13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-17, with 925 holding rows worth $930,795,000.
- Accession
- 0001142495-19-000003
- Filer
- CIK 1142495
- Filed
- 2019-04-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 14,803 entries on the cover page, a total value of $930,795,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $930,795,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 18,792 | $395,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,000 | $393,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 8,611 | $392,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,808 | $391,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,512 | $390,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,039 | $388,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 7,372 | $388,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,798 | $386,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 7,863 | $386,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 11,510 | $386,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 12,983 | $383,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,459 | $383,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 3,000 | $383,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,967 | $382,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 8,609 | $382,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,887 | $379,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,788 | $379,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 9,430 | $379,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 50,433 | $377,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 7,649 | $377,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,168 | $375,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,759 | $373,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 100,000 | $372,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,926 | $371,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 19,619 | $371,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 22,161 | $371,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 27,190 | $368,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,194 | $366,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,690 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,245 | $363,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 12,370 | $362,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,738 | $361,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,988 | $361,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,937 | $359,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,738 | $359,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,321 | $357,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 77,074 | $357,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 7,004 | $357,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 65,155 | $357,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,663 | $356,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,978 | $355,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 27,587 | $354,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 7,121 | $354,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 14,337 | $350,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 26,831 | $349,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 39,875 | $348,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 18,874 | $344,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,790 | $342,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 25,437 | $342,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,376 | $337,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 17,319 | $337,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 11,645 | $336,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,515 | $336,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,930 | $333,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 4,024 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 5,542 | $332,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 17,653 | $331,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 34,275 | $330,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,767 | $330,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,841 | $329,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 22,087 | $328,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 338,500 | $328,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 89,957 | $327,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,066 | $326,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 17,476 | $325,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 17,789 | $325,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 13,167 | $324,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 21,474 | $324,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 11,727 | $324,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 17,368 | $322,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 33,249 | $322,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,319 | $321,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 25,278 | $320,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,108 | $319,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 27,684 | $319,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 29,619 | $318,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,832 | $316,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,055 | $315,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 439 | $312,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,240 | $312,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 32,438 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,215 | $310,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,523 | $310,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 15,092 | $307,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 13,500 | $306,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 52,884 | $304,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 26,247 | $300,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 48,680 | $299,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 733 | $298,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,000 | $297,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6,084 | $296,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 24,152 | $296,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,001 | $295,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,120 | $295,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 5,204 | $295,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 24,600 | $295,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 9,858 | $295,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 19,130 | $294,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 974 | $293,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 17,835 | $293,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,445 | $292,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,189 | $292,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,869 | $291,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,176 | $290,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 23,215 | $288,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,890 | $287,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 4,804 | $286,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 7,783 | $286,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 7,348 | $285,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,353 | $283,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,957 | $283,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 14,566 | $283,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 31,433 | $283,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,574 | $282,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,826 | $281,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 28,032 | $280,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 3,357 | $280,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,424 | $278,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,582 | $278,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,875 | $278,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,975 | $277,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,321 | $277,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,645 | $276,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 5,291 | $276,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,813 | $276,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 11,070 | $275,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,770 | $274,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,413 | $272,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,181 | $272,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,698 | $271,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 4,959 | $270,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 5,150 | $270,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,071 | $269,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,738 | $268,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,413 | $267,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 146,505 | $267,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,000 | $266,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 8,340 | $266,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,038 | $265,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,161 | $265,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,800 | $265,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 27,123 | $265,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,765 | $263,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 18,504 | $262,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,783 | $262,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 47,333 | $262,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,269 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 10,705 | $261,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 20,248 | $261,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 35,230 | $261,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,500 | $260,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 11,694 | $260,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,471 | $260,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,516 | $259,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,448 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 8,470 | $258,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,960 | $258,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,802 | $257,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,981 | $256,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 548 | $256,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,371 | $256,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 564 | $256,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,693 | $255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 2,251 | $255,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,006 | $254,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,007 | $254,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 26,527 | $254,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 319,458 | $254,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 21,692 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,667 | $251,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,381 | $249,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,918 | $249,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,478 | $249,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 2,513 | $248,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 11,154 | $247,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 24,884 | $247,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 6,110 | $247,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 6,709 | $247,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 11,060 | $247,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,664 | $246,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,392 | $246,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,445 | $246,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 921 | $245,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 19,791 | $245,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 7,551 | $244,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 51,100 | $244,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 18,364 | $243,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 5,664 | $243,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,929 | $241,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,532 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,125 | $241,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,362 | $241,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 619 | $240,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,812 | $240,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 15,100 | $240,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 24,732 | $239,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 29,269 | $238,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,400 | $238,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 7,202 | $238,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 20,908 | $238,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,513 | $237,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,306 | $237,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,744 | $237,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,300 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,679 | $235,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 9,711 | $233,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,606 | $233,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,410 | $232,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,659 | $232,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,092 | $231,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 34,600 | $231,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 17,869 | $229,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 2,733 | $229,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 93,750 | $229,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,958 | $228,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,676 | $228,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,550 | $228,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,279 | $227,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,856 | $225,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,834 | $225,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,754 | $225,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,154 | $224,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,351 | $224,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 7,963 | $224,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 113,735 | $224,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,791 | $223,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,471 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,008 | $223,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 19,386 | $223,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,163 | $222,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 33,840 | $222,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,297 | $221,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,272 | $219,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,328 | $219,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 10,700 | $218,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 3,900 | $218,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,655 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,268 | $216,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 29,500 | $216,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,430 | $215,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,023 | $215,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 3,521 | $215,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 17,752 | $215,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,628 | $215,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 2,640 | $214,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,794 | $214,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,897 | $213,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,465 | $213,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 24,498 | $213,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,005 | $212,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 38,185 | $212,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 11,232 | $212,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,223 | $211,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,899 | $211,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 937 | $210,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 25,416 | $210,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 6,797 | $210,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,018 | $210,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 20,108 | $209,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,184 | $208,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 27,150 | $208,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,425 | $207,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 10,246 | $207,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,126 | $206,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 624 | $206,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 717 | $204,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 9,918 | $204,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 38,330 | $204,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,379 | $203,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 858 | $203,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 13,650 | $203,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,438 | $202,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,468 | $202,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,066 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 15,000 | $201,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 33,085 | $199,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,556 | $198,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 18,380 | $198,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 16,520 | $197,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 27,258 | $197,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 130,401 | $196,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 13,037 | $195,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 19,875 | $194,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 19,578 | $194,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,398 | $190,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 15,018 | $190,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 15,426 | $189,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,295 | $189,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 12,967 | $188,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 13,611 | $188,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,913 | $187,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 13,794 | $187,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 326,793 | $184,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 26,291 | $181,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,158 | $181,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,122 | $181,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 13,598 | $180,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,962 | $180,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,799 | $180,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 19,337 | $179,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 12,792 | $179,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,736 | $177,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 85,000 | $173,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 24,398 | $172,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,684 | $170,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 14,288 | $170,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 19,767 | $170,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,708 | $169,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 13,376 | $166,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 20,631 | $165,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28,664 | $164,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 12,542 | $164,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 24,800 | $161,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 17,015 | $160,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,121 | $159,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 43,556 | $155,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 110,413 | $155,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 29,844 | $154,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,766 | $154,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 67,900 | $153,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 19,000 | $152,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 17,425 | $152,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 10,337 | $151,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 15,059 | $151,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 18,789 | $148,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 24,000 | $143,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,602 | $141,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 10,879 | $141,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 21,481 | $140,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 18,466 | $140,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 14,000 | $139,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,481 | $137,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,577 | $136,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 13,835 | $135,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,947 | $133,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,600 | $129,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 22,792 | $129,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 27,000 | $127,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,000 | $122,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 36,679 | $122,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 26,918 | $121,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 14,864 | $119,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,605 | $114,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 13,907 | $110,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 18,414 | $110,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,142 | $109,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,839 | $109,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 20,398 | $108,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,358 | $108,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,850 | $107,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 30,000 | $105,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 27,770 | $105,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 33,323 | $103,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 23,226 | $103,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,060 | $100,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,700 | $98,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,415 | $98,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 19,843 | $96,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 35,000 | $96,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,338 | $95,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,998 | $92,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 17,550 | $92,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 13,920 | $91,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 43,217 | $91,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,940 | $89,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 16,850 | $86,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 61,500 | $85,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 61,070 | $84,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,678 | $83,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,500 | $82,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,614 | $79,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,562 | $78,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 15,127 | $76,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 43,900 | $75,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 61,000 | $74,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 43,265 | $72,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 11,301 | $68,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 30,500 | $67,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 12,838 | $66,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 65,000 | $66,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 47,500 | $63,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 17,844 | $62,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 88,553 | $62,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 17,883 | $61,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,395 | $60,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 21,432 | $60,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,311 | $59,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025102 | COM | 170,000 | $59,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,610 | $54,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,581 | $53,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 126,000 | $53,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 35,535 | $51,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 19,474 | $51,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 115,000 | $49,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 11,000 | $46,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 43,000 | $46,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,500 | $44,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 43,489 | $44,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 14,000 | $43,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 47,026 | $43,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 16,050 | $43,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 26,000 | $43,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 17,000 | $42,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 299,000 | $41,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,134 | $40,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 18,600 | $39,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 100,000 | $39,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,596 | $37,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 13,515 | $33,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 54,444 | $30,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 59,000 | $30,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 17,500 | $30,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,001 | $25,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 33,375 | $21,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 22,000 | $21,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 13,000 | $18,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 25,999 | $14,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 25,500 | $13,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 37,988 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 11,500 | $8,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 24,022 | $6,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 10,000 | $5,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 16,000 | $5,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 219,256 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-19-000003 | this filing | 2019-04-17 | acceptance time not in the bulk data set |