13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 1,391 holding rows worth $2,860,005,000.
- Accession
- 0001141802-14-000012
- Filer
- CIK 1141802
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 1,391 entries on the cover page, a total value of $2,860,005,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,860,005,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerApex Capital Management 028-11050
- reports for this filerBrookmont Capital Management, LLC 028-14438
- reports for this filerCampbell Newman Asset Management Inc 028-02903
- reports for this filerChilton Capital Management, LLC 028-03569
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerContravisory Investment Management Inc 028-11954
- reports for this filerDana Investment Advisors, Inc. 028-13023
- reports for this filerDavis Selected Advisers 028-04121
- reports for this filerDSM Capital Partners LLC 028-10309
- reports for this filerEagle Asset Management Inc 028-01666
- reports for this filerFairpointe Capital LLC 028-14514
- reports for this filerFrank Russell Co 028-01190
- reports for this filerGannett Welsh & Kotler, Inc 028-04145
- reports for this filerHahn Capital Management LLC 028-10195
- reports for this filerInvesco Advisors, Inc 028-00255
- reports for this filerKovitz Investment Group, LLC 028-10961
- reports for this filerLazard Asset Management LLC 028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLondon Co of Virginia 028-10665
- reports for this filerNavellier & Associates, Inc 028-02824
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNFJ Investment Group LLC 028-10770
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPioneer Institutional Asset Management, Inc. 028-13329
- reports for this filerPolen Capital Management LLC 028-03687
- reports for this filerQuantum Capital Management 028-10887
- reports for this filerRaub Brock Capital Management, LP 028-15157
- reports for this filerRed Granite Advisors LLC 028-12450
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerRobeco Investment Management, Inc. 028-12484
- reports for this filerSchwartz Investment Counsel Inc 028-05434
- reports for this filerScout Investments, Inc. 028-10260
- reports for this filerThornburg Investment Management Inc 028-06605
- reports for this filerTrillium Asset Management, LLC 028-03125
- reports for this filerWCM Investment Management 028-07104
- reports for this filerWedgewood Partners, Inc. 028-05973
- reports for this filerWinslow Capital Management LLC 028-03676
- included managerTHE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 6,535 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,260 | $96,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 3,077 | $96,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 428 | $95,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 815 | $95,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,255 | $94,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 914 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,150 | $94,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,239 | $93,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 2,277 | $93,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,289 | $93,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,000 | $92,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,216 | $92,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,455 | $91,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,878 | $90,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 3,204 | $90,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,734 | $89,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,431 | $88,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,006 | $88,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,089 | $87,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 849 | $87,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 4,000 | $87,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 21,948 | $87,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 986 | $86,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 517 | $85,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 2,792 | $85,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,234 | $85,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 837 | $84,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,399 | $84,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 6,041 | $83,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 3,538 | $82,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,069 | $81,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,318 | $81,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,860 | $80,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,162 | $80,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,268 | $78,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,235 | $78,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,083 | $78,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,850 | $77,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 4,316 | $76,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,315 | $74,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 2,554 | $73,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,339 | $73,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 595 | $73,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 717 | $72,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,740 | $72,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,579 | $71,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,928 | $71,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 352 | $70,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,753 | $69,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 330 | $69,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 3,615 | $69,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,184 | $68,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,601 | $68,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 393 | $68,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 4,722 | $68,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,854 | $67,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 680 | $67,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,434 | $67,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,771 | $67,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,207 | $66,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 904 | $66,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 818 | $66,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 2,455 | $66,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 769 | $65,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 548 | $65,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,440 | $65,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 823 | $65,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 4,750 | $65,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 596 | $64,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,267 | $64,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 579 | $64,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,078 | $62,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 657 | $62,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,509 | $62,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 558 | $61,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 5,172 | $61,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 375 | $61,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 3,656 | $61,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 234 | $61,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 4,285 | $61,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,845 | $60,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,288 | $59,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 898 | $59,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 536 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,500 | $59,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 296 | $58,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,502 | $58,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,110 | $58,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 5,000 | $58,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 892 | $57,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,627 | $57,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,272 | $57,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 673 | $57,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 2,104 | $57,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,298 | $56,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 802 | $56,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 566 | $56,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 1,266 | $56,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 30,000 | $56,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,127 | $55,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 472 | $55,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 638 | $55,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,001 | $55,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 4,070 | $55,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,025 | $54,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 362 | $54,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 4,880 | $54,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 1,171 | $53,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,039 | $52,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,390 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,175 | $52,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,739 | $52,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 1,019 | $52,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 2,000 | $52,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 4,301 | $52,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 893 | $51,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 258 | $51,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 3,461 | $51,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,564 | $50,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,280 | $50,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 404 | $50,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 812 | $50,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,335 | $50,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 4,549 | $50,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 1,647 | $49,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,257 | $49,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 334 | $49,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,220 | $49,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 5,797 | $49,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 3,582 | $49,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,477 | $48,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 293 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 801 | $48,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,418 | $48,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 958 | $47,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,000 | $47,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,742 | $47,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 