13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 865 holding rows worth $1,140,562,000.
- Accession
- 0001142495-21-000015
- Filer
- CIK 1142495
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 865 entries on the cover page, a total value of $1,140,562,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,140,560,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,258 | $447,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 9,323 | $447,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,710 | $446,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 6,415 | $446,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,437 | $445,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 8,034 | $443,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 10,461 | $442,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 26,277 | $442,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,874 | $441,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 20,493 | $440,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,103 | $438,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,714 | $438,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,115 | $435,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,732 | $433,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 79,794 | $432,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 16,038 | $432,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 24,193 | $431,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 15,550 | $431,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 8,776 | $429,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 46,400 | $426,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,736 | $425,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,286 | $425,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 7,000 | $424,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 31,956 | $423,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,491 | $422,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 3,232 | $421,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,600 | $416,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,107 | $411,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,299 | $410,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 21,611 | $410,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,759 | $408,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,001 | $408,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,369 | $407,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 28,621 | $407,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 9,052 | $406,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,953 | $405,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 11,258 | $404,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,280 | $403,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 987 | $403,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 11,302 | $403,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 9,632 | $403,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,093 | $402,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 12,625 | $402,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,042 | $401,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,829 | $397,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,757 | $394,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,387 | $393,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,353 | $390,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,930 | $390,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,938 | $389,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 15,786 | $388,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,920 | $386,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,804 | $383,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,067 | $383,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,411 | $382,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 6,186 | $382,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,520 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,407 | $381,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,700 | $380,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,511 | $379,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 11,500 | $379,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,180 | $377,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 15,800 | $374,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 38,239 | $373,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 42,117 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 12,424 | $368,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,626 | $367,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,578 | $366,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,812 | $365,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,847 | $363,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 25,531 | $363,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 17,904 | $360,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,350 | $358,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 20,066 | $358,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 6,339 | $357,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 20,624 | $357,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 8,056 | $355,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 9,578 | $353,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 24,029 | $353,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,200 | $352,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 46,860 | $351,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 8,200 | $351,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,651 | $350,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 850 | $349,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12,612 | $348,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 8,322 | $347,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 870 | $345,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 11,250 | $345,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,385 | $343,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 22,687 | $340,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 475 | $339,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 28,274 | $338,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,653 | $338,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 4,414 | $337,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 21,539 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 15,110 | $336,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 929 | $334,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 9,408 | $334,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,850 | $333,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,774 | $332,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 3,954 | $332,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 26,000 | $332,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 13,447 | $331,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 19,636 | $330,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 12,812 | $329,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 37,700 | $329,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,652 | $329,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 21,457 | $327,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,516 | $327,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,710 | $326,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,502 | $326,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 21,505 | $326,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 32,635 | $326,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,742 | $325,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,525 | $323,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,740 | $323,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,995 | $323,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 9,708 | $323,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,703 | $321,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,025 | $321,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,375 | $320,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 16,578 | $320,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 924 | $320,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 13,575 | $319,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 15,489 | $319,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,900 | $318,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,695 | $317,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 4,160 | $316,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 18,032 | $314,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,365 | $313,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 25,370 | $311,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 5,398 | $310,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 15,750 | $310,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,818 | $309,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,792 | $307,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,563 | $305,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,046 | $305,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,052 | $304,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 8,965 | $304,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,523 | $304,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,436 | $303,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,086 | $303,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,970 | $303,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,861 | $302,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,719 | $302,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 567 | $302,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,618 | $301,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 31,071 | $300,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,526 | $300,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,489 | $299,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,146 | $299,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 8,934 | $299,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,901 | $298,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 2,053 | $298,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,002 | $298,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,642 | $298,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 16,870 | $297,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 4,330 | $295,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,092 | $294,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 5,010 | $294,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 405 | $294,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 18,538 | $293,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,407 | $292,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,558 | $291,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,036 | $290,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 3,550 | $290,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 19,313 | $290,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,400 | $288,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,992 | $288,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,258 | $286,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,633 | $286,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 8,000 | $285,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,518 | $285,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 45,239 | $284,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 4,040 | $283,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 3,226 | $282,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 17,791 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,960 | $277,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,086 | $274,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,919 | $272,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 