13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-25, with 822 holding rows worth $679,052,000 by the sum of the rows.
- Accession
- 0001142495-17-000002
- Filer
- CIK 1142495
- Filed
- 2017-01-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 13,155 entries on the cover page, a total value of $379,052,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $679,052,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $379,052,000, 44% less than the sum of the rows, $679,052,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,671,234 | $41,747,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 150,447 | $17,425,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 324,089 | $10,241,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 389,089 | $8,790,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 1,727,497 | $7,428,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 218,729 | $7,137,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 42,148 | $6,869,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 58,294 | $6,861,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 159,945 | $6,802,000 | thousands by filing date | |
| VTI | 922908769 | COM | 57,305 | $6,608,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 73,094 | $6,597,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 123,093 | $6,571,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 558,633 | $5,922,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 48,332 | $5,561,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 95,768 | $5,278,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 162,680 | $5,141,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 44,264 | $5,100,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 81,719 | $5,078,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 149,769 | $4,864,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 76,386 | $4,783,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,374 | $4,780,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 72,766 | $4,252,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 473,637 | $4,234,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 189,934 | $4,198,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 40,000 | $4,109,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,661 | $3,724,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 44,242 | $3,720,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,622 | $3,663,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 49,330 | $3,533,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 33,295 | $3,470,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 44,198 | $3,448,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 61,657 | $3,423,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 28,099 | $3,252,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,861 | $3,214,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 41,568 | $3,184,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 23,599 | $3,164,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 562,990 | $3,141,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 20,532 | $3,002,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 98,969 | $2,978,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,843 | $2,966,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 34,127 | $2,945,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 43,131 | $2,917,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 79,737 | $2,892,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 26,360 | $2,884,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 27,691 | $2,871,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 75,721 | $2,818,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 63,980 | $2,653,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 47,839 | $2,571,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 16,030 | $2,565,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 25,000 | $2,559,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 47,409 | $2,556,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 52,269 | $2,555,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 84,408 | $2,551,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 314,144 | $2,545,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 38,705 | $2,524,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,410 | $2,493,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 15,536 | $2,419,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 90,875 | $2,332,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 58,573 | $2,189,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 43,213 | $2,176,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 17,443 | $2,123,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 40,421 | $2,055,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 34,253 | $2,016,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 10,000 | $1,990,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 15,479 | $1,982,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 18,982 | $1,977,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 16,733 | $1,939,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 29,501 | $1,917,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,290 | $1,874,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 6,000 | $1,868,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 32,416 | $1,855,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 15,820 | $1,854,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,550 | $1,849,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 31,022 | $1,844,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 6,971 | $1,777,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 10,086 | $1,741,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 31,217 | $1,698,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 16,178 | $1,693,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 16,105 | $1,663,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 20,062 | $1,656,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 158,010 | $1,623,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 32,934 | $1,594,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 76,442 | $1,583,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 10,000 | $1,574,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 20,913 | $1,523,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 19,509 | $1,519,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 30,791 | $1,515,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 153,259 | $1,507,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,660 | $1,499,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,338 | $1,489,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,937 | $1,477,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 139,771 | $1,475,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 992 | $1,454,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 24,330 | $1,427,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 26,752 | $1,419,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 36,528 | $1,405,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 24,476 | $1,395,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,724 | $1,389,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 113,989 | $1,383,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 249,333 | $1,376,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 16,289 | $1,367,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15,523 | $1,355,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,761 | $1,351,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 26,119 | $1,342,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 18,989 | $1,311,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 17,197 | $1,304,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 91,746 | $1,297,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 14,850 | $1,289,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 87,505 | $1,287,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 17,997 | $1,280,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 246,700 | $1,273,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 62,827 | $1,270,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 13,677 | $1,268,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 18,325 | $1,267,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 79,913 | $1,263,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 25,050 | $1,256,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 96,454 | $1,251,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 19,069 | $1,248,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 40,798 | $1,234,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 105,121 | $1,230,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,413 | $1,226,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 21,064 | $1,219,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 77,373 | $1,216,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 129,978 | $1,210,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 120,952 | $1,206,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 16,151 | $1,196,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,428 | $1,196,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 30,783 | $1,185,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 17,072 | $1,174,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 20,488 | $1,173,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 105,021 | $1,172,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 12,119 | $1,170,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 15,949 | $1,154,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 27,591 | $1,145,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 66,649 | $1,140,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 15,390 | $1,132,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,784 | $1,131,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 104,027 | $1,127,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,254 | $1,124,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 32,244 | $1,123,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 6,328 | $1,119,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13,400 | $1,109,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 49,285 | $1,104,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,034 | $1,100,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 95,551 | $1,084,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 90,158 | $1,068,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,764 | $1,067,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 5,000 | $1,051,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 9,000 | $1,050,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 20,226 | $1,049,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 83,054 | $1,044,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 44,677 | $1,039,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 18,558 | $1,035,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,966 | $1,034,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 37,877 | $1,024,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 101,202 | $1,023,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 67,738 | $1,019,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 