13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-03, with 880 holding rows worth $806,547,000.
- Accession
- 0001142495-18-000003
- Filer
- CIK 1142495
- Filed
- 2018-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 14,083 entries on the cover page, a total value of $806,547,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $806,547,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 10,500 | $350,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 5,843 | $349,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 10,251 | $348,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,249 | $348,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 16,575 | $346,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 22,392 | $346,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,710 | $345,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 68,568 | $345,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,682 | $344,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 25,005 | $343,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 78,460 | $341,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 12,356 | $340,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,835 | $339,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 11,195 | $338,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,073 | $338,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,305 | $337,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,087 | $337,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,539 | $336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,707 | $335,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 9,544 | $334,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 17,524 | $334,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,379 | $333,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 7,000 | $332,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,727 | $332,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 25,246 | $331,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 42,975 | $330,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,243 | $327,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 11,415 | $326,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 15,084 | $325,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,006 | $324,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6,617 | $323,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,416 | $322,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,488 | $319,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 24,612 | $317,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,010 | $315,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 7,787 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,229 | $313,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,955 | $313,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,718 | $312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,032 | $311,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 13,500 | $310,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 3,791 | $310,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 8,233 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,802 | $308,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 6,233 | $304,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 25,202 | $304,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 20,027 | $303,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,688 | $303,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 48,299 | $302,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 13,230 | $302,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,262 | $301,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 4,870 | $301,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,912 | $300,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,340 | $299,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,735 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 10,500 | $299,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,678 | $298,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,313 | $298,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 6,007 | $297,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 733 | $296,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,870 | $296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,842 | $295,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 952 | $294,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 3,837 | $294,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 24,388 | $293,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 18,926 | $293,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,850 | $292,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 16,050 | $292,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 5,272 | $292,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,494 | $291,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,266 | $290,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,611 | $287,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,714 | $285,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,500 | $285,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,870 | $284,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,704 | $283,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 658 | $283,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 20,775 | $283,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,366 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,757 | $282,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,504 | $281,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,653 | $279,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 9,707 | $279,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,545 | $278,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,550 | $278,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,347 | $277,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 38,230 | $277,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 14,794 | $274,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,037 | $273,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,300 | $272,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 21,648 | $272,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 9,891 | $270,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 19,821 | $269,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 9,998 | $269,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,869 | $268,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,568 | $267,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 27,069 | $267,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,297 | $266,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 20,400 | $266,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 26,050 | $266,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,712 | $265,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,174 | $264,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,527 | $264,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 13,242 | $263,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 12,184 | $263,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,000 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,151 | $262,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,780 | $262,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 3,117 | $262,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,166 | $261,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 7,771 | $261,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,883 | $261,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 41,905 | $261,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 11,108 | $260,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 30,695 | $259,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 33,094 | $259,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 9,858 | $259,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,619 | $258,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 1,969 | $258,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,884 | $257,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,400 | $255,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,131 | $255,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 17,377 | $255,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 17,110 | $254,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,901 | $253,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,633 | $253,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,995 | $253,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 8,823 | $253,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 22,608 | $253,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,101 | $252,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,641 | $252,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,594 | $252,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,976 | $251,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,153 | $251,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 6,520 | $251,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,322 | $250,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,470 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,618 | $249,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 29,500 | $249,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,766 | $249,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,456 | $248,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 6,797 | $248,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 722 | $247,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 16,993 | $247,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 25,993 | $247,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,065 | $247,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $246,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 11,256 | $245,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,652 | $245,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 19,019 | $243,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,326 | $243,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,869 | $242,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 6,608 | $242,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,728 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 9,243 | $241,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 7,555 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,344 | $239,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 19,633 | $238,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 575 | $237,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,579 | $237,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,800 | $236,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,825 | $236,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 25,750 | $236,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,750 | $235,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,570 | $235,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,520 | $234,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 9,143 | $234,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,819 | $233,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 11,695 | $233,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 209,524 | $233,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,773 | $232,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,969 | $232,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 20,830 | $232,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 24,947 | $231,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,728 | $229,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,372 | $229,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 765 | $228,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,274 | $227,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,068 | $227,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,000 | $227,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 8,825 | $227,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,120 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,350 | $225,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 14,042 | $224,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,049 | $222,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 7,748 | $221,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,042 | $219,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 852 | $219,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,431 | $218,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,100 | $218,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,382 | $218,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,315 | $218,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,418 | $218,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,302 | $218,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 11,535 | $218,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 504 | $217,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,262 | $217,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 19,630 | $216,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 19,383 | $216,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,320 | $214,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,282 | $214,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 16,934 | $214,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 12,711 | $214,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 9,387 | $213,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 33,360 | $213,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,031 | $213,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 17,691 | $213,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,376 | $212,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,704 | $212,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,810 | $211,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,952 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,940 | $211,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,333 | $210,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,380 | $210,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,875 | $210,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 31,746 | $210,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 21,954 | $210,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,541 | $207,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,379 | $207,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,005 | $206,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,294 | $206,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,142 | $206,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 93,781 | $206,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,047 | $205,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,350 | $205,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 5,595 | $205,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,002 | $202,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,926 | $202,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,616 | $202,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,525 | $202,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,525 | $201,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,192 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,783 | $201,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 6,715 | $201,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 21,658 | $201,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,976 | $201,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4,628 | $201,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 7,025 | $201,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 8,620 | $200,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,565 | $200,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 18,099 | $198,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 19,807 | $198,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 59,786 | $197,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,038 | $195,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,389 | $193,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,880 | $193,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 11,913 | $191,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,892 | $190,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,736 | $190,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 27,600 | $190,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 21,634 | $189,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 14,327 | $187,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 12,915 | $186,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 11,803 | $185,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 21,427 | $184,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,289 | $184,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 40,756 | $178,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,281 | $173,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,397 | $170,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,191 | $170,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,500 | $169,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,361 | $169,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 17,148 | $169,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,914 | $163,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,631 | $158,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 10,560 | $156,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,922 | $153,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,354 | $152,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,800 | $151,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 28,824 | $151,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 31,291 | $151,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,129 | $150,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 13,683 | $150,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 28,360 | $149,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 22,452 | $148,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,659 | $148,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 12,250 | $147,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 12,650 | $147,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,927 | $145,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,627 | $144,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,015 | $144,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 12,134 | $143,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 18,414 | $143,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 26,880 | $142,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 54,100 | $140,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 16,642 | $138,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 15,815 | $138,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,325 | $135,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,500 | $133,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 14,600 | $133,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,449 | $132,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,413 | $130,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 15,970 | $130,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,858 | $129,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,191 | $127,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 20,931 | $126,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 11,870 | $123,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 13,400 | $117,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 12,301 | $117,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,998 | $114,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,978 | $109,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 12,000 | $109,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 24,108 | $108,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 19,673 | $106,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 33,234 | $105,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 11,062 | $103,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,899 | $101,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 10,014 | $100,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 11,639 | $99,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,490 | $98,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 74,660 | $98,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 30,500 | $96,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 21,310 | $95,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 18,050 | $94,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 27,429 | $91,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 12,000 | $91,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,147 | $86,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 18,914 | $86,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,297 | $83,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 16,620 | $83,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,348 | $82,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 70,483 | $81,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 27,191 | $79,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 27,312 | $77,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 10,100 | $74,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,730 | $73,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 18,234 | $72,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,549 | $72,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,926 | $70,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,100 | $68,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,560 | $67,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 12,838 | $64,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,815 | $61,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 10,482 | $59,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 13,899 | $58,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 80,500 | $57,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 82,455 | $54,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,500 | $52,000 | thousands by filing date | |
| AURIS MED HLDG AG | H0381L104 | COM | 63,290 | $49,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 20,000 | $48,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 52,310 | $47,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 25,875 | $45,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 194,000 | $44,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 134,000 | $42,000 | thousands by filing date | |
| Regional Health Properties Inc | 75903M101 | COM | 175,133 | $41,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 20,000 | $40,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 10,336 | $39,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 28,944 | $39,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 33,500 | $38,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 25,500 | $36,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 23,000 | $35,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 132,000 | $32,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,554 | $31,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,836 | $29,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 16,325 | $28,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 16,250 | $28,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 14,179 | $26,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 50,600 | $25,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 17,400 | $23,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 13,612 | $23,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 17,630 | $23,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 86,530 | $22,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 20,192 | $22,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 10,200 | $21,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 23,500 | $21,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 90,000 | $19,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 14,500 | $19,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 35,530 | $19,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 210,914 | $17,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 18,500 | $17,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 75,000 | $15,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 16,000 | $14,000 | thousands by filing date | |
| ARGOS THERAPEUTICS ORD | 040221202 | COM | 78,000 | $13,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 20,000 | $11,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $10,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 11,500 | $9,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 10,000 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 20,071 | $4,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 26,400 | $3,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-18-000003 | this filing | 2018-08-03 | acceptance time not in the bulk data set |