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13F-HR filed by WEDBUSH SECURITIES INC

WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-07, with 691 holding rows worth $642,210,000 by the sum of the rows.

Accession
0001142495-14-000019
Filed
2014-11-07
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2014

A holdings report, 11,059 entries on the cover page, a total value of $627,028,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $642,210,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.

The cover page states a total of $627,028,000, 2% less than the sum of the rows, $642,210,000. This page uses the sum of the rows.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
AU OPTRONICS CORP002255107SPONSORED ADR54,200$225,000thousands by filing date
Community West Bancshares204157101Common Stock37,100$224,000thousands by filing date
DESWELL INDS INC250639101COM101,723$223,000thousands by filing date
CLEAN HARBORS INC COM184496107Stock4,126$222,000thousands by filing date
DUFF & PHELPS UTLITY AND INF26433C105COM10,451$222,000thousands by filing date
PANTRY INC698657103COM10,963$222,000thousands by filing date
CONSOLIDATED EDISON INC209115104COM3,896$221,000thousands by filing date
COHEN & STEERS INFRASTRUCTUR19248A109COM9,558$221,000thousands by filing date
COMPASS MINERALS INTL INC20451N101COM2,621$221,000thousands by filing date
PETSMART INC716768106COM3,153$221,000thousands by filing date
PIMCO MUN INCOME FD II72200W106COM19,000$221,000thousands by filing date
3D SYSTEMS CORP88554D205COMMON STOCK4,715$219,000thousands by filing date
BLACKROCK MUNIASSETS FD INC09254J102COM16,578$218,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM1,786$217,000thousands by filing date
GASLOG LTDG37585109SHS9,850$217,000thousands by filing date
Invesco S&P 500 Pure Growth78355W403GUG S&P500 PU GR2,811$217,000thousands by filing date
MONMOUTH REAL ESTATE INVT CO609720107CL A21,417$217,000thousands by filing date
NORTH AMERN ENERGY PARTNERS656844107COM33,639$217,000thousands by filing date
AMERICA MOVIL SA DE CV-ADR02364W105SPON ADR L SHS8,564$216,000thousands by filing date
CENTURYLINK INC156700106COM5,275$216,000thousands by filing date
WESTERN ASSET MGD HI INCM FD95766L107COM39,100$216,000thousands by filing date
NOVATEL WIRELESS INC66987M604COM NEW58,967$216,000thousands by filing date
LUMBER LIQUIDATORS HOLDINGS55003T107COMMON STOCK3,750$215,000thousands by filing date
BP PRUDHOE BAY RTY TR055630107TRUS2,280$215,000thousands by filing date
CALUMET SPECIALTY PRODS PART131476103COM7,818$215,000thousands by filing date
TIDEWATER INC886423102COM5,471$214,000thousands by filing date
PUTNAM MANAGED MUN INCOME TR746823103COM30,041$213,000thousands by filing date
NUVEEN INVT QUALITY MUN FD I67062E103COM14,334$213,000thousands by filing date
CREDIT SUISSE ASSET MGMT INC224916106COM62,042$212,000thousands by filing date
KELLY SVCS INC488152208CL A13,510$212,000thousands by filing date
WESTERN AST INFL LKD OPP & I95766R104COM18,278$212,000thousands by filing date
PIMCO ETF TR72201R2051-5 US TIP IDX4,035$212,000thousands by filing date
COMCAST CORP NEW20030N200CL A SPL3,960$212,000thousands by filing date
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288646ETF2,001$211,000thousands by filing date
PIONEER FLOATING RATE FUND I72369J102COM17,933$211,000thousands by filing date
BOFI HOLDING INC05566U108COMMON STOCK2,900$211,000thousands by filing date
REXNORD CORP76169B102COMMON STOCK7,415$211,000thousands by filing date
OFFICE DEPOT INC676220106COM41,119$211,000thousands by filing date
NORTHSTAR ASSET66705Y104Common Stock11,402$210,000thousands by filing date
EATON VANCE TAX-MANAGED DIVE27828N102COM18,292$209,000thousands by filing date
ALLIANCE NATIONAL MUNICIPAL IN01864U106COM15,398$209,000thousands by filing date
