13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-17, with 976 holding rows worth $1,022,198,000.
- Accession
- 0001142495-19-000007
- Filer
- CIK 1142495
- Filed
- 2019-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 15,619 entries on the cover page, a total value of $1,022,198,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,022,198,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 8,182 | $430,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 46,400 | $427,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 8,730 | $427,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,520 | $425,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,546 | $425,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 8,411 | $425,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,717 | $421,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 11,694 | $421,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 21,028 | $421,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 13,404 | $419,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 63,425 | $418,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,898 | $417,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 10,943 | $416,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 8,509 | $412,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,124 | $411,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 31,390 | $411,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 18,792 | $410,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,554 | $410,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 27,394 | $409,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,614 | $406,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 20,149 | $406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 9,265 | $406,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,947 | $405,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 9,091 | $403,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 7,634 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,577 | $401,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,958 | $401,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 5,172 | $399,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 7,000 | $394,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,019 | $393,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,853 | $392,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 23,161 | $392,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,338 | $388,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 5,650 | $387,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 17,548 | $387,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 8,559 | $387,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,496 | $387,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,761 | $386,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 150,000 | $383,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,200 | $382,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,866 | $382,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 26,800 | $382,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,706 | $381,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 17,117 | $381,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 40,742 | $379,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,097 | $378,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 15,550 | $378,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,394 | $377,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,347 | $375,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 21,313 | $373,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 6,682 | $372,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,589 | $372,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,934 | $372,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,857 | $370,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,735 | $368,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 23,767 | $368,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 16,313 | $368,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 7,783 | $368,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 5,485 | $367,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,278 | $366,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 616 | $365,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 12,445 | $365,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 26,831 | $362,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,332 | $359,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 6,086 | $359,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,301 | $358,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 14,041 | $357,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,990 | $356,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 28,483 | $356,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,481 | $355,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,869 | $353,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,046 | $353,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,000 | $352,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,413 | $352,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 24,037 | $352,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,376 | $351,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 15,050 | $349,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,357 | $349,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 18,560 | $347,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 18,499 | $347,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 733 | $346,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,962 | $346,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,273 | $346,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 7,911 | $346,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 9,384 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 18,525 | $341,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,136 | $340,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 89,225 | $340,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,126 | $339,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,313 | $339,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,086 | $335,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 40,108 | $334,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 19,678 | $333,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,241 | $333,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 19,130 | $333,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,853 | $332,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,641 | $332,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,795 | $331,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 55,012 | $329,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 24,400 | $328,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 5,523 | $327,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,865 | $327,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,069 | $326,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 32,936 | $325,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,252 | $324,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,005 | $324,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 23,817 | $324,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 17,115 | $323,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,521 | $322,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 23,698 | $322,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 34,414 | $322,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 4,010 | $320,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 16,938 | $317,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 35,230 | $317,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 22,000 | $316,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 10,301 | $316,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 11,070 | $315,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 14,050 | $315,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,613 | $313,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 14,985 | $313,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 98,489 | $313,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 19,425 | $313,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 10,252 | $312,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 8,954 | $312,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 19,825 | $311,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 23,695 | $310,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 7,446 | $308,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 31,375 | $305,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 12,770 | $305,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 3,055 | $305,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 22,248 | $304,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,523 | $304,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 72,990 | $304,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,019 | $303,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,207 | $303,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,455 | $302,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 52,884 | $302,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 31,545 | $301,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 51,094 | $299,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,738 | $297,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,879 | $294,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,889 | $294,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 13,022 | $294,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 22,479 | $294,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,000 | $294,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 3,736 | $293,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,832 | $292,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 12,907 | $292,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,088 | $292,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 42,347 | $291,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,657 | $291,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 72,188 | $290,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,670 | $290,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 56,568 | $289,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,237 | $288,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,947 | $288,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,951 | $285,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 12,500 | $285,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 11,921 | $285,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,683 | $284,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 48,781 | $284,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,458 | $280,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,857 | $280,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,672 | $280,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,265 | $280,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,322 | $279,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 11,763 | $278,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 13,484 | $277,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 858 | $276,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,999 | $276,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 26,029 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 10,705 | $274,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,004 | $273,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 5,778 | $273,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,105 | $273,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,508 | $273,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,179 | $272,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,718 | $271,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 13,500 | $271,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,522 | $270,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,817 | $268,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,905 | $267,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,713 | $266,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 15,940 | $266,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 3,446 | $265,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,038 | $265,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 28,962 | $265,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,294 | $264,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,136 | $264,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,306 | $263,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 11,250 | $263,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 9,284 | $260,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,321 | $260,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 14,522 | $260,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,009 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 18,364 | $259,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,057 | $258,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 9,864 | $258,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,000 | $258,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,846 | $256,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,764 | $256,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,920 | $256,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 43,206 | $256,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,263 | $254,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 30,503 | $254,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,018 | $254,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 10,000 | $254,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,400 | $253,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 13,185 | $253,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 4,045 | $253,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,093 | $253,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,187 | $252,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 14,152 | $252,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,014 | $252,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 14,579 | $252,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,706 | $251,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 9,813 | $251,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 52,096 | $251,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,529 | $250,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 2,807 | $250,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 22,095 | $249,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,459 | $248,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,280 | $248,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,085 | $248,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 941 | $247,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,974 | $247,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,108 | $246,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 4,994 | $246,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,945 | $245,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,862 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,307 | $244,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,474 | $243,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,908 | $243,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,500 | $242,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,124 | $241,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 222 | $241,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 