521 | $47,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 771 | $47,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 1,662 | $47,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 984 | $46,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,045 | $46,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 3,043 | $45,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 489 | $45,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 244 | $44,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 832 | $43,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 653 | $43,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,001 | $43,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 511 | $43,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 1,904 | $43,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,445 | $43,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,398 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,187 | $42,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 466 | $41,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,165 | $41,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 718 | $41,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 207 | $41,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,772 | $41,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 884 | $41,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 988 | $41,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 430 | $41,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 455 | $40,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 887 | $40,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,057 | $40,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 656 | $39,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 803 | $39,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 647 | $39,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 259 | $39,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 600 | $39,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 850 | $39,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 1,085 | $39,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 500 | $39,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,702 | $38,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 327 | $38,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 146 | $37,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 200 | $37,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 952 | $37,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,487 | $37,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 981 | $37,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,255 | $36,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 878 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,208 | $36,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 836 | $35,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 125 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 257 | $35,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 618 | $35,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,643 | $35,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 557 | $35,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 54 | $34,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 590 | $34,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 422 | $34,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 137 | $34,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,347 | $34,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,010 | $34,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 589 | $33,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 1,500 | $33,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,326 | $33,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,475 | $33,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 49 | $32,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,030 | $32,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 620 | $32,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,560 | $32,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 293 | $31,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 955 | $31,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 438 | $31,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 504 | $31,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 3,800 | $31,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,130 | $30,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,493 | $30,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 228 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 647 | $30,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,775 | $30,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 5,478 | $30,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 648 | $30,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 247 | $30,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,756 | $30,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,385 | $30,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,764 | $30,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 441 | $30,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,457 | $29,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 450 | $29,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 962 | $29,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 270 | $29,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,850 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 475 | $29,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 758 | $29,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 514 | $29,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 225 | $29,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 638 | $29,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,000 | $29,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 716 | $29,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 601 | $28,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 529 | $28,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,050 | $28,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 816 | $28,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 4,591 | $28,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 4,000 | $28,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 277 | $28,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,211 | $27,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 461 | $27,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,000 | $27,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 708 | $27,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 800 | $27,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,543 | $27,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 817 | $27,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,132 | $27,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 400 | $27,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 549 | $27,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 500 | $27,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 430 | $27,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,089 | $26,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 546 | $26,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 750 | $26,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 711 | $26,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,610 | $26,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 500 | $26,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 717 | $26,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 375 | $26,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 940 | $26,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 830 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 336 | $25,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,178 | $25,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 537 | $25,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,819 | $25,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 826 | $25,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 692 | $25,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,086 | $25,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 578 | $25,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 260 | $25,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,000 | $25,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 225 | $24,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 272 | $24,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 500 | $24,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 696 | $24,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,450 | $24,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 432 | $24,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,992 | $24,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,920 | $24,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 663 | $24,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 553 | $24,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 104 | $23,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 560 | $23,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 715 | $23,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 483 | $23,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 192 | $23,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 200 | $23,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 554 | $23,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,111 | $23,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,520 | $23,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 480 | $23,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,237 | $23,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 200 | $22,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 514 | $22,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 137 | $22,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 381 | $22,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,036 | $22,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 379 | $22,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 460 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 316 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 250 | $22,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,086 | $22,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,913 | $22,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 700 | $22,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,195 | $22,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,583 | $22,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 577 | $21,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,457 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 686 | $21,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,096 | $21,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,335 | $21,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 752 | $21,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,298 | $21,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 242 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 522 | $20,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 263 | $20,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 272 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,000 