INVESCO FINANCIAL PREFERRED ETF73935X229COM11,500$207,000thousands by filing date
NORTHSTAR REIT66704R704Common Stock11,702$207,000thousands by filing date
CLEARBRIDGE MLP AND MIDSTRM184692101COM7,371$206,000thousands by filing date
STARWOOD PPTY TR INC COM85571B105REIT9,336$205,000thousands by filing date
RAVEN INDS INC COM754212108Stock8,400$205,000thousands by filing date
LIBERTY INTERACTIVE CORP53071M104INT COM SER A7,196$205,000thousands by filing date
NUVEEN SELECT QUALITY MUN FD670973106COM14,986$205,000thousands by filing date
DELUXE CORP MEDIUM TERM NTS COM248019101Stock3,701$204,000thousands by filing date
EQUITY COMMONWEALTH294628102COM SH BEN INT7,916$204,000thousands by filing date
DIREXION SHS ETF TR25459Y488DLY SC BEAR3XNEW12,037$204,000thousands by filing date
MARATHON OIL CORP565849106COM5,389$203,000thousands by filing date
HAIN CELESTIAL GROUP INC405217100COM1,981$203,000thousands by filing date
BEMIS INC081437105COM5,330$203,000thousands by filing date
BLACKROCK CORPORATE HIGH YIELD09255P107COM16,980$201,000thousands by filing date
NextEra Energy,Inc.65339F101COM2,132$200,000thousands by filing date
BLACKROCK ENHANCED EQUITY DI09251A104COM24,096$198,000thousands by filing date
NUVEEN MUN ADVANTAGE FD IN67062H106COM14,702$198,000thousands by filing date
CALIFORNIA FIRST NATL BANCOR130222102COM13,275$197,000thousands by filing date
WESTERN ASSET EMERGING MARKETS95766A101COM11,426$196,000thousands by filing date
STEALTHGAS INCY81669106COM21,536$196,000thousands by filing date
EATON VANCE TAX-ADVANTAGED BON27829M103COM SH BEN INT13,841$195,000thousands by filing date
WESTERN ASSET MUN HIGH INCOME COM95766N103CEF26,736$194,000thousands by filing date
GDL FD361570104COM SH BEN IT18,161$192,000thousands by filing date
GRUPO SIMEC SAB DE C V400491106ADR14,400$192,000thousands by filing date
NATURAL RESOURCE PARTNERS L63900P103COM UNIT L P14,646$191,000thousands by filing date
DUFF & PHELPS SLT ENGY AND M26433F108COM10,641$190,000thousands by filing date
MANITEX INTL INC563420108COMMON STOCK16,822$190,000thousands by filing date
EATON VANCE LIMITED DURATION27828H105COM12,912$188,000thousands by filing date
XEROX CORP984121103COM14,138$187,000thousands by filing date
TILE SHOP HLDGS INC88677Q109COMMON STOCK20,130$186,000thousands by filing date
DIVIDEND & INCOME FD INC25538A204COM NEW10,798$179,000thousands by filing date
BLACKROCK CREDIT ALLOCATION IN092508100COM13,342$178,000thousands by filing date
GSV CAPITAL CORP36191J101COM17,800$178,000thousands by filing date
API TECHNOLOGIES CORP00187E203COM NEW75,308$177,000thousands by filing date
ATLAS FINANCIAL HOLDINGS INCG06207115SHS NEW12,815$177,000thousands by filing date
DRYSHIPS INCY2109Q101COMMON STOCK-FO71,100$176,000thousands by filing date
LIBERTY ALL-STAR EQUITY FUND530158104SH BEN INT29,669$173,000thousands by filing date
CINCINNATI BELL INC NEW171871106COM51,000$172,000thousands by filing date
PROSHARES TR SHORT QQQ (PSQ)74347R602ETF10,700$169,000thousands by filing date
CLOUGH GLOBAL OPPORTUNITIES18914E106SH BEN INT13,765$164,000thousands by filing date
MEDLEY CAP CORP58503F106COM13,760$163,000thousands by filing date
BRAVO BRIO RESTAURANT GROUP10567B109COMMON STOCK12,539$163,000thousands by filing date
CHAMBERS STR PPTYS157842105COM21,500$162,000thousands by filing date
MCG CAPITAL CORP58047P107COM46,025$162,000thousands by filing date
NATIONAL BK GREECE S A633643705SPN ADR REP 1 SH53,687$162,000thousands by filing date
NUVEEN FLOATING RATE INCOME67072T108COM14,175$160,000thousands by filing date
JINPAN INTL LTDG5138L100ORD20,262$160,000thousands by filing date
BLACKROCK GLOBAL FLOATING RATE091941104COM11,525$159,000thousands by filing date
HEADWATERS INC42210P102COMMON STOCK12,670$159,000thousands by filing date
