13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 1,393 holding rows worth $2,200,541,000.
- Accession
- 0001141802-14-000002
- Filer
- CIK 1141802
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 1,393 entries on the cover page, a total value of $2,200,541,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,200,541,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerApex Capital Management 028-11050
- reports for this filerSchwartz Investment Counsel Inc 028-05434
- reports for this filerBrookmont Capital Management, LLC 028-14438
- reports for this filerCampbell Newman Asset Management Inc 028-02903
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerContravisory Investment Management Inc 028-11954
- reports for this filerDana Investment Advisors, Inc. 028-13023
- reports for this filerDavis Selected Advisers 028-04121
- reports for this filerEagle Asset Management Inc 028-01666
- reports for this filerFairpointe Capital LLC 028-14514
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerHahn Capital Management LLC 028-10195
- reports for this filerInvesco Advisors, Inc 028-00255
- reports for this filerKovitz Investment Group, LLC 028-10961
- reports for this filerLazard Asset Management LLC 028-10469
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNFJ Investment Group LLC 028-10770
- reports for this filerPioneer Institutional Asset Management, Inc. 028-13329
- reports for this filerPolen Capital Management LLC 028-03687
- reports for this filerRaub Brock Capital Management, LP 028-15157
- reports for this filerRed Granite Advisors LLC 028-12450
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerFrank Russell Co 028-01190
- reports for this filerScout Investments, Inc. 028-10260
- reports for this filerLondon Co of Virginia 028-10665
- reports for this filerThornburg Investment Management Inc 028-06605
- reports for this filerTrillium Asset Management, LLC 028-03125
- reports for this filerWedgewood Partners, Inc. 028-05973
- reports for this filerWinslow Capital Management LLC 028-03676
- included managerThe Northwestern Mutual Life Insurance Company 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 175 | $7,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 153 | $7,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 426 | $7,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 476 | $7,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 108 | $7,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 60 | $7,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 305 | $7,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 78 | $7,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 148 | $7,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 224 | $7,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 160 | $7,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 226 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 340 | $7,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 91 | $6,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 232 | $6,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 60 | $6,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 60 | $6,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 138 | $6,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 76 | $6,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 170 | $6,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 87 | $6,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 111 | $6,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 81 | $6,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 113 | $6,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 59 | $6,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 58 | $6,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 52 | $6,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 100 | $6,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 130 | $6,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 196 | $6,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 217 | $6,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 86 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 70 | $6,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 180 | $6,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 210 | $6,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 52 | $6,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 133 | $6,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 318 | $6,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 432 | $6,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 129 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 182 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 375 | $6,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 134 | $6,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 14 | $5,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 28 | $5,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 20 | $5,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 72 | $5,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 69 | $5,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 37 | $5,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 182 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 333 | $5,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 27 | $5,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 30 | $5,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 123 | $5,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 200 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 72 | $5,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 144 | $5,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 74 | $5,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 215 | $5,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 300 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 100 | $5,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 150 | $5,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 305 | $5,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 320 | $5,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 409 | $5,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 140 | $5,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 95 | $5,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 150 | $5,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 650 | $5,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 300 | $5,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 33 | $5,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 161 | $5,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 133 | $5,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 218 | $5,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 85 | $5,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 49 | $5,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 200 | $5,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 44 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 33 | $5,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 103 | $5,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 63 | $5,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 51 | $5,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 50 | $5,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 284 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 176 | $5,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 45 | $4,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 72 | $4,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 33 | $4,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 56 | $4,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 85 | $4,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 100 | $4,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 59 | $4,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 163 | $4,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 662 | $4,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 109 | $4,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 250 | $4,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 39 | $4,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 80 | $4,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 156 | $4,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 103 | $4,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 160 | $4,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 98 | $4,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 251 | $4,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 152 | $4,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 52 | $4,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 75 | $4,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 63 | $4,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 114 | $4,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 133 | $4,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,000 | $4,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 128 | $4,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 94 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 37 | $4,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 201 | $4,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 225 | $4,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 180 | $4,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 160 | $4,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 159 | $4,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 197 | $4,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 204 | $4,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 28 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 200 | $4,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 58 | $4,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 557 | $4,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 121 | $4,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 64 | $4,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 33 | $4,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 277 | $4,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 135 | $4,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 118 | $4,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 71 | $4,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 34 | $4,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 92 | $4,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 35 | $4,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 226 | $4,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 200 | $4,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 108 | $4,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 49 | $4,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 376 | $4,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 65 | $4,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 40 | $4,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 738 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 110 | $4,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 241 | $3,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 56 | $3,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 72 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 73 | $3,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 110 | $3,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 34 | $3,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 41 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 61 | $3,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 42 | $3,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 22 | $3,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 31 | $3,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 28 | $3,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 74 | $3,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 90 | $3,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 91 | $3,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $3,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 36 | $3,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 