13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-27, with 714 holding rows worth $651,252,000.
- Accession
- 0001142495-15-000002
- Filer
- CIK 1142495
- Filed
- 2015-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 11,427 entries on the cover page, a total value of $651,252,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $651,252,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONSANTO CO NEW | 61166W101 | COM | 1,958 | $234,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 19,589 | $234,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,970 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,051 | $230,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,962 | $229,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 19,978 | $229,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 8,200 | $228,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,022 | $228,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 11,000 | $228,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 9,126 | $228,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 4,695 | $227,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 4,875 | $227,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 19,000 | $226,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 7,700 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 10,197 | $225,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,856 | $225,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 7,000 | $225,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 21,738 | $225,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,469 | $224,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,810 | $224,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 11,973 | $223,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 14,648 | $223,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 90,400 | $222,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,934 | $221,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,405 | $221,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,499 | $221,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 30,504 | $221,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 7,922 | $221,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 5,819 | $221,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 9,150 | $221,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 12,140 | $220,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 9,823 | $220,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,270 | $217,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 7,357 | $216,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,250 | $216,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 9,913 | $215,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,472 | $215,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 16,822 | $214,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,326 | $213,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,300 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 7,885 | $213,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 15,273 | $213,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,256 | $212,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,186 | $212,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 15,398 | $212,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,400 | $212,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 64,011 | $211,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,085 | $211,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,500 | $210,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 7,571 | $209,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 5,100 | $209,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 7,415 | $209,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2,626 | $209,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 27,049 | $208,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,823 | $207,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 18,291 | $207,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 10,565 | $206,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,943 | $205,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,828 | $205,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,292 | $204,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 11,618 | $204,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 17,952 | $204,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 23,840 | $203,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 7,916 | $203,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 75,835 | $202,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,088 | $202,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,088 | $202,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,195 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,000 | $202,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,949 | $201,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,069 | $201,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 24,419 | $200,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,000 | $200,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 39,100 | $200,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 33,057 | $198,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 21,317 | $194,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 13,938 | $193,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 18,711 | $191,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 13,484 | $191,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 11,955 | $187,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 297,076 | $187,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 10,582 | $186,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,000 | $185,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 12,295 | $184,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,941 | $183,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 16,000 | $183,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 49,188 | $183,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 22,500 | $181,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 28,286 | $178,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 46,302 | $178,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 12,049 | $178,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 12,722 | $176,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 13,841 | $176,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,600 | $175,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 54,500 | $174,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,994 | $173,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 96,093 | $173,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 53,467 | $172,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 10,911 | $165,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 13,273 | $165,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 16,587 | $161,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,465 | $160,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 75,308 | $160,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 65,466 | $160,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 13,200 | $160,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 17,177 | $159,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 71,595 | $158,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 12,605 | $158,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,642 | $157,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 24,092 | $154,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,850 | $153,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 112,846 | $149,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 11,540 | $148,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 23,300 | $147,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 10,243 | $147,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 12,779 | $146,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 10,100 | $143,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,205 | $141,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,372 | $141,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,250 | $141,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 35,230 | $141,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 16,450 | $137,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 43,156 | $137,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,925 | $133,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,766 | $131,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 11,390 | $130,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,000 | $127,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 32,900 | $126,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,235 | $125,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 16,389 | $123,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 30,000 | $122,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 21,000 | $121,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,491 | $120,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18,037 | $120,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 18,138 | $114,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,879 | $113,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,110 | $112,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 10,000 | $112,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 11,048 | $108,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 14,317 | $107,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,267 | $103,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 12,177 | $103,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 10,060 | $102,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 14,633 | $100,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 15,592 | $100,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 13,602 | $98,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,505 | $97,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,539 | $96,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 11,297 | $96,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 22,700 | $94,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 51,764 | $93,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 13,400 | $92,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 56,928 | $91,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 28,000 | $87,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 24,556 | $87,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 20,800 | $86,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 11,100 | $86,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 20,000 | $85,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 27,202 | $84,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 208,526 | $83,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 25,889 | $81,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 12,640 | $77,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 10,600 | $77,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 12,500 | $74,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 10,000 | $69,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 37,018 | $68,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 12,911 | $67,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 20,400 | $67,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,033 | $65,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 20,000 | $60,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 20,758 | $59,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 10,500 | $56,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 23,750 | $55,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,000 | $55,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 13,770 | $55,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 20,035 | $53,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 31,700 | $53,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 12,047 | $53,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 17,412 | $51,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 30,000 | $50,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 14,778 | $49,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 25,740 | $47,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 11,631 | $45,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 32,299 | $44,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,700 | $42,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 40,000 | $41,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 11,057 | $41,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 29,000 | $40,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 14,650 | $40,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,000 | $39,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 14,886 | $38,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 21,400 | $38,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 30,214 | $38,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 31,531 | $38,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 39,425 | $35,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 19,351 | $34,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 26,000 | $29,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 12,000 | $28,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,900 | $27,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 14,100 | $23,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 75,000 | $19,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 12,000 | $18,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 12,553 | $16,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 10,596 | $14,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 29,200 | $13,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $11,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 10,000 | $11,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,044 | $9,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 10,487 | $8,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 17,870 | $5,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 12,173 | $5,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 15,000 | $2,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 10,000 | $2,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 20,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-15-000002 | this filing | 2015-01-27 | acceptance time not in the bulk data set |