13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-02, with 789 holding rows worth $611,005,000.
- Accession
- 0001142495-16-000015
- Filer
- CIK 1142495
- Filed
- 2016-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 12,627 entries on the cover page, a total value of $611,005,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $611,005,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 17,350 | $269,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 16,070 | $269,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 983 | $268,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 10,003 | $268,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 6,051 | $268,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,362 | $267,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,033 | $267,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 18,333 | $267,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,255 | $266,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,738 | $265,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,384 | $264,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 7,172 | $263,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,950 | $262,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,370 | $261,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,305 | $260,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 21,285 | $260,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 170,651 | $259,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 15,015 | $259,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,804 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,352 | $257,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,220 | $256,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 21,547 | $256,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 37,136 | $256,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 16,506 | $256,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 2,000 | $256,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,662 | $255,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 27,250 | $255,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,198 | $254,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,921 | $254,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,092 | $253,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,194 | $253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 7,791 | $253,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 14,395 | $253,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,483 | $252,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 45,372 | $252,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,451 | $251,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,764 | $251,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,178 | $250,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,055 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 16,614 | $248,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 48,377 | $248,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,809 | $248,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,468 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,286 | $247,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 9,964 | $247,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,052 | $246,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,656 | $245,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 33,778 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,450 | $244,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 31,295 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 23,799 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 10,000 | $243,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,050 | $242,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,566 | $241,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 9,148 | $240,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 28,914 | $238,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 9,375 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,896 | $237,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 20,721 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 8,729 | $236,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,613 | $236,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,466 | $235,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 9,699 | $234,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,436 | $233,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 17,052 | $233,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 7,314 | $233,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 9,347 | $232,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,437 | $231,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,775 | $230,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,358 | $229,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 5,614 | $229,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,808 | $228,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 22,000 | $227,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 104,194 | $227,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,791 | $226,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,811 | $225,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,157 | $225,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,916 | $224,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 8,316 | $224,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 8,924 | $224,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,472 | $224,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 16,733 | $224,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,480 | $224,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 9,100 | $223,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 404,396 | $223,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 12,929 | $222,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,973 | $222,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,163 | $221,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 15,648 | $221,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 14,550 | $221,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,464 | $220,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 9,526 | $219,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,230 | $218,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,758 | $216,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,691 | $216,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 20,000 | $216,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,798 | $215,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 7,563 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,885 | $214,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,950 | $214,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,800 | $214,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 38,928 | $214,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 8,628 | $214,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,652 | $212,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 4,983 | $212,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,000 | $211,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,574 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,398 | $209,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 3,829 | $208,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 3,082 | $208,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 5,691 | $207,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 13,900 | $207,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 8,059 | $207,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,362 | $206,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,217 | $206,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 25,396 | $206,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 25,000 | $204,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,046 | $203,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,007 | $203,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 7,958 | $203,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 28,199 | $203,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,485 | $202,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 7,461 | $202,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 8,353 | $202,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 143,057 | $202,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,092 | $201,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,288 | $200,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,183 | $200,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 11,831 | $200,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 17,907 | $198,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,500 | $195,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 36,079 | $194,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 12,088 | $193,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 10,100 | $192,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 64,174 | $191,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 12,416 | $189,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 102,148 | $185,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 16,632 | $184,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 23,754 | $183,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 14,495 | $182,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 12,211 | $182,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 52,527 | $181,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 12,000 | $180,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 11,930 | $179,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,507 | $175,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,123 | $175,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 27,960 | $175,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,104 | $174,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,801 | $174,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,178 | $171,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 47,140 | $169,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,100 | $168,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 11,803 | $164,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,517 | $163,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 11,759 | $163,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 12,460 | $160,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,448 | $158,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 33,402 | $158,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 23,160 | $155,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,941 | $154,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 15,650 | $153,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 12,230 | $151,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 27,687 | $151,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 14,500 | $150,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 22,000 | $149,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,654 | $145,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,312 | $144,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 18,519 | $144,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 10,872 | $142,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 33,235 | $142,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,630 | $142,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 30,494 | $141,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 11,497 | $140,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 12,733 | $139,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 13,529 | $139,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 18,379 | $138,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 47,061 | $136,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 173,358 | $135,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,135 | $130,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 94,138 | $130,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,157 | $128,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 11,200 | $126,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 12,350 | $126,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 31,650 | $125,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,077 | $124,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,034 | $122,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 15,000 | $118,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,602 | $118,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,116 | $115,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 22,435 | $113,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 21,260 | $112,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 13,432 | $110,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 21,976 | $109,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 61,720 | $109,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,250 | $108,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 12,584 | $105,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 15,690 | $103,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 30,338 | $97,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 87,820 | $94,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,378 | $93,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 12,336 | $92,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 48,945 | $90,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,643 | $88,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 152,000 | $88,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,383 | $85,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 12,021 | $84,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 22,110 | $84,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,500 | $83,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,165 | $81,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 25,091 | $81,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 17,488 | $80,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,858 | $75,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 25,231 | $75,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,200 | $74,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 13,612 | $74,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 25,787 | $72,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 20,000 | $70,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,077 | $69,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,628 | $64,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 13,500 | $63,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 11,679 | $63,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 13,000 | $61,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 23,259 | $58,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 33,000 | $58,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 42,000 | $58,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 11,150 | $58,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,335 | $55,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 10,000 | $54,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 13,789 | $53,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,195 | $51,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,100 | $50,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 31,400 | $47,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 19,500 | $47,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 11,500 | $46,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 10,200 | $45,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 10,930 | $45,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,000 | $44,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 23,136 | $44,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 14,700 | $44,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 11,500 | $43,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,000 | $42,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 22,000 | $40,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 17,935 | $40,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,666 | $39,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 12,494 | $39,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 14,250 | $37,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 17,675 | $37,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 18,000 | $37,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 12,500 | $35,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 14,500 | $34,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 16,000 | $34,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 13,134 | $33,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 16,823 | $33,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 20,000 | $30,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 10,000 | $29,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 11,217 | $27,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 17,000 | $27,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 12,500 | $26,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 14,594 | $25,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 29,200 | $24,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 14,630 | $21,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 10,784 | $21,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 13,475 | $20,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 30,384 | $20,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 20,000 | $19,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,026 | $18,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 13,800 | $18,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 10,000 | $18,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 14,000 | $16,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 32,181 | $16,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 35,000 | $15,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 24,000 | $15,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 11,000 | $14,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 17,000 | $12,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 10,312 | $12,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 21,000 | $12,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 18,000 | $12,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 16,000 | $11,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 18,110 | $11,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $8,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 51,128 | $7,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 10,437 | $6,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 20,500 | $6,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 18,000 | $5,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 11,250 | $5,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 27,500 | $1,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 13,179 | $1,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 47,101 | $1,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-16-000015 | this filing | 2016-08-02 | acceptance time not in the bulk data set |