected and multiplied | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 22,400 | $170,000 | thousands, detected and multiplied | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,208 | $169,000 | thousands, detected and multiplied | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 15,992 | $169,000 | thousands, detected and multiplied | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 17,829 | $167,000 | thousands, detected and multiplied | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 21,386 | $164,000 | thousands, detected and multiplied | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 24,530 | $163,000 | thousands, detected and multiplied | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 50,948 | $163,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 10,483 | $162,000 | thousands, detected and multiplied | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,246 | $159,000 | thousands, detected and multiplied | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 21,309 | $158,000 | thousands, detected and multiplied | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 52,740 | $156,000 | thousands, detected and multiplied | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 17,500 | $156,000 | thousands, detected and multiplied | |
| Matrix Service Company | 576853105 | COM | 11,857 | $154,000 | thousands, detected and multiplied | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 14,614 | $151,000 | thousands, detected and multiplied | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 26,331 | $149,000 | thousands, detected and multiplied | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 60,922 | $148,000 | thousands, detected and multiplied | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 50,443 | $148,000 | thousands, detected and multiplied | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 17,599 | $146,000 | thousands, detected and multiplied | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 56,019 | $145,000 | thousands, detected and multiplied | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 17,116 | $145,000 | thousands, detected and multiplied | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 13,735 | $145,000 | thousands, detected and multiplied | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 16,054 | $144,000 | thousands, detected and multiplied | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,437 | $143,000 | thousands, detected and multiplied | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 22,614 | $142,000 | thousands, detected and multiplied | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,600 | $138,000 | thousands, detected and multiplied | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 15,914 | $136,000 | thousands, detected and multiplied | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,279 | $135,000 | thousands, detected and multiplied | |
| CION INVT CORP | 17259U204 | COM | 12,300 | $135,000 | thousands, detected and multiplied | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,146 | $134,000 | thousands, detected and multiplied | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 33,747 | $134,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,198 | $133,000 | thousands, detected and multiplied | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,631 | $125,000 | thousands, detected and multiplied | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 38,075 | $123,000 | thousands, detected and multiplied | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,915 | $122,000 | thousands, detected and multiplied | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 15,908 | $122,000 | thousands, detected and multiplied | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 18,505 | $120,000 | thousands, detected and multiplied | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,250 | $119,000 | thousands, detected and multiplied | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 19,389 | $118,000 | thousands, detected and multiplied | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,084 | $118,000 | thousands, detected and multiplied | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,673 | $117,000 | thousands, detected and multiplied | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 11,251 | $116,000 | thousands, detected and multiplied | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,877 | $115,000 | thousands, detected and multiplied | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,212 | $115,000 | thousands, detected and multiplied | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 12,059 | $114,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,654 | $112,000 | thousands, detected and multiplied | |
| NIO INC SPON ADS | 62914V106 | ADR | 24,007 | $108,000 | thousands, detected and multiplied | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 13,900 | $105,000 | thousands, detected and multiplied | |
| READY CAPITAL CORP | 75574U101 | COM | 11,416 | $104,000 | thousands, detected and multiplied | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,301 | $102,000 | thousands, detected and multiplied | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,300 | $102,000 | thousands, detected and multiplied | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 41,650 | $100,000 | thousands, detected and multiplied | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 15,106 | $97,000 | thousands, detected and multiplied | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 16,911 | $97,000 | thousands, detected and multiplied | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,922 | $96,000 | thousands, detected and multiplied | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,290 | $91,000 | thousands, detected and multiplied | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,013 | $91,000 | thousands, detected and multiplied | |
| GABELLI UTIL TR | 36240A101 | COM | 16,250 | $90,000 | thousands, detected and multiplied | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 13,029 | $85,000 | thousands, detected and multiplied | |
| TILRAY INC | 88688T100 | COM CL 2 | 34,483 | $85,000 | thousands, detected and multiplied | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 28,834 | $81,000 | thousands, detected and multiplied | |
| EGAIN CORP | 28225C806 | COM NEW | 12,600 | $81,000 | thousands, detected and multiplied | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 13,500 | $79,000 | thousands, detected and multiplied | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 10,700 | $78,000 | thousands, detected and multiplied | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 11,484 | $76,000 | thousands, detected and multiplied | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,868 | $75,000 | thousands, detected and multiplied | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 25,675 | $74,000 | thousands, detected and multiplied | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,650 | $73,000 | thousands, detected and multiplied | |
| AGILON HEALTH INC | 00857U107 | COM | 12,000 | $73,000 | thousands, detected and multiplied | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 15,530 | $72,000 | thousands, detected and multiplied | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,493 | $71,000 | thousands, detected and multiplied | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,414 | $68,000 | thousands, detected and multiplied | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,118 | $67,000 | thousands, detected and multiplied | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,670 | $64,000 | thousands, detected and multiplied | |
| SABRE CORP COM | 78573M104 | Stock | 25,754 | $62,000 | thousands, detected and multiplied | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,528 | $60,000 | thousands, detected and multiplied | |
| AXT INC | 00246W103 | COM | 12,761 | $59,000 | thousands, detected and multiplied | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 11,150 | $57,000 | thousands, detected and multiplied | |
| NOVAVAX INC | 670002401 | COM NEW | 11,557 | $55,000 | thousands, detected and multiplied | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 12,000 | $54,000 | thousands, detected and multiplied | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,084 | $53,000 | thousands, detected and multiplied | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 14,937 | $48,000 | thousands, detected and multiplied | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 11,759 | $44,000 | thousands, detected and multiplied | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 16,683 | $44,000 | thousands, detected and multiplied | |
| NULL | 25381D206 | NULL | 28,499 | $42,000 | thousands, detected and multiplied | |
| MATTERPORT INC | 577096100 | COM CL A | 17,500 | $40,000 | thousands, detected and multiplied | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 10,522 | $40,000 | thousands, detected and multiplied | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,498 | $37,000 | thousands, detected and multiplied | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 10,000 | $36,000 | thousands, detected and multiplied | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 13,585 | $36,000 | thousands, detected and multiplied | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 12,500 | $34,000 | thousands, detected and multiplied | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 22,670 | $30,000 | thousands, detected and multiplied | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 17,215 | $27,000 | thousands, detected and multiplied | |
| CYBIN INC | 23256X100 | COM | 66,500 | $27,000 | thousands, detected and multiplied | |
| LOANDEPOT INC | 53946R106 | COM CL A | 10,000 | $26,000 | thousands, detected and multiplied | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 10,257 | $19,000 | thousands, detected and multiplied | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 17,310 | $18,000 | thousands, detected and multiplied | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 20,000 | $17,000 | thousands, detected and multiplied | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 20,000 | $14,000 | thousands, detected and multiplied | |
| TELLURIAN INC NEW | 87968A104 | COM | 19,000 | $13,000 | thousands, detected and multiplied | |
| BIOCARDIA INC | 09060U507 | COM | 15,000 | $6,000 | thousands, detected and multiplied | |
| TRX GOLD CORPORATION | 87283P109 | COM | 10,000 | $4,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-24-000008 | this filing | 2024-05-15 | acceptance time not in the bulk data set |