13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-04, with 662 holding rows worth $627,028,000.
- Accession
- 0001142495-14-000007
- Filer
- CIK 1142495
- Filed
- 2014-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 10,595 entries on the cover page, a total value of $627,028,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $627,028,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFORMATICA CORP | 45666Q102 | COM | 6,225 | $222,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 20,000 | $221,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,910 | $220,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 14,649 | $220,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,330 | $217,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,756 | $216,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,035 | $216,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 15,000 | $214,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 9,729 | $214,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 15,398 | $214,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 6,450 | $214,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,010 | $214,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 18,230 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 16,578 | $213,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 7,246 | $213,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 8,350 | $213,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,965 | $212,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 29,572 | $212,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,786 | $211,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,048 | $210,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 101,723 | $210,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,779 | $209,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 5,763 | $209,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 7,950 | $209,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 13,815 | $209,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 6,290 | $208,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 14,104 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 4,924 | $205,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,467 | $205,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 14,774 | $205,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,335 | $204,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 19,309 | $204,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,589 | $202,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,544 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,578 | $201,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 35,119 | $200,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 12,763 | $199,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 14,194 | $197,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 30,631 | $196,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 26,411 | $195,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 13,275 | $195,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 101,399 | $194,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 16,000 | $191,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 47,800 | $188,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 10,681 | $188,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 10,000 | $187,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,000 | $187,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 47,725 | $187,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 21,814 | $185,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 11,100 | $185,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 14,149 | $184,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 10,400 | $184,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 15,000 | $183,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 49,687 | $183,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,000 | $182,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,970 | $180,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 65,466 | $180,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 21,500 | $180,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 48,999 | $179,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,765 | $179,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,513 | $179,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 65,488 | $179,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,250 | $174,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 13,260 | $173,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,984 | $172,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 12,234 | $171,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,273 | $170,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 15,495 | $168,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 11,025 | $166,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 11,510 | $164,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,900 | $162,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 12,779 | $160,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 13,850 | $159,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,450 | $157,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 16,730 | $157,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,875 | $156,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 26,000 | $156,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,640 | $155,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,655 | $153,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 24,092 | $153,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 112,846 | $149,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 18,875 | $147,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 45,442 | $146,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,850 | $146,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 18,000 | $145,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 26,145 | $144,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 45,291 | $144,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,843 | $138,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,100 | $137,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 20,262 | $137,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 13,486 | $135,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,838 | $134,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,148 | $125,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 42,280 | $125,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,799 | $124,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 18,500 | $124,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 13,450 | $122,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,201 | $118,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 19,433 | $117,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 16,300 | $117,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 14,000 | $115,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,791 | $114,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 12,013 | $114,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,009 | $111,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,070 | $110,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,222 | $107,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 20,550 | $106,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,992 | $106,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 40,325 | $104,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,453 | $99,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,561 | $97,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 110,304 | $97,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 25,000 | $93,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 27,265 | $91,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 22,800 | $88,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 86,600 | $86,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,000 | $83,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 14,886 | $81,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 27,424 | $80,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 22,750 | $79,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,000 | $79,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 12,441 | $78,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 21,400 | $78,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 10,850 | $77,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,600 | $73,000 | thousands by filing date | |
| Paulson Capital Corp | 703797100 | COM | 73,891 | $73,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 20,365 | $70,000 | thousands by filing date | |
| SPORT CHALET INC | 849163308 | CLB | 65,065 | $68,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 25,500 | $64,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 11,013 | $62,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 26,498 | $62,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 12,047 | $61,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 21,000 | $59,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 21,000 | $59,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 12,450 | $57,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 30,000 | $53,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 16,835 | $52,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 34,300 | $52,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 41,299 | $50,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 12,131 | $50,000 | thousands by filing date | |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 33,222 | $49,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 10,200 | $44,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 26,000 | $38,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 37,908 | $38,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 111,500 | $35,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 28,959 | $33,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 13,000 | $30,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 19,596 | $27,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 10,305 | $26,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 12,240 | $22,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 68,256 | $22,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 10,000 | $20,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 20,000 | $18,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 29,200 | $18,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 10,000 | $16,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 22,397 | $16,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 10,400 | $14,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $11,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 10,487 | $8,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 10,000 | $6,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 25,000 | $5,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 17,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-14-000007 | this filing | 2014-08-04 | acceptance time not in the bulk data set |