13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-02, with 838 holding rows worth $770,652,000.
- Accession
- 0001142495-17-000005
- Filer
- CIK 1142495
- Filed
- 2017-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,411 entries on the cover page, a total value of $770,652,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $770,652,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANADARKO PETROLEUM CORP | 032511107 | COM | 7,687 | $349,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,830 | $348,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,848 | $347,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,672 | $345,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 18,580 | $345,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 16,112 | $344,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 12,103 | $344,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,169 | $339,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 41,673 | $339,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,296 | $338,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 12,294 | $333,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 25,783 | $333,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 21,679 | $331,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,977 | $328,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 9,742 | $327,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,954 | $323,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 8,925 | $322,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,000 | $322,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 42,795 | $321,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,055 | $320,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 4,859 | $319,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,567 | $318,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 22,777 | $318,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,459 | $316,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,000 | $315,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 19,779 | $315,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 15,000 | $314,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 12,588 | $312,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 9,060 | $311,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,924 | $309,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 20,468 | $309,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 16,249 | $308,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,258 | $307,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,200 | $307,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,595 | $307,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,586 | $306,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 14,937 | $305,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 6,621 | $303,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 30,438 | $303,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,356 | $302,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,400 | $302,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 24,433 | $301,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,000 | $300,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,240 | $299,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 10,875 | $299,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,033 | $298,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,186 | $297,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,286 | $297,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,012 | $294,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,991 | $294,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 27,123 | $294,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,600 | $293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 9,700 | $293,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,575 | $292,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 14,842 | $290,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,395 | $290,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,195 | $289,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 20,489 | $289,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 5,641 | $289,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,782 | $287,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,699 | $286,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 15,275 | $286,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,296 | $285,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,881 | $285,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,668 | $285,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 6,706 | $285,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,092 | $283,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,374 | $282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 10,208 | $282,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,710 | $281,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,388 | $280,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,807 | $279,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 19,019 | $275,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,363 | $275,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,843 | $275,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 6,500 | $274,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,996 | $274,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 22,986 | $274,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 26,275 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 877 | $272,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,951 | $272,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,519 | $271,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,826 | $270,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,420 | $270,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,524 | $269,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,790 | $269,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 52,472 | $269,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,978 | $268,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,957 | $268,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,281 | $268,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,908 | $267,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,148 | $264,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 46,600 | $263,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 20,106 | $263,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,000 | $263,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 9,359 | $262,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,984 | $261,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,235 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,904 | $261,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 41,093 | $261,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,306 | $260,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 47,580 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,929 | $259,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 9,168 | $259,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 23,760 | $258,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 26,396 | $256,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,882 | $256,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 25,300 | $256,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,140 | $255,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,688 | $255,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,331 | $255,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,727 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,260 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,982 | $253,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 6,030 | $253,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 16,700 | $253,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 13,700 | $253,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 9,775 | $253,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,000 | $253,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 19,607 | $252,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 55,212 | $252,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 24,429 | $250,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 21,217 | $249,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 132,250 | $249,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,867 | $248,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 117,299 | $248,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,851 | $246,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 16,452 | $246,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,650 | $246,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 9,280 | $245,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 20,950 | $244,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,743 | $243,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,426 | $243,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,956 | $242,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 17,331 | $241,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,420 | $241,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 15,201 | $239,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,660 | $239,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,228 | $238,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 9,674 | $238,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 60,300 | $238,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 15,319 | $236,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,410 | $236,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 15,815 | $236,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,885 | $235,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 23,345 | $235,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,760 | $234,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 8,503 | $233,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,592 | $231,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,799 | $229,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,913 | $229,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 45,859 | $228,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,774 | $226,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,336 | $226,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,886 | $225,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,341 | $224,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,683 | $223,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,750 | $223,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 5,214 | $223,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 11,464 | $222,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 13,348 | $222,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,704 | $222,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 8,733 | $222,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,765 | $221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,911 | $221,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,413 | $221,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,322 | $221,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,078 | $220,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,658 | $220,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 4,669 | $220,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 24,953 | $220,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 21,762 | $220,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 12,350 | $219,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 13,960 | $219,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 11,775 | $219,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 13,700 | $219,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,310 | $217,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,014 | $216,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,966 | $216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 6,445 | $215,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20,300 | $214,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,111 | $214,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,124 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,180 | $213,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 11,371 | $213,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,445 | $212,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 15,164 | $212,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,362 | $212,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 6,636 | $210,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,428 | $210,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,149 | $209,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,890 | $208,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 3,866 | $208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,321 | $208,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 31,500 | $207,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,151 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 7,800 | $206,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,370 | $205,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,154 | $205,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,947 | $204,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,667 | $204,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,893 | $203,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 4,359 | $202,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,709 | $202,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,004 | $201,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,048 | $201,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 7,048 | $200,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,217 | $199,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 17,900 | $197,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 199,521 | $197,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 50,613 | $196,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 15,200 | $195,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 12,803 | $192,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 15,000 | $190,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 13,068 | $189,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 48,299 | $187,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 11,122 | $186,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,100 | $185,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 18,103 | $185,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,700 | $184,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,472 | $183,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 20,737 | $181,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 15,300 | $178,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 11,901 | $176,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 183,435 | $176,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 17,500 | $174,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,000 | $174,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 13,138 | $173,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,657 | $172,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,448 | $171,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,605 | $170,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 28,300 | $170,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 33,621 | $167,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 13,800 | $166,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 17,832 | $166,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,055 | $165,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 31,859 | $162,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 93,428 | $161,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 18,776 | $160,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 15,000 | $159,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 24,000 | $159,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 10,550 | $159,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 22,650 | $157,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 11,746 | $154,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,435 | $152,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 14,357 | $149,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 18,361 | $147,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,310 | $146,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 12,650 | $145,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 10,712 | $145,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,500 | $142,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 205,714 | $140,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 15,334 | $137,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 11,759 | $137,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 19,200 | $137,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,229 | $134,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,592 | $133,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,880 | $131,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 21,603 | $131,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 10,029 | $130,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,868 | $129,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 12,502 | $123,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 22,206 | $121,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 27,675 | $119,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,991 | $114,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 18,293 | $114,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 28,815 | $114,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,067 | $110,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,705 | $108,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,090 | $107,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 11,112 | $107,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 16,600 | $105,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 14,658 | $102,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 62,720 | $101,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,378 | $99,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,138 | $97,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,383 | $93,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 74,615 | $93,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 13,833 | $84,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,057 | $83,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 53,439 | $81,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 21,865 | $80,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 100,168 | $80,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 22,348 | $76,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 62,644 | $72,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 29,241 | $71,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,605 | $69,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 41,964 | $68,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,300 | $65,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 19,945 | $65,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 54,480 | $63,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,926 | $63,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 15,785 | $61,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 17,077 | $60,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 18,000 | $59,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,020 | $57,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,000 | $55,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 14,343 | $52,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 13,899 | $52,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 13,900 | $52,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 36,073 | $52,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 26,950 | $50,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 39,766 | $49,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,878 | $47,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 52,500 | $47,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 22,000 | $45,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 12,000 | $45,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 11,000 | $44,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10,750 | $44,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 35,000 | $41,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 12,883 | $36,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 12,000 | $35,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 62,000 | $35,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 10,150 | $33,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 37,500 | $32,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 89,500 | $32,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 44,300 | $32,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 10,500 | $30,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 22,500 | $28,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 12,047 | $28,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 59,590 | $27,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 37,500 | $25,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 13,500 | $23,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 68,767 | $21,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 12,150 | $19,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 23,000 | $19,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 10,000 | $19,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,500 | $17,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 10,000 | $15,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 10,200 | $14,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 31,170 | $11,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 10,312 | $10,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 22,337 | $9,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 14,131 | $9,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 15,387 | $6,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $6,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,000 | $4,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-17-000005 | this filing | 2017-08-02 | acceptance time not in the bulk data set |