SIRIUS XM HOLDINGS INC82968B103COM45,250$158,000thousands by filing date
PIMCO HIGH INCOME FD722014107COM SHS13,507$157,000thousands by filing date
EATON VANCE SENIOR FLOATING-RA27828Q105COM10,900$157,000thousands by filing date
BLACKROCK DEBT STRAT FD INC09255R103COM40,639$155,000thousands by filing date
UNICO AMERN CORP904607108COM12,779$154,000thousands by filing date
Xenith Bankshares, Inc.98410X105Common Stock24,092$153,000thousands by filing date
WSI INDS INC92932Q102COM21,000$153,000thousands by filing date
INVESCO PA VALUE MUN INC TR46132K109COM11,700$152,000thousands by filing date
ADDVANTAGE TECHNOLOGIES GRP006743306CMN65,466$152,000thousands by filing date
SWIFT ENERGY CO870738101COM15,655$150,000thousands by filing date
KBHOME48666K109COM10,000$149,000thousands by filing date
GABELLI EQUITY TR INC COM362397101CEF22,888$146,000thousands by filing date
PREFERRED APT CMNTYS INC74039L103COM17,573$146,000thousands by filing date
TICC CAPITAL CORP87244T109COM16,590$146,000thousands by filing date
NUVEEN PREM INCOME MUN FD67063W102COM10,527$145,000thousands by filing date
FARMERS NATL BANC CORP309627107COMMON STOCK17,700$141,000thousands by filing date
SPIRIT RLTY CAP INC NEW84860W102COM12,850$141,000thousands by filing date
ALLIANCEBERNSTEIN GLOBAL HIG01879R106COM10,183$138,000thousands by filing date
CHIMERA INVESTMENT CORP16934Q109COMMON STOCK45,531$138,000thousands by filing date
FIRST TR ABERDEEN GLBL OPP F337319107COM SHS10,029$136,000thousands by filing date
ALPHA NATURAL RESOURCES INC02076X102COM55,000$136,000thousands by filing date
EAGLE ROCK ENERGY PARTNERS L26985R104UNIT38,098$136,000thousands by filing date
ENERGY RECOVERY INC29270J100COM38,000$135,000thousands by filing date
QUALSTAR CORP QBAK74758R109COMMON112,846$135,000thousands by filing date
AVON PRODS INC054303102COM10,672$134,000thousands by filing date
ROCKWELL MED INC774374102COM14,500$133,000thousands by filing date
TCW CONV SECS FD INC872340104COM23,235$131,000thousands by filing date
ALLIANZGI CONV INCOME FD II018825109COM14,287$130,000thousands by filing date
RF INDUSTRIES LTD749552105COMMON STOCK26,000$128,000thousands by filing date
NW Biotherapeutics66737P600USD25,500$128,000thousands by filing date
BLUE EARTH INC COM095428108COMMON STOCK33,600$127,000thousands by filing date
CHINA BAK BATTERY INC16936Y209COM41,498$124,000thousands by filing date
ABERDEEN003011103MUTUAL FUNDS EQ15,433$121,000thousands by filing date
EATON VANCE RISK-MANAGED DIVSF27829G106COM10,240$120,000thousands by filing date
PENNANTPARK INVESTMENT CORPORA708062104COM10,703$117,000thousands by filing date
PIMCO INCOME STRATEGY FD II72201J104COM10,899$115,000thousands by filing date
FRONTIER COMMUNICATIONS CORP35906A108COM17,289$113,000thousands by filing date
BANCO SANTANDER SA ADR05964H105ADR11,430$109,000thousands by filing date
PARAGON OFFSHORE PLC XXXG6S01W108COM17,791$109,000thousands by filing date
PFSWEB INC717098206COM10,000$109,000thousands by filing date
WAUSAU PAPER CORP943315101COM13,606$108,000thousands by filing date
BLACKROCK REAL ASSET EQUITY09254B109COM12,733$108,000thousands by filing date
DEUTSCHE MULTI-MKT INCOME TR SHS25160E102CEF12,047$107,000thousands by filing date
YAMANA GOLD INC98462Y100COM17,570$105,000thousands by filing date
MANDALAY DIGITAL GROUP INC562562207CMN22,950$105,000thousands by filing date
THOMPSON CREEK METALS CO INC884768102COMMON STOCK47,280$104,000thousands by filing date
SANDRIDGE ENERGY INC80007P307COM23,740$102,000thousands by filing date
NUVEEN PFD & INCOME OPPORTUN67073B106COM10,830$100,000thousands by filing date
TWO HARBORS INVESTMENT CORP90187B101COMMON STOCK10,243$99,000thousands by filing date
HOVNANIAN ENTPR INC442487203COMMON STOCK24,800$91,000thousands by filing date
CHINA SUNERGY CO LTD16942X302SPONSORED ADR NE28,265$81,000thousands by filing date
