13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-20, with 930 holding rows worth $1,042,936,000.
- Accession
- 0001142495-20-000014
- Filer
- CIK 1142495
- Filed
- 2020-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 14,883 entries on the cover page, a total value of $1,042,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,042,936,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 570,448 | $66,064,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 11,764 | $37,042,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 131,748 | $27,711,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 37,254 | $12,476,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 118,906 | $12,124,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,151 | $11,946,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 42,484 | $11,798,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 21,567 | $11,673,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 41,848 | $10,960,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 50,764 | $10,151,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 49,272 | $9,708,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 315,413 | $8,992,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50,562 | $8,956,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 30,809 | $8,560,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 139,745 | $8,313,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 65,723 | $8,155,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 90,812 | $7,954,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 51,297 | $7,637,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 119,973 | $7,416,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 34,574 | $7,362,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 14,206 | $6,967,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 19,590 | $6,954,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 48,352 | $6,720,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 21,055 | $6,564,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 167,040 | $6,130,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 24,300 | $6,107,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 19,520 | $6,005,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,042 | $5,940,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 17,442 | $5,898,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 178,443 | $5,614,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 33,711 | $5,571,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 47,281 | $5,564,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 57,176 | $5,504,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 339,000 | $5,085,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 57,827 | $5,003,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 87,446 | $4,939,000 | thousands by filing date | |
| VTI | 922908769 | COM | 28,980 | $4,936,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 77,528 | $4,905,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,464 | $4,777,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 11,128 | $4,774,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 109,973 | $4,652,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 15,246 | $4,482,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 25,108 | $4,383,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 30,920 | $4,165,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 85,721 | $4,121,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 5,000 | $4,119,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 55,849 | $4,021,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 49,621 | $4,020,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 101,565 | $4,001,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 48,081 | $3,988,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 28,667 | $3,973,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 45,481 | $3,819,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 109,316 | $3,730,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 63,640 | $3,717,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10,568 | $3,551,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 13,717 | $3,486,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,603 | $3,425,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 64,994 | $3,365,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 26,640 | $3,344,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 138,721 | $3,342,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 7,087 | $3,332,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 98,429 | $3,319,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 20,281 | $3,297,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 26,909 | $3,274,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 26,577 | $3,206,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 28,993 | $3,155,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 20,001 | $3,149,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 26,937 | $3,144,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 84,455 | $3,078,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 31,528 | $3,047,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 50,760 | $3,014,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 49,953 | $3,012,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 35,318 | $2,933,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 85,055 | $2,920,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,109 | $2,915,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 58,985 | $2,912,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 55,282 | $2,857,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 31,688 | $2,795,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,951 | $2,762,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 38,245 | $2,759,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 25,537 | $2,694,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,096 | $2,692,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 12,401 | $2,670,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 38,288 | $2,658,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 23,690 | $2,622,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 144,163 | $2,593,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,165 | $2,583,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 21,660 | $2,557,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,578 | $2,528,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 41,809 | $2,496,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 15,279 | $2,447,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 16,296 | $2,431,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 11,045 | $2,422,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 8,669 | $2,406,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,723 | $2,404,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 51,156 | $2,366,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 40,698 | $2,342,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 72,600 | $2,340,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 38,427 | $2,306,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 74,352 | $2,299,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 11,426 | $2,249,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 21,575 | $2,242,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 116,035 | $2,224,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 223,718 | $2,206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 55,677 | $2,180,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 33,853 | $2,139,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 15,261 | $2,113,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,390 | $2,065,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,287 | $2,023,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 24,443 | $2,004,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,300 | $1,947,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6,325 | $1,895,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 41,126 | $1,886,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 71,490 | $1,863,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 102,630 | $1,857,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,812 | $1,854,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 23,453 | $1,851,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6,690 | $1,820,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 25,871 | $1,817,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,933 | $1,813,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 41,650 | $1,796,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 7,315 | $1,768,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 13,896 | $1,765,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 74,692 | $1,756,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 22,129 | $1,747,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,929 | $1,743,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 12,033 | $1,729,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 43,837 | $1,694,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 77,282 | $1,672,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 4,556 | $1,660,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,999 | $1,647,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 163,831 | $1,645,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,133 | $1,644,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 12,308 | $1,644,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 143,036 | $1,639,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 12,195 | $1,636,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,201 | $1,627,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 43,197 | $1,626,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 46,015 | $1,623,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 23,769 | $1,615,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 20,877 | $1,611,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 283,375 | $1,601,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 14,253 | $1,588,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 179,507 | $1,581,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,799 | $1,577,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 19,297 | $1,562,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 7,207 | $1,551,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 51,311 | $1,539,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 15,000 | $1,516,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,381 | $1,495,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 21,615 | $1,489,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,824 | $1,465,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,542 | $1,460,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 72,665 | $1,459,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 192,379 | $1,452,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 8,883 | $1,451,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 6,779 | $1,451,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,632 | $1,443,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 105,364 | $1,427,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 6,299 | $1,411,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 17,483 | $1,395,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 17,770 | $1,395,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 26,480 | $1,382,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 21,644 | $1,379,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 20,888 | $1,378,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,888 | $1,374,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,732 | $1,363,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,327 | $1,357,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8,105 | $1,349,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 175,305 | $1,315,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,016 | $1,305,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 60,379 | $1,303,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,718 | $1,302,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 37,415 | $1,302,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 27,545 | $1,300,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,543 | $1,292,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 57,459 | $1,277,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 6,751 | $1,275,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 7,160 | $1,271,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 13,119 | $1,271,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12,564 | $1,260,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 4,992 | $1,260,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 65,006 | $1,250,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,538 | $1,247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,577 | $1,239,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 15,183 | $1,231,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 83,898 | $1,222,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 28,904 | $1,221,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,578 | $1,219,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 41,438 | $1,210,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,461 | $1,197,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 167,932 | $1,196,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,977 | $1,185,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,097 | $1,183,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 21,748 | $1,183,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 6,469 | $1,176,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 13,497 | $1,174,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 86,425 | $1,166,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 32,111 | $1,151,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 60,798 | $1,147,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 15,028 | $1,146,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 81,825 | $1,141,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 17,669 | $1,125,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 39,971 | $1,124,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 18,455 | $1,121,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 4,513 | $1,115,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,448 | $1,093,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 9,243 | $1,092,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 40,797 | $1,092,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 41,690 | $1,079,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 24,859 | $1,075,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,135 | $1,074,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,506 | $1,072,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 13,198 | $1,064,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 41,227 | $1,062,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 9,159 | $1,048,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 250,623 | $1,045,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 41,521 | $1,037,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,135 | $1,035,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 97,243 | $1,035,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 21,928 | $1,034,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 164,412 | $1,024,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,826 | $1,014,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 15,797 | $1,013,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 45,995 | $1,000,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 14,648 | $997,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 582 | $996,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 80,750 | $981,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 731 | $981,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,004 | $980,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,633 | $965,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 23,313 | $954,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,199 | $953,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,329 | $950,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,174 | $946,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,489 | $941,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 15,452 | $931,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 30,441 | $930,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 6,270 | $908,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,176 | $908,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 9,446 | $905,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 9,188 | $898,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 51,304 | $896,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 16,829 | $893,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 94,870 | $884,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 120,968 | $879,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,230 | $867,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,888 | $862,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 14,757 | $861,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,964 | $860,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 3,613 | $860,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,864 | $859,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 30,109 | $858,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,431 | $857,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 7,897 | $845,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,413 | $839,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 30,633 | $834,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 30,299 | $831,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 86,449 | $826,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 555 | $826,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,405 | $824,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,412 | $822,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 72,702 | $822,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 25,550 | $821,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 55,665 | $818,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 14,114 | $817,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 73,097 | $815,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 33,048 | $814,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 8,816 | $810,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 44,105 | $807,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 6,903 | $806,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 14,852 | $805,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 6,868 | $805,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,024 | $804,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 67,324 | $804,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 8,770 | $803,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 41,993 | $800,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,381 | $792,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 43,159 | $790,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 40,074 | $777,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,838 | $775,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 52,881 | $775,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 26,042 | $774,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 16,889 | $772,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,283 | $764,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 16,163 | $759,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 5,144 | $757,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 61,295 | $756,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,876 | $755,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 13,747 | $754,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 10,494 | $754,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 4,460 | $753,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,932 | $745,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,851 | $744,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 20,327 | $742,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 12,570 | $740,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 7,614 | $738,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 9,688 | $733,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 7,361 | $731,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 49,150 | $724,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 181,152 | $723,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,889 | $721,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 52,088 | $719,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 10,402 | $718,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 8,040 | $718,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,175 | $709,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 6,720 | $709,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10,093 | $708,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 14,171 | $707,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 14,993 | $698,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 13,690 | $695,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 9,192 | $694,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 22,703 | $694,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 41,179 | $694,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,144 | $693,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 12,640 | $693,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,236 | $692,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 5,919 | $687,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 12,343 | $687,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 19,156 | $684,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,807 | $681,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 22,955 | $679,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 18,620 | $677,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,168 | $675,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 42,081 | $674,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 3,863 | $673,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,103 | $672,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,464 | $671,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 5,172 | $670,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 