13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-05, with 843 holding rows worth $738,119,000.
- Accession
- 0001142495-17-000004
- Filer
- CIK 1142495
- Filed
- 2017-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,491 entries on the cover page, a total value of $738,119,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $738,119,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BECTON DICKINSON & CO | 075887109 | COM | 1,777 | $326,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 25,790 | $326,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,438 | $322,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,477 | $322,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,820 | $321,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 12,103 | $321,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 22,777 | $321,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 268 | $320,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,972 | $320,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,417 | $319,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 26,556 | $319,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,000 | $316,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,132 | $315,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 33,657 | $314,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,371 | $312,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,338 | $312,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 8,241 | $312,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 35,468 | $312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 10,200 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,984 | $309,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,653 | $308,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,155 | $308,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,344 | $307,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 7,030 | $307,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,323 | $306,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,887 | $306,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 10,804 | $306,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 15,000 | $305,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 30,400 | $303,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 20,472 | $303,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,298 | $303,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,295 | $302,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,496 | $302,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,000 | $301,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,459 | $300,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,354 | $299,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 24,892 | $299,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 180,921 | $299,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 3,000 | $299,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,975 | $297,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,215 | $296,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,400 | $296,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 13,712 | $295,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 8,855 | $294,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 19,240 | $294,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 11,164 | $294,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,934 | $293,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,349 | $292,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 24,949 | $292,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,412 | $291,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 12,126 | $289,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 17,104 | $289,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,283 | $284,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,526 | $284,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,599 | $283,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 16,500 | $282,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,101 | $280,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,912 | $280,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 8,633 | $280,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,209 | $279,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,787 | $278,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 62,335 | $277,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,415 | $276,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 5,382 | $275,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,140 | $274,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,174 | $274,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 37,567 | $273,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 7,258 | $273,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20,300 | $271,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 132,250 | $271,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 8,780 | $270,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 6,066 | $269,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 18,963 | $269,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 7,383 | $267,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 16,220 | $267,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,823 | $267,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,180 | $266,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,000 | $266,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,000 | $266,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,469 | $264,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,479 | $263,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,006 | $262,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,542 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,250 | $262,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,524 | $261,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 6,500 | $261,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 8,869 | $261,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,414 | $259,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 15,841 | $259,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 9,673 | $259,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,085 | $258,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,425 | $258,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,308 | $257,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 25,739 | $257,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,000 | $256,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 67,000 | $256,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 10,700 | $255,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,259 | $254,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,341 | $254,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,301 | $253,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,257 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 864 | $253,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 25,142 | $253,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 17,272 | $251,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 9,775 | $248,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,625 | $247,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,507 | $247,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 16,500 | $247,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,513 | $246,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 19,751 | $246,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,966 | $246,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 11,890 | $246,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 26,396 | $245,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,882 | $243,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,894 | $242,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 17,363 | $242,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 13,800 | $242,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,711 | $241,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 13,236 | $241,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 9,480 | $241,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,647 | $240,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,984 | $240,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 17,244 | $239,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 13,700 | $239,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 11,048 | $238,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,605 | $237,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,660 | $237,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,085 | $236,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,971 | $235,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 12,700 | $234,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,300 | $233,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 8,624 | $233,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 17,026 | $228,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,025 | $226,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 46,114 | $226,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 39,343 | $225,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,600 | $225,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,860 | $224,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 20,000 | $224,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 90,728 | $224,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,056 | $222,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 17,217 | $222,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,792 | $221,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 122,250 | $221,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 21,750 | $221,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,335 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,525 | $220,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 5,389 | $220,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 22,647 | $219,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 21,500 | $219,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,316 | $218,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 13,374 | $217,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,228 | $216,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,362 | $216,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 12,904 | $216,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 15,815 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,468 | $215,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 6,830 | $215,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 14,361 | $215,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,075 | $214,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,060 | $214,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,341 | $214,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 41,095 | $214,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 8,780 | $214,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,683 | $212,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,166 | $212,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,494 | $212,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,545 | $212,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,600 | $212,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 6,057 