13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 1,721 holding rows worth $3,240,165,000.
- Accession
- 0001141802-15-000002
- Filer
- CIK 1141802
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 1,721 entries on the cover page, a total value of $3,240,165,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,240,165,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlta Capital Management, LLC 028-05119
- reports for this filerApex Capital Management 028-11050
- reports for this filerCampbell Newman Asset Management Inc 028-02903
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerContravisory Investment Management Inc 028-11954
- reports for this filerDana Investment Advisors, Inc. 028-13023
- reports for this filerDavis Selected Advisers 028-04121
- reports for this filerEagle Asset Management Inc 028-01666
- reports for this filerFairpointe Capital LLC 028-14514
- reports for this filerFirst Trust Advisors, LP 028-06487
- reports for this filerFrank Russell Co 028-01190
- reports for this filerGannett Welsh & Kotler, Inc 028-04145
- reports for this filerHahn Capital Management LLC 028-10195
- reports for this filerInvesco Advisors, Inc 028-00255
- reports for this filerKovitz Investment Group, LLC 028-10961
- reports for this filerLazard Asset Management LLC 028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLondon Co of Virginia 028-10665
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNFJ Investment Group LLC 028-10770
- reports for this filerPalisade Capital Management, LLC 028-05320
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPioneer Institutional Asset Management, Inc. 028-13329
- reports for this filerPolen Capital Management LLC 028-03687
- reports for this filerQuantum Capital Management 028-10887
- reports for this filerRaub Brock Capital Management, LP 028-15157
- reports for this filerRed Granite Advisors LLC 028-12450
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerRobeco Investment Management, Inc. 028-12484
- reports for this filerSchwartz Investment Counsel Inc 028-05434
- reports for this filerScout Investments, Inc. 028-10260
- reports for this filerThornburg Investment Management Inc 028-06605
- reports for this filerTodd Asset Management, LLC 028-04171
- reports for this filerTrillium Asset Management, LLC 028-03125
- reports for this filerWCM Investment Management 028-07104
- reports for this filerWinslow Capital Management LLC 028-03676
- reports for this filerZacks Investment Management, Inc 028-04587
- included managerTHE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 83 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 62 | $2,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 101 | $2,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 29 | $2,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 32 | $2,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 33 | $2,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 29 | $2,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 85 | $2,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 46 | $2,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 42 | $2,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 20 | $2,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 100 | $2,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 33 | $2,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 45 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 50 | $2,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 44 | $2,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 74 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 31 | $2,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 49 | $2,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 21 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 49 | $2,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 130 | $2,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 100 | $2,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 50 | $2,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 75 | $2,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 56 | $2,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 138 | $2,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 101 | $2,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 60 | $2,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 47 | $2,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 46 | $2,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 25 | $2,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 44 | $2,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 51 | $2,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 36 | $2,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 88 | $2,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 71 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 244 | $2,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 33 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 24 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 40 | $2,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 42 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 35 | $2,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 33 | $2,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 44 | $2,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 51 | $2,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55 | $2,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 75 | $2,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 105 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 114 | $2,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 80 | $2,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 52 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 43 | $2,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 204 | $2,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 55 | $2,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 36 | $2,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 33 | $2,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 54 | $2,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 15 | $2,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 90 | $2,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 43 | $2,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 280 | $2,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 121 | $2,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 136 | $2,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 133 | $2,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 35 | $2,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 26 | $2,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 26 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 31 | $2,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 80 | $2,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 525 | $2,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 80 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 81 | $2,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 21 | $2,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 210 | $2,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 12 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 62 | $2,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 70 | $2,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 40 | $2,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 108 | $2,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 71 | $2,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 50 | $2,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 125 | $2,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 43 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 104 | $2,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 15 | $2,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 174 | $2,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 115 | $2,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 116 | $2,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 58 | $2,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 250 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 88 | $2,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 90 | $2,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 62 | $2,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 113 | $2,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 128 | $2,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 312 | $2,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 34 | $1,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 40 | $1,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 19 | $1,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 56 | $1,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 20 | $1,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 35 | $1,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 31 | $1,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 15 | $1,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 24 | $1,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 30 | $1,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 10 | $1,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 20 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 30 | $1,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 24 | $1,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 10 | $1,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 55 | $1,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 10 | $1,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 38 | $1,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 18 | $1,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 10 | $1,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 45 | $1,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 80 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 53 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 45 | $1,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 30 | $1,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 26 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 100 | $1,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 28 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 29 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 14 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 29 | $1,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 50 | $1,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 20 | $1,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 27 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 138 | $1,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 17 | $1,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 33 | $1,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 47 | $1,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 60 | $1,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 40 | $1,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 52 | $1,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 53 | $1,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 110 | $1,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 65 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 31 | $1,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 46 | $1,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 107 | $1,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 13 | $1,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 35 | $1,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 20 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 42 | $1,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 56 | $1,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 22 | $1,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 100 | $1,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 46 | $1,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 400 | $1,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 9 | $1,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 45 | $1,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 426 | $1,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 35 | $1,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 57 | $1,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 48 | $1,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 300 | $1,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 85 | $1,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 70 | $1,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 10 | $1,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 50 | $1,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 200 | $1,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 30 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 27 | $1,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 100 | $1,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 34 | $1,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 36 | $1,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 31 | $1,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 100 | $1,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE BELOW INC COM | 33829M101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORNINGSTAR INC COM | 617700109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNOWLES CORP COM | 49926D109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREDITH CORP | 589433101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Equinix, Inc. | 29444U502 | EQIX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANNELADVISOR CORP | 159179100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZWEIG FUND INC. | 989834205 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-15-000002 | this filing | 2015-02-13 | acceptance time not in the bulk data set |