9,478 | $666,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 77,265 | $666,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 6,018 | $664,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 25,329 | $661,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 31,576 | $661,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,455 | $659,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 7,328 | $659,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,971 | $656,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 5,272 | $652,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 36,695 | $650,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 3,906 | $649,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,444 | $647,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 76,054 | $646,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,007 | $642,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,078 | $639,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 22,804 | $639,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 3,302 | $639,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 13,590 | $635,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 40,623 | $635,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 12,655 | $635,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 5,185 | $629,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 18,906 | $628,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 11,868 | $627,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,900 | $623,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 18,381 | $623,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,968 | $621,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 58,256 | $621,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 80,966 | $620,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 9,383 | $615,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,533 | $612,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,092 | $611,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 29,163 | $611,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 20,569 | $610,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,080 | $601,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,909 | $600,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 48,077 | $600,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 55,400 | $599,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,509 | $597,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,123 | $594,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 73,946 | $594,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,748 | $592,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,299 | $592,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 12,978 | $588,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,071 | $588,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 22,870 | $587,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 54,456 | $587,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 47,357 | $585,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 9,002 | $583,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,111 | $580,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 9,444 | $579,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3,435 | $569,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 21,325 | $568,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 25,863 | $568,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 10,344 | $565,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 37,173 | $562,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 8,648 | $560,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 57,121 | $559,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 19,929 | $557,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 53,487 | $557,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 15,394 | $556,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,723 | $555,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 29,512 | $555,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 16,141 | $554,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 14,005 | $554,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 4,029 | $553,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,937 | $551,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 43,531 | $550,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 91,288 | $549,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,444 | $545,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 10,080 | $543,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 8,703 | $543,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 11,491 | $541,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,603 | $540,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,744 | $539,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 5,551 | $539,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 26,319 | $539,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 3,822 | $538,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,831 | $538,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 10,408 | $534,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 21,823 | $531,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 23,174 | $531,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 34,716 | $530,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 23,140 | $529,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,280 | $527,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 37,542 | $522,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,220 | $521,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 9,420 | $517,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15,722 | $516,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,504 | $515,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 43,350 | $515,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,638 | $514,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 56,093 | $510,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 18,564 | $509,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,386 | $509,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 76,369 | $509,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 599 | $508,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 12,620 | $508,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 9,736 | $503,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 37,403 | $503,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,161 | $501,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 103,240 | $501,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 7,764 | $501,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 68,500 | $499,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,995 | $496,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 40,095 | $495,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 11,055 | $494,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,441 | $491,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,047 | $487,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,222 | $480,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 18,759 | $479,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,990 | $478,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 11,610 | $478,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 6,173 | $477,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 11,253 | $476,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 23,447 | $473,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,623 | $470,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 72,300 | $470,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15,646 | $469,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 24,602 | $469,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6,030 | $468,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,812 | $462,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 320,509 | $462,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,121 | $461,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 57,918 | $460,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,162 | $459,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,757 | $459,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,289 | $458,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,486 | $457,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 24,273 | $455,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 11,878 | $452,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,102 | $450,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 32,131 | $447,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,941 | $444,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 179,037 | $444,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 16,230 | $443,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,742 | $442,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,871 | $442,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,714 | $441,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,846 | $441,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 35,016 | $441,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 32,433 | $438,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,376 | $437,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,352 | $436,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 7,818 | $434,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 21,049 | $434,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,942 | $432,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,097 | $431,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 31,132 | $431,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,345 | $430,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,110 | $430,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 8,695 | $423,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 31,283 | $420,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 33,584 | $420,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 95,193 | $419,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,715 | $418,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 5,894 | $417,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 68,893 | $417,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 82,813 | $415,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 43,083 | $415,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 24,911 | $411,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,672 | $408,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 4,536 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 6,440 | $406,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,300 | $404,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 24,193 | $404,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,301 | $404,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,238 | $403,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 46,400 | $403,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 5,217 | $403,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,289 | $401,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,247 | $401,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-20-000014 | this filing | 2020-10-20 | acceptance time not in the bulk data set |