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 790 | $20,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 790 | $20,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 487 | $20,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,003 | $19,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 402 | $19,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 250 | $19,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,136 | $19,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 511 | $19,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 293 | $19,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,248 | $19,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 764 | $19,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 500 | $19,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 200 | $19,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 310 | $19,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 247 | $19,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 156 | $19,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,609 | $19,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 739 | $18,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 26 | $18,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,000 | $18,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 400 | $18,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 208 | $18,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 143 | $18,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 705 | $18,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 500 | $18,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 735 | $18,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 690 | $18,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 541 | $18,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 917 | $18,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 800 | $18,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 199 | $17,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 968 | $17,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 578 | $17,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,500 | $17,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,202 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $17,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 126 | $17,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 560 | $17,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 320 | $17,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 190 | $16,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,674 | $16,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 418 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,202 | $16,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 800 | $16,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,200 | $16,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 309 | $15,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 529 | $15,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 226 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 199 | $15,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 249 | $15,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,000 | $15,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 385 | $15,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 745 | $15,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 366 | $14,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 450 | $14,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 287 | $14,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 203 | $14,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 509 | $14,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 808 | $14,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 271 | $14,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 144 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 871 | $14,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 257 | $13,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 8,324 | $13,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 221 | $13,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,078 | $13,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 175 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 499 | $13,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 231 | $13,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 592 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 130 | $13,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 877 | $13,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 1,666 | $13,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 237 | $13,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,500 | $13,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 174 | $12,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 200 | $12,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 291 | $12,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,089 | $12,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 311 | $12,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 200 | $12,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 526 | $12,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 505 | $12,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 252 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 381 | $12,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 4,000 | $12,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 277 | $12,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 763 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 500 | $12,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 209 | $11,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 584 | $11,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 123 | $11,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 402 | $11,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 606 | $11,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 132 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 200 | $11,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 146 | $11,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 800 | $11,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 291 | $11,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 174 | $11,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 112 | $10,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 703 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 329 | $10,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 100 | $10,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 399 | $10,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 200 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 641 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 256 | $10,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 666 | $10,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 3,000 | $10,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 480 | $10,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 758 | $10,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 500 | $10,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 370 | $10,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 130 | $9,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 170 | $9,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 241 | $9,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,854 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 309 | $9,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 376 | $9,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 600 | $9,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 566 | $9,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,317 | $9,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 60 | $9,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $9,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 75 | $8,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 158 | $8,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 230 | $8,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 53 | $8,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 63 | $8,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 86 | $8,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 98 | $8,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 236 | $8,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 831 | $8,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 164 | $8,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 600 | $8,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 119 | $8,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 530 | $8,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 266 | $8,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 245 | $8,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 377 | $8,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 218 | $8,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 218 | $8,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 668 | $8,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 3,914 | $8,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 235 | $8,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 140 | $8,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 150 | $8,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 400 | $8,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 92 | $8,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 70 | $7,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 136 | $7,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 125 | $7,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 150 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 136 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 74 | $7,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 200 | $7,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 650 | $7,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $7,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 265 | $7,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,000 | $7,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 119 | $7,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 547 | $7,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 139 | $7,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 153 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 222 | $7,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 758 | $7,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 328 | $7,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 64 | $7,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 660 | $7,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 165 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 625 | $7,000 | thousands by filing date | |
| MGC | 921910873 | COM | 96 | $6,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 104 | $6,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 66 | $6,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,667 | $6,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 186 | $6,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 232 | $6,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 45 | $6,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 123 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-14-000012 | this filing | 2014-11-14 | acceptance time not in the bulk data set |