13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 1,288 holding rows worth $2,390,751,000.
- Accession
- 0001141802-14-000008
- Filer
- CIK 1141802
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 1,288 entries on the cover page, a total value of $2,390,751,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,390,751,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerApex Capital Management 028-11050
- reports for this filerSchwartz Investment Counsel Inc 028-05434
- reports for this filerBrookmont Capital Management, LLC 028-14438
- reports for this filerCampbell Newman Asset Management Inc 028-02903
- reports for this filerChilton Capital Management, LLC 028-03569
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerContravisory Investment Management Inc 028-11954
- reports for this filerDana Investment Advisors, Inc. 028-13023
- reports for this filerDavis Selected Advisers 028-04121
- reports for this filerEagle Asset Management Inc 028-01666
- reports for this filerFairpointe Capital LLC 028-14514
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerHahn Capital Management LLC 028-10195
- reports for this filerInvesco Advisors, Inc 028-00255
- reports for this filerKovitz Investment Group, LLC 028-10961
- reports for this filerLazard Asset Management LLC 028-10469
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNFJ Investment Group LLC 028-10770
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPioneer Institutional Asset Management, Inc. 028-13329
- reports for this filerPolen Capital Management LLC 028-03687
- reports for this filerRaub Brock Capital Management, LP 028-15157
- reports for this filerRed Granite Advisors LLC 028-12450
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerFrank Russell Co 028-01190
- reports for this filerScout Investments, Inc. 028-10260
- reports for this filerLondon Co of Virginia 028-10665
- reports for this filerThornburg Investment Management Inc 028-06605
- reports for this filerTrillium Asset Management, LLC 028-03125
- reports for this filerWedgewood Partners, Inc. 028-05973
- reports for this filerWinslow Capital Management LLC 028-03676
- included managerTHE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 31 | $5,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 44 | $5,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 258 | $5,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 64 | $5,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 350 | $5,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 125 | $5,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 56 | $4,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 72 | $4,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 54 | $4,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 200 | $4,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 72 | $4,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 194 | $4,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 61 | $4,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 50 | $4,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 31 | $4,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 156 | $4,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 300 | $4,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 51 | $4,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 50 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 48 | $4,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 160 | $4,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 84 | $4,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 159 | $4,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 63 | $4,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 56 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 69 | $4,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 100 | $4,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 46 | $4,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 63 | $4,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 250 | $4,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 225 | $4,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 88 | $4,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 51 | $4,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 160 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 71 | $4,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 149 | $4,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 197 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 108 | $4,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 161 | $4,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 117 | $4,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 121 | $4,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 99 | $4,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 208 | $4,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 160 | $4,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 44 | $4,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 426 | $4,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 92 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 100 | $4,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 35 | $4,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 160 | $4,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 65 | $4,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 311 | $4,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 129 | $4,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 49 | $4,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 63 | $4,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 100 | $4,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 295 | $4,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 144 | $4,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 36 | $4,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5 | $3,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 42 | $3,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 81 | $3,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 140 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 580 | $3,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 46 | $3,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 88 | $3,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 170 | $3,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 73 | $3,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 237 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 662 | $3,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 32 | $3,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 49 | $3,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 74 | $3,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 90 | $3,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 39 | $3,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 62 | $3,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 43 | $3,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 283 | $3,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 250 | $3,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 179 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 155 | $3,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 53 | $3,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 125 | $3,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 152 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 46 | $3,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 104 | $3,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 53 | $3,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 101 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 172 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 220 | $3,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $3,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 71 | $3,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 39 | $3,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 60 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 93 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 122 | $3,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 73 | $3,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 36 | $3,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 81 | $3,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 514 | $3,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 143 | $3,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 44 | $3,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 39 | $3,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 237 | $3,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 336 | $3,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 74 | $3,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 40 | $3,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 81 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 174 | $3,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 26 | $3,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 63 | $3,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 250 | $3,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 120 | $3,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 19 | $3,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 49 | $3,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 55 | $3,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 108 | $3,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 325 | $3,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 150 | $3,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 20 | $3,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 163 | $3,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $3,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 120 | $3,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 21 | $2,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 59 | $2,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 19 | $2,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 34 | $2,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 48 | $2,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 98 | $2,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 58 | $2,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 120 | $2,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 55 | $2,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 40 | $2,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 34 | $2,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 60 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 648 | $2,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 22 | $2,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 33 | $2,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 39 | $2,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 70 | $2,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 83 | $2,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 78 | $2,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 56 | $2,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 138 | $2,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 44 | $2,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 28 | $2,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 62 | $2,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 40 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 244 | $2,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 40 | $2,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 40 | $2,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 80 | $2,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 100 | $2,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 66 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 60 | $2,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 67 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 57 | $2,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 180 | $2,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 510 | $2,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 56 | $2,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 124 | $2,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 49 | $2,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 76 | $2,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 110 | $2,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 78 | $2,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 82 | $2,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 41 | $2,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 44 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 200 | $2,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 88 | $2,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 46 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $2,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 214 | $2,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100 | $2,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 38 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 86 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 67 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 64 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 48 | $2,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 421 | $2,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 47 | $2,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 20 | $1,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 31 | $1,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2 | $1,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 35 | $1,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6 | $1,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 23 | $1,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 30 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 11 | $1,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 21 | $1,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 170 | $1,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 11 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 30 | $1,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 20 | $1,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 50 | $1,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 33 | $1,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 36 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 92 | $1,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 26 | $1,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 11 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 68 | $1,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 27 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 39 | $1,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 60 | $1,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 42 | $1,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 31 | $1,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 32 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 505 | $1,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 107 | $1,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 31 | $1,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 54 | $1,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 26 | $1,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 24 | $1,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 37 | $1,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 143 | $1,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 35 | $1,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 57 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 300 | $1,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 100 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 304 | $1,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 50 | $1,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 70 | $1,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 10 | $1,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 50 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 500 | $1,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 30 | $1,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 426 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 67 | $1,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RLJ LODGING TR COM | 74965L101 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287812 | US CONSM STAPLES | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLUOR CORP | 343412102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACERICH CO | 554382101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUKE REALTY CORP | 264411505 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W395 | FUND | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LinnCo, LLC | 535782106 | LTD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNS ENERGY CORP | 903119105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOES JEANS INC | 47777N101 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-14-000008 | this filing | 2014-05-15 | acceptance time not in the bulk data set |