13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-28, with 725 holding rows worth $497,985,000.
- Accession
- 0001142495-15-000010
- Filer
- CIK 1142495
- Filed
- 2015-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 11,603 entries on the cover page, a total value of $497,985,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $497,985,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,713 | $215,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 8,186 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,749 | $214,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 16,067 | $214,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 38,278 | $214,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 46,728 | $214,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,940 | $213,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 823 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,093 | $213,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 9,121 | $213,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 6,764 | $213,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,500 | $212,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 15,863 | $212,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 22,000 | $211,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,361 | $211,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,248 | $210,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 17,367 | $210,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,954 | $209,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,946 | $208,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,291 | $208,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 17,000 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,138 | $207,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 17,980 | $207,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,275 | $207,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,078 | $206,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,127 | $206,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 8,501 | $206,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 3,370 | $206,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 14,170 | $204,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 17,878 | $204,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 31,500 | $204,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 112,010 | $203,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 44,801 | $203,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 270,480 | $203,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,514 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,681 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,000 | $202,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 28,008 | $202,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 15,497 | $202,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 10,000 | $202,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,000 | $201,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,442 | $199,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 11,415 | $199,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 33,637 | $198,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 19,361 | $197,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 25,657 | $193,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 17,397 | $192,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 21,565 | $191,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 14,533 | $191,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 25,410 | $189,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 11,597 | $186,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,978 | $181,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 17,314 | $180,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 11,069 | $178,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 12,350 | $177,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 13,500 | $175,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 23,456 | $173,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 22,724 | $172,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 17,232 | $169,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 37,608 | $168,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 21,665 | $167,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 16,782 | $167,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,098 | $166,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 11,803 | $165,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,200 | $164,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 26,750 | $162,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 12,700 | $162,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 20,378 | $162,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,000 | $161,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 70,970 | $161,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 15,733 | $160,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 12,820 | $157,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 13,724 | $156,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 14,780 | $156,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,782 | $155,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,189 | $154,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 23,992 | $153,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,988 | $151,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 27,002 | $151,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,900 | $150,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 10,698 | $150,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,687 | $148,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 17,040 | $144,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 46,100 | $144,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 31,826 | $143,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 12,312 | $143,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,629 | $142,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,480 | $142,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 91,695 | $142,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 19,003 | $140,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,448 | $139,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 10,425 | $138,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 61,720 | $138,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 36,650 | $137,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 45,800 | $136,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,987 | $135,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,161 | $133,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,008 | $132,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,428 | $132,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 29,214 | $131,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 25,399 | $131,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 59,700 | $130,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 13,529 | $130,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 111,974 | $128,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 15,920 | $127,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 15,250 | $125,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 12,100 | $125,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,368 | $124,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 11,672 | $122,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 19,913 | $118,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 11,783 | $117,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 40,000 | $116,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 24,307 | $115,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 17,100 | $115,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 51,605 | $114,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 89,097 | $113,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 21,754 | $105,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 16,607 | $104,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,843 | $102,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 10,617 | $99,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 22,500 | $99,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,915 | $98,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 19,200 | $97,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 13,050 | $95,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 25,142 | $92,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 52,316 | $90,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 21,502 | $90,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 17,267 | $90,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,500 | $89,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,500 | $88,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,429 | $88,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 10,230 | $87,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,277 | $86,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 18,409 | $86,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,383 | $85,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 18,678 | $85,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,643 | $84,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,781 | $83,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 16,000 | $83,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 14,400 | $83,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,750 | $82,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,000 | $81,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 10,796 | $81,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 22,300 | $80,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,014 | $78,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 26,898 | $73,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,134 | $71,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 21,500 | $70,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 100,000 | $68,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,300 | $67,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 10,500 | $67,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 12,684 | $63,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 23,456 | $62,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 18,583 | $62,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 27,125 | $62,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 16,387 | $60,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 13,250 | $59,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 201,376 | $58,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 11,447 | $58,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,000 | $57,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 15,394 | $55,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,000 | $52,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 20,562 | $52,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 10,548 | $51,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 22,000 | $50,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 13,033 | $50,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 12,433 | $49,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,500 | $48,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 15,000 | $48,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,100 | $46,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 12,116 | $46,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,378 | $44,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 24,914 | $44,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 10,800 | $44,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 20,372 | $44,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 14,486 | $42,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 12,100 | $42,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 11,000 | $38,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 31,531 | $37,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 14,902 | $36,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 13,500 | $36,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 14,025 | $34,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 45,000 | $33,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,000 | $32,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 11,203 | $32,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 10,000 | $31,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 13,600 | $31,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 28,700 | $30,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 12,027 | $29,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 10,500 | $28,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 12,500 | $26,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 29,000 | $26,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 14,673 | $25,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 35,350 | $25,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 20,000 | $25,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 16,500 | $23,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 11,458 | $23,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 10,000 | $21,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 45,764 | $21,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,700 | $20,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,011 | $19,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 29,200 | $18,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 17,000 | $18,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 23,600 | $15,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 10,000 | $15,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,019 | $14,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 82,320 | $14,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 13,000 | $13,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 26,400 | $12,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 20,000 | $12,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 35,804 | $11,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 14,100 | $11,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 10,312 | $9,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 16,455 | $9,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 15,000 | $8,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $7,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 20,550 | $7,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 19,240 | $5,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 12,000 | $5,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 20,000 | $5,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 10,800 | $2,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 20,000 | $2,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 30,000 | $2,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 10,000 | $2,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-15-000010 | this filing | 2015-10-28 | acceptance time not in the bulk data set |