13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 1,559 holding rows worth $2,931,964,000.
- Accession
- 0001141802-15-000006
- Filer
- CIK 1141802
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, 1,559 entries on the cover page, a total value of $2,931,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,931,964,000 with VALUE read as thousands by filing date, 13F file number 028-11160. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerAffinity Investment Advisors, LLC 028-14467
- reports for this filerAlta Capital Management, LLC 028-05119
- reports for this filerApex Capital Management 028-11050
- reports for this filerCampbell Newman Asset Management Inc 028-02903
- reports for this filerChilton Capital Management, LLC 028-12632
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerContravisory Investment Management Inc 028-11954
- reports for this filerDana Investment Advisors, Inc. 028-13023
- reports for this filerDavis Selected Advisers 028-04121
- reports for this filerEagle Asset Management Inc 028-01666
- reports for this filerEssex Investment Management Company, LLC 028-00878
- reports for this filerFairpointe Capital LLC 028-14514
- reports for this filerFirst Trust Advisors, LP 028-06487
- reports for this filerFrank Russell Co 028-01190
- reports for this filerGW&K Investment Management, LLC 028-04145
- reports for this filerHahn Capital Management LLC 028-10195
- reports for this filerInvesco Advisors, Inc 028-00255
- reports for this filerKovitz Investment Group, LLC 028-10961
- reports for this filerLazard Asset Management LLC 028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLondon Co of Virginia 028-10665
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNFJ Investment Group LLC 028-10770
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPinnacle Associates Ltd. 028-01669
- reports for this filerPolen Capital Management LL 028-03687
- reports for this filerQuantum Capital Management 028-10887
- reports for this filerRaub Brock Capital Management, LP 028-15157
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerRobeco Investment Management, Inc. 028-12484
- reports for this filerSchwartz Investment Counsel Inc 028-05434
- reports for this filerScout Investments, Inc. 028-10260
- reports for this filerStrategic Global Advisors, LLC 028-16442
- reports for this filerThornburg Investment Management Inc 028-06605
- reports for this filerTodd Asset Management, LLC 028-04171
- reports for this filerWCM Investment Management 028-07104
- reports for this filerZacks Investment Management, Inc 028-04587
- reports for this filerZiegler Capital Management, LLC 028-10982
- included managerTHE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 529 | $12,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 1,270 | $12,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 965 | $11,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 141 | $11,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 175 | $11,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 181 | $11,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 62 | $11,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 517 | $11,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 668 | $11,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,149 | $11,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 626 | $11,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,046 | $11,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,667 | $11,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 87 | $11,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 666 | $11,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 753 | $11,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 392 | $11,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,200 | $11,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,565 | $11,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 300 | $11,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 3,000 | $11,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,000 | $11,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 157 | $11,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 110 | $10,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 300 | $10,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 601 | $10,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 100 | $10,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 64 | $10,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 107 | $10,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 149 | $10,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 6,950 | $10,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 187 | $10,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 700 | $10,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 600 | $10,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 200 | $10,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,699 | $10,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 581 | $10,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 356 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 100 | $10,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 448 | $10,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 218 | $10,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 150 | $10,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 758 | $10,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 401 | $10,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 660 | $10,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $10,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 500 | $10,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 400 | $10,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 97 | $9,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,413 | $9,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 109 | $9,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 257 | $9,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 62 | $9,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 114 | $9,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 376 | $9,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 400 | $9,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 325 | $9,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 300 | $9,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 155 | $9,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 332 | $9,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 587 | $9,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 377 | $9,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,317 | $9,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,160 | $9,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 936 | $9,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 60 | $9,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 222 | $9,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 144 | $9,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 584 | $9,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 300 | $9,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 140 | $9,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 380 | $9,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 144 | $9,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 688 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 22 | $8,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 155 | $8,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 70 | $8,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 111 | $8,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 691 | $8,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 691 | $8,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 500 | $8,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 135 | $8,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 376 | $8,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 570 | $8,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 850 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 701 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 95 | $8,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 189 | $8,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 573 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,284 | $8,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 400 | $8,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 283 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 441 | $8,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,457 | $7,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 250 | $7,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 60 | $7,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 99 | $7,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 63 | $7,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 241 | $7,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 93 | $7,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 100 | $7,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $7,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 220 | $7,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 134 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 74 | $7,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 78 | $7,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 40 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 525 | $7,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 160 | $7,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 547 | $7,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 170 | $7,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 462 | $7,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 266 | $7,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 467 | $7,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 642 | $7,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 85 | $7,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,014 | $7,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 186 | $7,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 344 | $7,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 133 | $7,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 382 | $7,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 500 | $7,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 302 | $7,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,500 | $7,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 728 | $7,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 518 | $7,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,274 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 184 | $7,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 214 | $7,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 166 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 129 | $6,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 69 | $6,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 232 | $6,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 889 | $6,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 200 | $6,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 32 | $6,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 50 | $6,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 100 | $6,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 95 | $6,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 64 | $6,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 123 | $6,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 78 | $6,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 80 | $6,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 86 | $6,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 51 | $6,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 450 | $6,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 95 | $6,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 650 | $6,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,150 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 250 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 375 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 300 | $6,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 460 | $6,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 103 | $6,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 200 | $6,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 280 | $6,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 201 | $6,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 550 | $6,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 116 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 152 | $6,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 161 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 250 | $6,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 169 | $6,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 68 | $6,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 167 | $6,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 395 | $6,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 300 | $6,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 305 | $6,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 303 | $6,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 2,000 | $6,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 855 | $6,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 89 | $5,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 155 | $5,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 102 | $5,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 60 | $5,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 216 | $5,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 194 | $5,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 17 | $5,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 100 | $5,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 67 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 98 | $5,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 149 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 153 | $5,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 144 | $5,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 33 | $5,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 250 | $5,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 600 | $5,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 60 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 89 | $5,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 68 | $5,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 585 | $5,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 409 | $5,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 165 | $5,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 50 | $5,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 72 | $5,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 124 | $5,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 200 | $5,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 433 | $5,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 396 | $5,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 154 | $5,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 760 | $5,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 81 | $5,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 117 | $5,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 800 | $5,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 122 | $5,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 5,000 | $5,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 98 | $5,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 300 | $5,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 117 | $5,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 86 | $5,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 225 | $5,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 56 | $4,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 29 | $4,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 92 | $4,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,667 | $4,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 91 | $4,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 115 | $4,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 180 | $4,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 28 | $4,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 610 | $4,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 175 | $4,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 145 | $4,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 68 | $4,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 388 | $4,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 100 | $4,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 200 | $4,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 93 | $4,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 110 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 38 | $4,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 62 | $4,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 66 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 112 | $4,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 51 | $4,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 63 | $4,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 79 | $4,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 239 | $4,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 332 | $4,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 417 | $4,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 48 | $4,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 29 | $4,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 39 | $4,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 100 | $4,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 91 | $4,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 572 | $4,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 197 | $4,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 88 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 158 | $4,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 99 | $4,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 64 | $4,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 78 | $4,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 289 | $4,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 200 | $4,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 451 | $4,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 76 | $4,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 82 | $4,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 4,000 | $4,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,800 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 2,666 | $4,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 500 | $4,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 302 | $4,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 170 | $4,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 200 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 153 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 151 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 192 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 187 | $4,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 50 | $4,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 3,000 | $4,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 100 | $4,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 221 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 197 | $4,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 1,000 | $4,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 160 | $4,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 100 | $4,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 92 | $4,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 253 | $4,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 76 | $3,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 145 | $3,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 31 | $3,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 42 | $3,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 74 | $3,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 79 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 19 | $3,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 29 | $3,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 88 | $3,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 40 | $3,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 92 | $3,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 310 | $3,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 39 | $3,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 41 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 58 | $3,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 58 | $3,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 91 | $3,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 43 | $3,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 137 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 101 | $3,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 46 | $3,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 216 | $3,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 49 | $3,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 59 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 46 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 95 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 76 | $3,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 56 | $3,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 53 | $3,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 315 | $3,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 166 | $3,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 250 | $3,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 750 | $3,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 141 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 63 | $3,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 57 | $3,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 81 | $3,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 35 | $3,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 89 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 57 | $3,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 143 | $3,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 101 | $3,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 39 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 169 | $3,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 49 | $3,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 51 | $3,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 70 | $3,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 110 | $3,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 79 | $3,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 81 | $3,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 25 | $3,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 91 | $3,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 45 | $3,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 130 | $3,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 120 | $3,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 49 | $3,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 39 | $3,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 440 | $3,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 108 | $3,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 84 | $3,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 150 | $3,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 49 | $3,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 70 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $3,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 211 | $3,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 500 | $3,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $3,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,616 | $3,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 75 | $3,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 130 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 118 | $3,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 100 | $2,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 100 | $2,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 17 | $2,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 37 | $2,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 54 | $2,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 81 | $2,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 48 | $2,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 98 | $2,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 58 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 81 | $2,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 200 | $2,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 35 | $2,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 120 | $2,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 21 | $2,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 46 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 128 | $2,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 32 | $2,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 29 | $2,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 22 | $2,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 60 | $2,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 42 | $2,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 43 | $2,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 33 | $2,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 220 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 31 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 50 | $2,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 88 | $2,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 78 | $2,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 56 | $2,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 150 | $2,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 138 | $2,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 46 | $2,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 44 | $2,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 130 | $2,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 70 | $2,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 71 | $2,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 48 | $2,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 236 | $2,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 90 | $2,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 48 | $2,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 50 | $2,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 114 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 91 | $2,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 36 | $2,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 33 | $2,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 27 | $2,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 240 | $2,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 121 | $2,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 3,000 | $2,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 12 | $2,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 81 | $2,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 26 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 160 | $2,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 26 | $2,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 26 | $2,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 24 | $2,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 225 | $2,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 12 | $2,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,000 | $2,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 82 | $2,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 21 | $2,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 18 | $2,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 41 | $2,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 85 | $2,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 50 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 122 | $2,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 1,480 | $2,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 800 | $2,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 85 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 75 | $2,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 34 | $2,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 48 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 50 | $2,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 113 | $2,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 56 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 300 | $1,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 20 | $1,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 31 | $1,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 13 | $1,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 30 | $1,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 44 | $1,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 20 | $1,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 11 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 30 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 35 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 42 | $1,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 100 | $1,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 10 | $1,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 13 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 30 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 53 | $1,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 19 | $1,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 78 | $1,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 44 | $1,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 21 | $1,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 45 | $1,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 81 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 11 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 31 | $1,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 54 | $1,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 35 | $1,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 27 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 65 | $1,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 10 | $1,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 60 | $1,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 29 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 41 | $1,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 80 | $1,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 7 | $1,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 33 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 31 | $1,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 107 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 51 | $1,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 46 | $1,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 22 | $1,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 47 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 33 | $1,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 56 | $1,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 130 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 98 | $1,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 326 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 151 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 81 | $1,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 48 | $1,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 78 | $1,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 20 | $1,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 500 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 31 | $1,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 426 | $1,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 60 | $1,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 35 | $1,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 57 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 24 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 24 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 30 | $1,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 16 | $1,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 18 | $1,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 93 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 242 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 221 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-15-000006 | this filing | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001141802-15-000008 | base | 2015-09-30 | acceptance time not in the bulk data set |