12,140 | $272,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,329 | $271,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,098 | $270,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 8,869 | $269,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,789 | $268,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,678 | $267,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,091 | $267,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 76,154 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,583 | $266,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 10,376 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,353 | $265,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,070 | $263,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 3,000 | $263,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 10,000 | $261,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,610 | $260,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,362 | $260,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,300 | $260,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 7,805 | $260,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,439 | $259,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 3,381 | $259,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,076 | $258,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 26,279 | $258,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,598 | $257,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 10,150 | $257,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 11,442 | $256,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,594 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,699 | $255,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,498 | $254,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 16,650 | $253,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,072 | $253,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 57,000 | $253,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 469 | $251,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 890 | $250,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,984 | $250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,808 | $250,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,547 | $250,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,273 | $247,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,597 | $247,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,867 | $247,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,568 | $247,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 16,038 | $245,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,434 | $244,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 8,486 | $243,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,000 | $242,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 11,086 | $242,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 174 | $241,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,744 | $241,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,016 | $240,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,618 | $240,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,282 | $239,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 19,258 | $239,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 6,151 | $238,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 1,576 | $238,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 8,440 | $237,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 8,253 | $237,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,541 | $236,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 3,000 | $236,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 11,700 | $235,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,976 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,355 | $233,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 7,905 | $233,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 26,900 | $233,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 7,558 | $233,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,654 | $232,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,196 | $232,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 28,151 | $231,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,332 | $231,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 5,348 | $231,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,122 | $229,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,816 | $229,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,386 | $228,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,714 | $226,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 15,374 | $224,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,264 | $221,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,301 | $221,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 43,500 | $220,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,720 | $219,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 4,115 | $219,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,596 | $217,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,217 | $217,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,977 | $217,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 3,478 | $217,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,229 | $216,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,090 | $215,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,542 | $215,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 6,500 | $215,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 6,398 | $215,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 6,002 | $214,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,222 | $213,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 11,004 | $213,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 18,659 | $213,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,147 | $212,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,318 | $211,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,624 | $211,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 6,100 | $210,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,031 | $208,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,154 | $206,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 884 | $205,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,185 | $205,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,588 | $204,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 748 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,380 | $204,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,983 | $204,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 4,275 | $204,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 6,423 | $204,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,098 | $203,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,616 | $201,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,169 | $201,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 11,981 | $197,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,709 | $188,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,584 | $188,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,609 | $187,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 38,385 | $184,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 11,879 | $181,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 16,300 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,600 | $174,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 12,951 | $171,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,563 | $168,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 12,030 | $168,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 23,934 | $166,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,119 | $163,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 20,016 | $162,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 14,432 | $160,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 23,975 | $160,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 57,000 | $158,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,485 | $157,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,665 | $156,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 22,580 | $153,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 16,671 | $150,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 23,843 | $147,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,777 | $144,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 10,679 | $144,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,986 | $141,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 12,105 | $139,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,629 | $138,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,050 | $135,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 29,500 | $131,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,105 | $127,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 10,190 | $127,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,308 | $126,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 13,554 | $125,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,433 | $124,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,500 | $117,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 10,366 | $117,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,829 | $113,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 12,709 | $108,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 24,100 | $108,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 19,000 | $107,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 26,471 | $106,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,000 | $105,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 41,369 | $105,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,838 | $102,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 12,137 | $102,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 70,068 | $102,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,737 | $101,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 12,671 | $98,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 32,228 | $97,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 20,796 | $95,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,860 | $93,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 13,035 | $90,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 17,934 | $86,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 17,750 | $85,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 16,000 | $84,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 12,000 | $84,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,500 | $78,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 14,450 | $75,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 25,000 | $75,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 35,375 | $74,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,700 | $73,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 12,115 | $70,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 16,052 | $69,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,081 | $63,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 19,837 | $62,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 13,460 | $57,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,600 | $56,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 12,000 | $48,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,498 | $46,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 11,500 | $45,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 14,580 | $43,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 10,409 | $41,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,500 | $33,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 11,100 | $32,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 14,150 | $30,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 20,450 | $20,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-21-000015 | this filing | 2021-02-16 | acceptance time not in the bulk data set |