6,837 | $1,013,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 18,239 | $1,010,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 31,566 | $1,010,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 315,072 | $996,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 25,835 | $992,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,113 | $978,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 98,485 | $977,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 10,000 | $976,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 81,833 | $973,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,172 | $967,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 15,399 | $963,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 26,570 | $963,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 10,187 | $955,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 16,622 | $955,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 17,494 | $946,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 12,893 | $946,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 683,914 | $937,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 223,261 | $933,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 13,047 | $929,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 27,395 | $927,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 8,000 | $926,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 10,581 | $916,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 17,907 | $913,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 72,213 | $910,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 13,277 | $909,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,403 | $900,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 22,721 | $897,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 57,344 | $897,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 12,560 | $895,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 77,367 | $895,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 5,000 | $882,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 31,422 | $881,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 12,624 | $879,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,000 | $877,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 8,000 | $876,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 106,662 | $869,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 71,748 | $867,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 15,601 | $862,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,968 | $861,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 12,781 | $858,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 102,403 | $855,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 330,766 | $853,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,559 | $849,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 15,239 | $847,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,008 | $837,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 9,723 | $834,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 136,924 | $830,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 33,640 | $828,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 65,257 | $826,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 49,930 | $817,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,140 | $815,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 7,000 | $815,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 12,667 | $813,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 49,664 | $813,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 11,699 | $807,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,721 | $807,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 16,992 | $805,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 99,892 | $801,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 10,351 | $800,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 22,795 | $798,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 12,008 | $796,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 36,100 | $796,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 15,594 | $793,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,967 | $791,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 123,993 | $787,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 29,039 | $785,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,223 | $773,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 46,846 | $772,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 13,120 | $770,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,691 | $764,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 60,125 | $764,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,256 | $761,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 18,795 | $760,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 30,380 | $742,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 619 | $737,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,004 | $723,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 11,014 | $719,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 9,111 | $717,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 9,161 | $715,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 30,856 | $714,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 99,162 | $713,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 33,380 | $705,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,740 | $703,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,000 | $697,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 15,657 | $694,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 44,229 | $686,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 38,205 | $686,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,414 | $677,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,027 | $677,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 80,965 | $674,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 12,015 | $673,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 133,398 | $672,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 5,077 | $671,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 30,450 | $668,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 44,709 | $666,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 5,738 | $662,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 91,235 | $661,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 47,312 | $660,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,361 | $652,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,961 | $651,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,729 | $637,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 5,000 | $637,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 10,170 | $635,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 67,949 | $635,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 136,179 | $631,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 19,775 | $631,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 5,702 | $629,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 30,445 | $628,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,732 | $623,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,092 | $623,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 9,823 | $623,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 73,013 | $622,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,254 | $621,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 27,333 | $620,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,936 | $616,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 16,704 | $616,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 15,052 | $613,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,073 | $611,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,839 | $608,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,839 | $607,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 13,624 | $602,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 8,636 | $602,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,954 | $599,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,380 | $599,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 112,765 | $598,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 16,699 | $598,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,931 | $597,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,619 | $596,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,563 | $596,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 17,084 | $595,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,819 | $592,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 33,862 | $592,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,273 | $591,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 227,214 | $591,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 23,706 | $591,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 44,599 | $588,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 15,518 | $581,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 36,485 | $580,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,857 | $577,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,107 | $573,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 49,120 | $573,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 6,000 | $573,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 15,649 | $570,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 84,410 | $564,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 13,745 | $559,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,020 | $558,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,909 | $556,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 41,531 | $556,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 33,477 | $549,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,524 | $548,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 15,253 | $548,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,746 | $545,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 27,204 | $545,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 19,900 | $541,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,835 | $540,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 26,800 | $540,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 18,500 | $538,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,082 | $537,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 14,825 | $533,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 7,665 | $532,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,598 | $530,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 16,734 | $528,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 8,009 | $525,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,745 | $520,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,363 | $520,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 42,993 | $520,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 108,533 | $518,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,467 | $515,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,977 | $513,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 24,415 | $511,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 19,000 | $511,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,275 | $511,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,506 | $509,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 33,293 | $503,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 14,782 | $503,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,300 | $500,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 29,386 | $500,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,811 | $499,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 22,714 | $496,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 5,446 | $496,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,430 | $493,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 48,835 | $492,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 51,788 | $491,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 29,063 | $491,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,629 | $487,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 46,312 | $487,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,109 | $485,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 45,942 | $485,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,071 | $481,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,881 | $481,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 92,462 | $479,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 16,663 | $478,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 8,250 | $474,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,593 | $472,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,272 | $468,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,976 | $466,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,223 | $465,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 173,693 | $464,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,557 | $463,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,363 | $460,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 31,845 | $460,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 11,715 | $459,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,699 | $458,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 11,097 | $457,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,954 | $456,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,711 | $456,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 40,545 | $452,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,858 | $451,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 60,684 | $450,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,101 | $449,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,701 | $446,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 3,808 | $446,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 22,965 | $443,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,083 | $438,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 26,102 | $434,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 11,376 | $434,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,067 | $432,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,817 | $431,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 10,236 | $431,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 46,618 | $431,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 18,465 | $429,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,651 | $428,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 9,014 | $428,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 14,260 | $428,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,338 | $426,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 13,500 | $426,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,729 | $424,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 11,726 | $423,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 11,892 | $417,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 21,809 | $416,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 29,382 | $415,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 27,605 | $414,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 13,879 | $412,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 21,659 | $411,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,891 | $408,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 48,199 | $408,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 25,942 | $405,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 4,000 | $404,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 8,575 | $403,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 7,439 | $399,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 11,681 | $398,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,819 | $397,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 16,859 | $395,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,597 | $395,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 4,000 | $394,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,786 | $393,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 29,440 | $393,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,000 | $393,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,969 | $392,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,625 | $392,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 16,701 | $390,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 29,558 | $389,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 13,789 | $389,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,589 | $388,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 35,163 | $387,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,555 | $385,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 9,837 | $382,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 16,767 | $381,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 30,780 | $381,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 11,741 | $379,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,454 | $379,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,057 | $373,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,101 | $372,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,071 | $372,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 28,937 | $372,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 24,287 | $370,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,725 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 11,236 | $369,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 11,245 | $368,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,635 | $367,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 19,257 | $366,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,529 | $365,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 8,436 | $363,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 15,806 | $362,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,529 | $360,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 8,320 | $360,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,591 | $360,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 3,000 | $359,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,635 | $357,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,614 | $357,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,187 | $355,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 9,907 | $354,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,564 | $354,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 63,800 | $353,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,352 | $352,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 62,885 | $350,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 12,291 | $349,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,732 | $349,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,311 | $348,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 24,179 | $346,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,430 | $343,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 37,100 | $343,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 7,214 | $342,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 12,469 | $341,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 74,762 | $339,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,759 | $338,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,986 | $338,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 21,165 | $338,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 15,156 | $338,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 8,624 | $338,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,030 | $337,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,283 | $336,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 9,240 | $335,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 6,324 | $333,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,925 | $332,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 185,760 | $331,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,449 | $328,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 28,950 | $328,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 28,907 | $327,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,454 | $326,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,767 | $326,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 8,325 | $326,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 3,000 | $325,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,016 | $322,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,088 | $318,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,420 | $317,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 21,340 | $317,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 10,316 | $317,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,552 | $316,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,053 | $316,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 12,103 | $316,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 7,245 | $315,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 9,039 | $315,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 13,100 | $315,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 26,875 | $314,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 21,259 | $313,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 9,009 | $313,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,238 | $312,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,772 | $310,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,257 | $309,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,118 | $309,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 31,452 | $309,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 11,300 | $309,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 33,618 | $309,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 12,275 | $307,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,000 | $306,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,950 | $305,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 27,028 | $305,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,004 | $303,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 134,250 | $303,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,361 | $301,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,625 | $300,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 29,924 | $300,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-17-000002 | this filing | 2017-01-25 | acceptance time not in the bulk data set |