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,864 | $211,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 8,867 | $209,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,929 | $208,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 18,846 | $208,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 6,636 | $207,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,658 | $206,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,880 | $205,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,378 | $204,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,930 | $204,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 13,960 | $204,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 939 | $203,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,500 | $203,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,080 | $202,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,856 | $202,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 14,164 | $202,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,061 | $202,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,160 | $202,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,850 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,374 | $201,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,471 | $201,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 4,685 | $201,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 13,303 | $201,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 7,272 | $200,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 10,338 | $200,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 13,529 | $200,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 11,074 | $199,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 33,096 | $197,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,100 | $195,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 47,199 | $195,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 22,074 | $193,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 24,625 | $192,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,678 | $192,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 14,712 | $190,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 15,400 | $189,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,900 | $187,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,700 | $182,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,991 | $182,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 87,134 | $182,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,490 | $181,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 13,004 | $176,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 20,338 | $175,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,150 | $175,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 29,350 | $175,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 22,200 | $172,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 24,000 | $172,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,323 | $172,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 11,901 | $171,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 32,466 | $171,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 32,980 | $170,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 17,832 | $170,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,614 | $167,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 11,110 | $167,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 11,927 | $166,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 16,196 | $165,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 15,000 | $164,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,025 | $161,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 19,300 | $161,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 34,618 | $161,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 13,000 | $160,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 10,550 | $160,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 14,206 | $159,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 17,500 | $155,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 13,338 | $154,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 16,467 | $146,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 23,950 | $146,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,388 | $145,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,448 | $142,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 19,100 | $141,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,500 | $140,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,476 | $138,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 12,650 | $137,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 177,664 | $136,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,142 | $134,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 30,000 | $133,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 14,500 | $132,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 104,652 | $132,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 15,950 | $131,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 18,000 | $130,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 10,171 | $129,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 60,247 | $129,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 17,750 | $128,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,215 | $126,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,907 | $123,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 13,167 | $123,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 17,700 | $123,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 14,190 | $123,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,759 | $122,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 10,800 | $122,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 15,080 | $120,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,147 | $120,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 62,720 | $119,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 11,089 | $118,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 11,675 | $116,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 11,189 | $111,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,469 | $110,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,755 | $110,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 25,550 | $109,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,378 | $108,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 12,386 | $108,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 20,401 | $108,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 11,095 | $104,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 18,930 | $102,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,365 | $100,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 16,484 | $100,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 81,840 | $98,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,383 | $94,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,557 | $92,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 15,400 | $90,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 14,443 | $89,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 24,566 | $88,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 14,083 | $85,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 28,624 | $82,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 20,445 | $82,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 29,223 | $81,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 15,785 | $75,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 54,766 | $75,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 42,702 | $75,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 12,575 | $73,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,858 | $73,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 11,900 | $68,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 13,899 | $66,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 18,698 | $64,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,020 | $62,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 17,000 | $62,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,300 | $60,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 18,045 | $59,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 44,144 | $57,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 12,883 | $57,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 21,884 | $56,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 35,000 | $54,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 30,573 | $52,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,878 | $49,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,000 | $48,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,496 | $47,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 17,500 | $47,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 14,039 | $45,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 15,168 | $43,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 24,000 | $43,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 13,500 | $42,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 24,957 | $41,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 44,300 | $41,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 13,000 | $40,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 10,500 | $39,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,000 | $38,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,283 | $37,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 14,000 | $36,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 15,000 | $35,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 10,150 | $34,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 78,700 | $33,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 49,000 | $31,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 63,500 | $29,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 11,217 | $27,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 25,693 | $27,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 49,090 | $25,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 12,047 | $24,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,000 | $23,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 12,150 | $23,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 28,245 | $16,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 10,312 | $14,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 22,337 | $13,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 10,784 | $12,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 10,000 | $12,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 18,110 | $11,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 15,000 | $11,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 108,110 | $10,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 16,000 | $8,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $8,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 10,500 | $7,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,000 | $6,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 32,500 | $3,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 10,000 | $1,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 10,000 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 72,024 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-17-000004 | this filing | 2017-05-05 | acceptance time not in the bulk data set |