13F-HR filed by WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-09, with 626 holding rows worth $570,587,000.
- Accession
- 0001142495-14-000004
- Filer
- CIK 1142495
- Filed
- 2014-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 10,019 entries on the cover page, a total value of $570,587,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $570,587,000 with VALUE read as thousands by filing date, 13F file number 028-12460. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MCG CAPITAL CORP | 58047P107 | COM | 54,325 | $206,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,234 | $204,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 15,398 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 16,578 | $204,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,251 | $204,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 13,275 | $204,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 7,814 | $203,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 6,050 | $203,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 8,200 | $202,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 29,091 | $202,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,000 | $202,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 8,983 | $202,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,811 | $201,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,702 | $201,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 8,600 | $200,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 11,100 | $200,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 93,600 | $198,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 14,153 | $196,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 13,874 | $196,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 27,578 | $193,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 21,720 | $193,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 11,460 | $193,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 16,982 | $189,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 13,815 | $189,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 25,338 | $187,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 16,000 | $185,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 45,140 | $185,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 118,846 | $184,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 21,236 | $183,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,771 | $182,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 12,550 | $179,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 12,677 | $179,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 13,515 | $179,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,000 | $178,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 17,309 | $176,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,765 | $175,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,488 | $175,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 10,311 | $175,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 50,000 | $173,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 21,825 | $171,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 97,399 | $171,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 10,000 | $170,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 26,000 | $170,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 22,517 | $170,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 12,779 | $167,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,900 | $165,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 11,500 | $164,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,685 | $164,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 12,080 | $161,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,250 | $161,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 20,650 | $159,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,600 | $158,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,930 | $158,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 13,850 | $146,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 13,783 | $145,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 24,092 | $144,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 13,309 | $143,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 14,377 | $141,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 34,212 | $141,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 18,000 | $140,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 25,445 | $139,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 44,710 | $137,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,100 | $136,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 29,500 | $135,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 41,200 | $133,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 33,708 | $122,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,315 | $119,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,850 | $119,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 14,302 | $115,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 19,141 | $113,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 13,350 | $113,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 14,125 | $109,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,753 | $109,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 23,200 | $105,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 21,400 | $103,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 22,800 | $97,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 20,550 | $97,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 15,800 | $97,000 | thousands by filing date | |
| LINKTONE LTD | 535925101 | ADR | 119,466 | $96,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,524 | $92,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 42,280 | $92,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,850 | $91,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,000 | $90,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 14,886 | $85,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,600 | $85,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 11,645 | $85,000 | thousands by filing date | |
| SPORT CHALET INC | 849163308 | CLB | 65,065 | $84,000 | thousands by filing date | |
| Paulson Capital Corp | 703797100 | COM | 70,891 | $81,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 27,424 | $75,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 45,299 | $75,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 11,356 | $70,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 13,850 | $70,000 | thousands by filing date | |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 27,222 | $68,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,000 | $67,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 21,000 | $65,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 29,350 | $63,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 12,047 | $61,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 146,500 | $59,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 19,508 | $59,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 14,401 | $56,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 14,000 | $55,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 10,400 | $55,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 16,735 | $53,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 69,200 | $52,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 12,131 | $52,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 12,450 | $49,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 11,000 | $48,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 30,000 | $48,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 26,000 | $45,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 38,603 | $45,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 68,256 | $43,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 10,200 | $42,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 13,200 | $39,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 28,959 | $34,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 30,757 | $34,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 18,123 | $31,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 10,000 | $28,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 25,000 | $20,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 10,000 | $17,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 10,400 | $15,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 19,476 | $15,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 29,500 | $15,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $14,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 10,487 | $11,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 25,000 | $7,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 11,500 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001142495-14-000004 | this filing | 2014-05-09 | acceptance time not in the bulk data set |