ABERDEEN ASIA-PACIFIC INCOME F003009107COM13,495$80,000thousands by filing date
PDL BIOPHARMA INC69329Y104COM10,500$78,000thousands by filing date
LIBERTY ALL STAR GROWTH FUND I529900102COM15,129$77,000thousands by filing date
GABELLI CONVERTIBLE & INCOME S36240B109COM12,529$75,000thousands by filing date
ULTRALIFE CORP903899102COM22,800$74,000thousands by filing date
SILVER STD RES INC82823L106COM12,000$73,000thousands by filing date
PENN WEST PETE LTD NEW707887105COM10,590$71,000thousands by filing date
UTSTARCOM HOLDINGS CORPG9310A114SHS NEW23,424$71,000thousands by filing date
COTT CORP QUE22163N106COM10,250$70,000thousands by filing date
LIME ENERGY CO COM53261U304COM21,441$69,000thousands by filing date
PENGROWTH ENERGY CORP70706P104COMMON STOCK-FO13,000$68,000thousands by filing date
ALBERTSONS CO SHS CL A CLASS CLASS A039380100COM31,400$67,000thousands by filing date
ZYNGA INC.98986T108CL A24,032$65,000thousands by filing date
MFS MULTIMARKET INCOME TR552737108SH BEN INT10,108$65,000thousands by filing date
HALCON RES CORP40537Q209COM NEW16,500$65,000thousands by filing date
COSI INC22122P200COM28,959$65,000thousands by filing date
AEROPOSTALE INC007865108COMMON STOCK17,750$58,000thousands by filing date
LO JACK CORP539451104COMMON STOCK14,886$58,000thousands by filing date
BAY BANCORP INC07203T106COM12,047$56,000thousands by filing date
CORCEPT THERAPEUTICS INC218352102COM20,000$54,000thousands by filing date
FORBES ENERGY SVCS LTD345143101COM12,450$50,000thousands by filing date
IPASS INC46261V108COM32,299$49,000thousands by filing date
VBI VACCINES INC CDA91790E102Stock14,778$48,000thousands by filing date
MOLYCORP INC DEL608753109COM37,825$45,000thousands by filing date
ARMOUR RESIDENTIAL REIT IN042315101COM11,057$43,000thousands by filing date
CORDIA BANCORP INC218513109COM12,131$43,000thousands by filing date
WIDEPOINT CORP COMMON967590100COM23,000$39,000thousands by filing date
ZAZA ENERGY CORP - NEW98919T407COM10,507$38,000thousands by filing date
BPZ RESOURCES INC055639108COMMON STOCK18,335$35,000thousands by filing date
MFS INTER HIGH INCOME FD59318T109SH BEN INT12,966$35,000thousands by filing date
ALCATEL-LUCENT013904305SPONSORED ADR11,595$35,000thousands by filing date
NEVADA GOLD & CASINOS64126Q206COM27,569$34,000thousands by filing date
SIGA TECHNOLOGIES INC COM826917106Stock20,800$30,000thousands by filing date
FIRST MARBLEHEAD CORP COM NEW320771207Stock10,500$30,000thousands by filing date
DENISON MINES CORP91688T104COM26,000$29,000thousands by filing date
DENDREON CORP24823Q107COM20,000$29,000thousands by filing date
HEMISPHERX BIOPHARMA INC42366C103COM81,500$26,000thousands by filing date
BROADWAY FINL CORP DEL111444105COM15,096$24,000thousands by filing date
RADIOSHACK CORP750438103COMMON STOCK23,000$23,000thousands by filing date
EXELIXIS INC COM30161Q104Stock11,522$18,000thousands by filing date
APPLOVIN CORP CLASS A023850100COM20,000$16,000thousands by filing date
U S GEOTHERMAL INC90338S102COM29,200$16,000thousands by filing date
LEXICON PHARMACEUTICALS INC528872104COM10,000$14,000thousands by filing date
CAMAC ENERGY INC131745101COM20,528$13,000thousands by filing date
CARDICA INC14141R101COM11,800$13,000thousands by filing date
POLYMET MINING CORP731916102COM10,500$11,000thousands by filing date
EURASIAN MINERALS INC29843R100COM10,487$7,000thousands by filing date
ROCK CREEK PHARMACEUTICALS INC COM NEW772081105ROCK CREEK PHARMACEUTICALS INC COM NEW10,000$3,000thousands by filing date
QUEST RARE MINERALS LTD74836T101CMN12,500$2,000thousands by filing date
GABELLI EQUITY TR INC362397184RIGHT 10/20/201422,876$1,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001142495-14-000019this filing2014-11-07acceptance time not in the bulk data set