898 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,087 | $241,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 2,573 | $241,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,787 | $240,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,125 | $240,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 8,214 | $240,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 41,620 | $240,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 4,543 | $240,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,077 | $239,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,158 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,442 | $239,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,262 | $238,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,151 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,217 | $238,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,724 | $238,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 14,795 | $238,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,908 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,909 | $236,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 17,627 | $236,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,372 | $236,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,416 | $236,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 463,602 | $236,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 21,247 | $235,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,992 | $235,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,912 | $235,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,411 | $235,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 38,969 | $235,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,012 | $233,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 6,156 | $233,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,478 | $233,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,197 | $232,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 6,019 | $231,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 15,355 | $231,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,033 | $230,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,621 | $230,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,825 | $229,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,268 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,000 | $229,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,279 | $228,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,339 | $225,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,972 | $225,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 11,850 | $224,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 29,795 | $223,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,810 | $223,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 3,309 | $223,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,402 | $222,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,683 | $221,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 43,438 | $220,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 3,906 | $220,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 22,208 | $220,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,859 | $219,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 19,146 | $217,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 23,536 | $216,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 845 | $215,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 19,720 | $215,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,282 | $213,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 10,301 | $213,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 15,001 | $213,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 14,141 | $213,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,978 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,078 | $211,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,375 | $210,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,761 | $210,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,827 | $210,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 9,710 | $210,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 44,600 | $210,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,292 | $209,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,990 | $209,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 6,675 | $209,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,759 | $208,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,077 | $208,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 11,293 | $208,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,256 | $207,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,904 | $207,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 22,065 | $206,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,508 | $206,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 8,380 | $206,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,821 | $205,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,723 | $205,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,935 | $203,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 7,889 | $203,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 6,919 | $203,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 6,350 | $203,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 130,401 | $203,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,550 | $203,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 13,018 | $202,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 3,923 | $202,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,800 | $201,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 32,260 | $201,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 8,450 | $201,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 13,164 | $201,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 4,789 | $201,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,605 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,291 | $200,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 22,520 | $199,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,150 | $198,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 19,875 | $192,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 14,194 | $191,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 16,631 | $191,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 18,108 | $191,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 12,700 | $191,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 67,900 | $191,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 24,021 | $188,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,941 | $187,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 19,467 | $186,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 11,666 | $184,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 24,092 | $182,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 18,481 | $182,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 73,509 | $181,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 35,428 | $175,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 16,722 | $173,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 23,500 | $173,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,762 | $172,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 12,100 | $169,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,458 | $168,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,900 | $167,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,158 | $166,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 12,673 | $166,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 18,965 | $163,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 17,956 | $162,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 30,372 | $160,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,500 | $159,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 36,459 | $158,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 11,542 | $155,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 17,061 | $152,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 11,811 | $151,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,361 | $147,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,665 | $143,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 29,840 | $140,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,605 | $139,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 30,315 | $139,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 23,559 | $137,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,479 | $137,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 70,947 | $136,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,732 | $135,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 10,940 | $134,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 28,891 | $133,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 19,207 | $132,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 23,667 | $130,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 15,940 | $130,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 16,516 | $129,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 15,000 | $129,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 15,701 | $127,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 170,000 | $126,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,000 | $125,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 26,918 | $124,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 19,000 | $122,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 11,742 | $120,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 62,700 | $115,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 49,659 | $113,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 17,414 | $113,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 55,570 | $111,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 10,400 | $110,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 29,580 | $107,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 10,648 | $106,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 33,323 | $105,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,396 | $104,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,793 | $102,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 10,169 | $102,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 33,515 | $101,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 25,650 | $101,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 20,320 | $100,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,358 | $94,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 22,637 | $94,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,653 | $94,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 12,489 | $90,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 13,135 | $89,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 14,100 | $88,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 18,891 | $86,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 14,309 | $86,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 20,272 | $85,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 18,428 | $82,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,500 | $82,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 165,500 | $81,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,750 | $80,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 12,801 | $80,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,875 | $79,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 21,498 | $79,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 15,070 | $78,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 82,028 | $75,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 26,830 | $71,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 12,838 | $71,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 97,430 | $67,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 146,000 | $65,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 17,494 | $64,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 43,883 | $63,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 76,056 | $63,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,970 | $62,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 19,484 | $62,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,379 | $61,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 86,600 | $61,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,395 | $60,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 18,000 | $60,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 30,040 | $59,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 11,500 | $58,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 11,900 | $57,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 12,431 | $56,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 40,680 | $56,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 43,217 | $55,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 28,000 | $54,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 102,900 | $52,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 26,150 | $52,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 14,450 | $50,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,000 | $48,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 106,592 | $48,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 33,135 | $48,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 11,000 | $45,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 50,000 | $44,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 166,472 | $43,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 13,500 | $42,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 25,568 | $41,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,850 | $39,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,134 | $39,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 61,400 | $39,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 37,000 | $39,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 25,100 | $39,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 30,000 | $39,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,500 | $38,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 27,925 | $38,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,751 | $36,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 42,636 | $35,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 12,700 | $35,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,500 | $34,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 25,100 | $33,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 28,192 | $32,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 145,000 | $30,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 41,167 | $30,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 61,000 | $29,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 14,895 | $26,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 10,720 | $25,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 11,933 | $25,000 | thousands by filing date | |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 16,391 | $23,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 39,606 | $21,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 13,570 | $20,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 20,610 | $20,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 11,900 | $19,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 113,756 | $11,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 13,515 | $5,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 11,500 | $4,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-19-000007 | this filing | 2019-10-17 | acceptance time not in the bulk data set |