13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-03, with 744 holding rows worth $553,390,000.
- Accession
- 0001142495-16-000012
- Filer
- CIK 1142495
- Filed
- 2016-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 11,907 entries on the cover page, a total value of $553,390,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $553,390,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,792 | $238,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,684 | $237,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,182 | $237,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 17,052 | $237,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 17,783 | $236,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 28,694 | $236,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 27,880 | $236,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,333 | $235,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 304,956 | $235,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,904 | $234,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,000 | $234,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 919 | $233,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,032 | $231,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,300 | $231,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,999 | $230,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 16,609 | $230,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 13,496 | $230,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 17,376 | $229,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,519 | $229,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,015 | $229,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,708 | $229,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 30,274 | $229,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,318 | $228,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,161 | $228,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 15,849 | $228,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,087 | $227,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,651 | $227,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 16,159 | $227,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 12,950 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 5,750 | $226,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,524 | $225,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 12,415 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,623 | $223,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 75,399 | $223,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 16,187 | $222,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,275 | $221,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 28,324 | $221,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 38,278 | $221,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,000 | $221,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 14,550 | $219,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 49,802 | $217,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 30,495 | $217,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 28,617 | $215,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 3,370 | $215,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,462 | $214,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,918 | $213,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 16,600 | $213,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 26,000 | $213,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 10,373 | $213,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,648 | $212,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,110 | $210,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,450 | $210,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,471 | $210,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,125 | $210,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 24,720 | $210,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 11,621 | $209,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 15,243 | $209,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,918 | $208,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,455 | $207,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 5,307 | $207,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,266 | $206,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,786 | $205,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 37,195 | $205,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,947 | $204,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,927 | $203,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,185 | $203,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,632 | $203,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,514 | $203,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,897 | $202,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,264 | $202,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,611 | $201,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,776 | $200,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,343 | $200,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,900 | $199,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,068 | $199,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 43,622 | $196,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 18,307 | $189,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 18,391 | $188,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 122,463 | $185,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 24,490 | $184,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 19,900 | $183,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 20,861 | $183,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 14,601 | $180,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,866 | $177,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 161,274 | $177,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 68,945 | $172,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 16,944 | $171,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 22,060 | $171,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 20,916 | $169,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 11,803 | $168,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 14,535 | $167,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,282 | $165,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,178 | $165,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 13,653 | $165,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,223 | $162,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 15,672 | $161,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 17,964 | $159,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,815 | $158,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,988 | $158,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 19,936 | $156,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,266 | $156,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 15,632 | $156,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,381 | $155,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 12,232 | $155,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,500 | $154,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 27,792 | $153,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,702 | $153,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 33,339 | $152,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 33,408 | $151,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 132,850 | $151,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 12,350 | $150,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 36,650 | $149,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 27,812 | $146,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,448 | $145,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 26,068 | $145,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 15,000 | $143,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 13,529 | $143,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 134,792 | $143,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,378 | $142,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,304 | $137,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 29,096 | $133,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,400 | $133,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 26,058 | $133,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 36,240 | $131,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 22,747 | $130,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,510 | $129,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 17,612 | $128,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 46,024 | $128,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 12,349 | $126,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,552 | $125,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 93,480 | $124,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 34,417 | $124,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 30,338 | $122,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,205 | $120,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 20,400 | $119,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,750 | $118,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 13,952 | $117,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 18,872 | $115,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 63,720 | $115,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 16,729 | $115,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 14,769 | $113,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 24,037 | $112,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 32,372 | $110,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 21,308 | $108,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 19,146 | $101,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,636 | $100,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 10,622 | $95,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,315 | $94,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10,050 | $94,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 32,386 | $93,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 13,050 | $93,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 13,409 | $93,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 23,832 | $91,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,500 | $90,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,143 | $89,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,893 | $87,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 26,334 | $86,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 11,235 | $86,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 24,860 | $85,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,383 | $82,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 57,400 | $79,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,019 | $78,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 17,450 | $76,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 150,000 | $75,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 15,359 | $74,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,556 | $73,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,183 | $72,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 11,758 | $70,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 20,713 | $68,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 11,000 | $68,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 48,197 | $67,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 63,505 | $65,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 16,533 | $65,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 18,800 | $64,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 24,203 | $60,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 13,733 | $58,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,000 | $53,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 13,000 | $53,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 15,000 | $53,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,000 | $52,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,750 | $51,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 22,000 | $50,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,378 | $48,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,000 | $46,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 16,000 | $45,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,100 | $44,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 181,442 | $44,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 15,300 | $41,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 49,450 | $41,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 13,250 | $41,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 45,000 | $39,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 11,217 | $36,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 19,483 | $35,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,630 | $34,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 19,867 | $34,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 14,525 | $33,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 13,100 | $33,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 151,005 | $32,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 15,402 | $31,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 15,000 | $31,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 10,000 | $31,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 11,096 | $30,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 10,547 | $30,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 11,562 | $29,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 27,700 | $28,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 15,500 | $27,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 12,500 | $27,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 14,456 | $26,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 35,350 | $25,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 17,000 | $25,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 12,094 | $23,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 20,000 | $23,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 20,000 | $23,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 16,947 | $22,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 19,600 | $22,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,200 | $21,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 27,000 | $21,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,011 | $20,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 11,200 | $20,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 10,600 | $19,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 18,000 | $18,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 29,200 | $18,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 13,000 | $16,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 21,000 | $15,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 14,378 | $15,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 32,181 | $14,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 10,000 | $14,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 27,000 | $13,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,026 | $12,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 10,000 | $11,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 71,800 | $11,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 10,312 | $9,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 27,999 | $8,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 11,459 | $8,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 18,000 | $8,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $8,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 26,000 | $5,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 20,000 | $5,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 19,240 | $4,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 10,800 | $2,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 10,000 | $2,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 10,000 | $2,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 13,050 | $2,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 71,550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-16-000012 | this filing | 2016-02-03 | acceptance time not in the bulk data set |