13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 739 holding rows worth $588,580,000.
- Accession
- 0001142495-15-000007
- Filer
- CIK 1142495
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 11,827 entries on the cover page, a total value of $588,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $588,580,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,546 | $246,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,939 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 5,210 | $245,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 9,800 | $245,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 18,929 | $245,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 14,070 | $245,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 37,100 | $244,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,667 | $242,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 21,716 | $242,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,021 | $242,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 13,352 | $242,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 9,103 | $241,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 35,250 | $241,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,026 | $239,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 7,700 | $238,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,800 | $238,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 19,000 | $237,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,810 | $235,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,994 | $234,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,800 | $234,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 16,197 | $234,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 14,886 | $233,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 25,270 | $232,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,000 | $232,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 72,044 | $231,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,154 | $231,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 17,163 | $231,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,220 | $231,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 35,186 | $230,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,095 | $230,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,581 | $229,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,409 | $229,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 30,958 | $229,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 22,181 | $229,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,081 | $229,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 15,296 | $229,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,250 | $228,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 27,900 | $227,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 60,539 | $226,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,457 | $225,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,790 | $224,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,054 | $224,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 10,950 | $224,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,822 | $222,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,912 | $222,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 40,507 | $222,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,758 | $220,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 15,244 | $219,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,850 | $219,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,500 | $218,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 5,819 | $217,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 61,500 | $217,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 15,412 | $217,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,000 | $216,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 4,540 | $215,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 6,229 | $215,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 17,000 | $214,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 22,370 | $214,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,647 | $213,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,487 | $213,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 27,357 | $213,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,184 | $212,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,419 | $212,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,010 | $211,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 15,398 | $211,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,250 | $210,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 7,916 | $210,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 10,000 | $210,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 17,972 | $209,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 139,011 | $209,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,100 | $208,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,972 | $208,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 18,303 | $208,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,800 | $207,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 9,740 | $207,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 35,128 | $205,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 11,331 | $205,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 297,076 | $205,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 34,905 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,181 | $204,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,834 | $204,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,000 | $202,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 8,098 | $202,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 13,438 | $202,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 8,643 | $202,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 39,100 | $202,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 13,743 | $202,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,209 | $201,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 14,578 | $201,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 8,000 | $200,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 41,200 | $199,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,855 | $198,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 24,500 | $193,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 10,505 | $193,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 16,284 | $191,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,040 | $190,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 10,011 | $190,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,981 | $189,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,859 | $184,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,641 | $182,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 11,452 | $181,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 22,500 | $177,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 207,526 | $174,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 11,235 | $173,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 64,035 | $172,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 92,706 | $171,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,669 | $169,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 12,198 | $169,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,600 | $168,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 112,846 | $168,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,782 | $164,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 12,233 | $164,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 16,822 | $164,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 25,899 | $162,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 12,538 | $161,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,146 | $160,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 67,966 | $160,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 76,552 | $158,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,988 | $156,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 11,559 | $156,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,415 | $155,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,178 | $155,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,850 | $155,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 10,967 | $154,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,469 | $154,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 35,230 | $154,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 11,887 | $152,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 10,788 | $152,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 26,729 | $151,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,875 | $151,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 10,600 | $150,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 10,803 | $148,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 12,762 | $146,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 24,092 | $146,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 46,110 | $145,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,448 | $144,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 13,279 | $142,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,106 | $138,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 35,750 | $137,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 17,788 | $137,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 16,450 | $135,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 14,350 | $135,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,799 | $133,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 10,920 | $133,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18,631 | $131,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 13,529 | $128,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,980 | $126,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,647 | $126,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,263 | $123,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 34,490 | $121,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 13,385 | $119,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 19,600 | $115,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,148 | $113,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 20,000 | $112,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 10,138 | $112,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,633 | $112,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,000 | $110,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,340 | $108,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 10,608 | $108,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 12,733 | $107,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 15,452 | $105,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 12,252 | $104,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 19,036 | $103,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 27,700 | $101,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 11,300 | $101,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,000 | $98,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,700 | $98,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,593 | $97,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 13,900 | $96,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 10,700 | $95,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,300 | $93,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 24,120 | $90,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 16,702 | $87,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 12,346 | $85,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,242 | $82,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 23,750 | $82,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 26,000 | $78,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 35,350 | $77,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 21,702 | $76,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 21,300 | $76,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 10,354 | $75,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 15,592 | $72,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 11,500 | $72,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 11,532 | $71,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 15,931 | $65,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 12,047 | $63,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 17,412 | $63,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 12,300 | $61,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,670 | $60,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 14,000 | $60,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 17,000 | $60,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 19,459 | $57,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 31,231 | $57,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 20,758 | $55,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 42,764 | $55,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 31,531 | $54,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 17,886 | $51,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 11,631 | $48,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,500 | $44,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 15,745 | $43,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 30,400 | $40,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 40,000 | $40,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,700 | $38,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 29,000 | $38,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 14,778 | $38,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 20,740 | $37,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 15,897 | $37,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,400 | $36,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 38,200 | $36,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 32,149 | $36,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 11,057 | $35,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 44,100 | $34,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 12,027 | $33,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,000 | $32,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 19,835 | $31,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 26,000 | $29,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 40,000 | $28,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 12,000 | $26,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 10,000 | $25,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 10,000 | $25,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 22,550 | $23,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 12,000 | $22,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 21,400 | $21,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 11,550 | $21,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 49,100 | $19,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 10,000 | $18,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 80,000 | $18,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 14,100 | $16,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 29,200 | $14,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $14,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 15,000 | $9,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 18,000 | $8,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 14,607 | $8,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 10,000 | $8,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 10,487 | $8,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,044 | $7,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 12,500 | $2,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 10,000 | $1,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 12,470 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-15-000007 | this filing | 2015-05-12 | acceptance time not in the bulk data set |