13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-08, with 1,167 holding rows worth $2,107,054,000 by the sum of the rows.
- Accession
- 0001142495-21-000077
- Filer
- CIK 1142495
- Filed
- 2021-10-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 18,675 entries on the cover page, a total value of $2,107,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,107,054,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $2,107,000, about 1/1,000 of the sum of the rows, $2,107,054,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,198 | $225,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,453 | $225,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,383 | $224,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 964 | $224,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 10,146 | $224,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 6,143 | $224,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 18,659 | $224,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 12,920 | $224,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,396 | $223,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 5,586 | $223,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,980 | $222,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,559 | $222,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 4,658 | $221,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 43,133 | $221,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,196 | $220,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 11,460 | $220,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 11,000 | $219,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 5,071 | $218,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 913 | $216,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,504 | $216,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,446 | $216,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 8,508 | $216,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,379 | $215,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,181 | $215,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,418 | $214,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 811 | $214,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 6,501 | $214,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,078 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,241 | $214,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,764 | $214,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,212 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,328 | $213,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 2,705 | $212,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,046 | $212,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 9,589 | $212,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,246 | $211,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,045 | $211,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 15,300 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 2,418 | $211,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 3,360 | $210,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 823 | $210,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 25,845 | $210,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,086 | $210,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,501 | $209,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 1,950 | $209,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,427 | $209,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 8,375 | $209,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,184 | $208,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,383 | $208,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,195 | $207,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 5,277 | $207,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,120 | $207,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,385 | $206,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,525 | $206,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,633 | $205,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 21,085 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,346 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 7,252 | $205,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,965 | $204,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,195 | $204,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 6,545 | $204,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 37,385 | $204,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 727 | $203,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,905 | $203,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,425 | $203,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 40,750 | $203,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 6,661 | $202,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 4,809 | $202,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 3,898 | $201,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 5,935 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1,437 | $201,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 3,936 | $200,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,002 | $196,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,151 | $194,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,019 | $192,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 10,000 | $191,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,803 | $190,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 24,999 | $186,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 16,763 | $181,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 14,711 | $180,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 15,570 | $180,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 45,390 | $177,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 15,117 | $171,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,882 | $169,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,607 | $166,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 12,273 | $164,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 18,589 | $162,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,970 | $162,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,932 | $160,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 37,089 | $160,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 38,324 | $159,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 51,500 | $157,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,163 | $156,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,354 | $155,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,498 | $154,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,308 | $153,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 12,116 | $152,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 10,582 | $152,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 44,369 | $152,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,538 | $149,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 10,080 | $149,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,561 | $147,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,108 | $147,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 13,054 | $144,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,061 | $143,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 15,664 | $142,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,819 | $140,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 12,500 | $140,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 13,600 | $139,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 17,934 | $136,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,610 | $136,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,652 | $134,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 43,145 | $134,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 14,006 | $133,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 21,784 | $130,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 28,012 | $127,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 30,998 | $120,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,500 | $118,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 70,068 | $118,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 16,000 | $116,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 20,634 | $116,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 21,000 | $116,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,801 | $115,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 54,865 | $114,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 25,350 | $113,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,358 | $112,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 16,662 | $110,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,802 | $109,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,253 | $104,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 16,500 | $104,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 10,500 | $104,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 47,000 | $103,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,268 | $102,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 29,215 | $101,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 10,692 | $100,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,860 | $98,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,919 | $95,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,104 | $87,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 15,080 | $86,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 14,450 | $85,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 26,426 | $83,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 31,376 | $82,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,035 | $79,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,758 | $77,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 10,500 | $73,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,750 | $72,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 11,000 | $70,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 29,505 | $69,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,451 | $66,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 11,500 | $66,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 16,485 | $60,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 22,500 | $52,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 10,500 | $45,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 10,409 | $44,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 12,700 | $44,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 32,228 | $42,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 12,000 | $37,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 13,938 | $27,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 20,202 | $21,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,100 | $18,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 15,100 | $18,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $17,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 14,150 | $17,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,000 | $13,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 20,000 | $9,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 24,390 | $5,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 15,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-21-000077 | this filing | 2021-10-08 | acceptance time not in the bulk data set |