39 | $3,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 57 | $3,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 111 | $3,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 52 | $3,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 31 | $3,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 57 | $3,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 50 | $3,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 60 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 84 | $3,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 53 | $3,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 258 | $3,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 125 | $3,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 152 | $3,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 41 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 46 | $3,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 104 | $3,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 47 | $3,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 56 | $3,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 53 | $3,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 180 | $3,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 61 | $3,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 28 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 171 | $3,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 200 | $3,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 96 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 196 | $3,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 109 | $3,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 63 | $3,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 71 | $3,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 270 | $3,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 57 | $3,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 80 | $3,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 36 | $3,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 47 | $3,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 506 | $3,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 143 | $3,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 104 | $3,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 39 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 140 | $3,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 88 | $3,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 41 | $3,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 74 | $3,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 174 | $3,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 41 | $3,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 37 | $3,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 153 | $3,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 81 | $3,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 200 | $3,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 19 | $3,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 49 | $3,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 61 | $3,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 55 | $3,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 190 | $3,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 68 | $3,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 674 | $3,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 150 | $3,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 229 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 139 | $3,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 40 | $3,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 163 | $3,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 35 | $3,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 300 | $3,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 58 | $3,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 350 | $3,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $3,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 500 | $3,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 48 | $2,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 98 | $2,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 56 | $2,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 66 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 81 | $2,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 21 | $2,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 35 | $2,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 88 | $2,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 40 | $2,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 35 | $2,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 48 | $2,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 33 | $2,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 51 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 50 | $2,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 70 | $2,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 78 | $2,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 56 | $2,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 280 | $2,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 138 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 54 | $2,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 24 | $2,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 41 | $2,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 40 | $2,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 53 | $2,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 39 | $2,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 20 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 47 | $2,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 19 | $2,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 100 | $2,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 66 | $2,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 122 | $2,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 105 | $2,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 49 | $2,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 75 | $2,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 14 | $2,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 38 | $2,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 110 | $2,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 117 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 50 | $2,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 59 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 68 | $2,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 26 | $2,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 26 | $2,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 31 | $2,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 30 | $2,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 41 | $2,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 120 | $2,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 101 | $2,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 115 | $2,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 88 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 50 | $2,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 185 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $2,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 51 | $2,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 38 | $2,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 104 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 335 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 20 | $1,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 20 | $1,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 31 | $1,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 26 | $1,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 35 | $1,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 24 | $1,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 23 | $1,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 30 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 11 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 102 | $1,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 66 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 30 | $1,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 57 | $1,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 50 | $1,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 8 | $1,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20 | $1,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 8 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 26 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 38 | $1,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 21 | $1,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 13 | $1,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 60 | $1,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 26 | $1,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 11 | $1,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 11 | $1,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 16 | $1,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 20 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100 | $1,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 60 | $1,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 42 | $1,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 14 | $1,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 14 | $1,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 3 | $1,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 200 | $1,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 275 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 140 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 400 | $1,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 52 | $1,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 28 | $1,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 7 | $1,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 150 | $1,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 255 | $1,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 141 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 19 | $1,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 82 | $1,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 45 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 22 | $1,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 40 | $1,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 10 | $1,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 117 | $1,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 24 | $1,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 56 | $1,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 221 | $1,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 143 | $1,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 142 | $1,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 50 | $1,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 57 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 300 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 50 | $1,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 60 | $1,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 70 | $1,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 40 | $1,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 10 | $1,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 37 | $1,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 226 | $1,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 160 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $1,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 67 | $1,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 637 | $1,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 30 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 100 | $1,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 18 | $1,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 47 | $1,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NBT BANCORP INC COM | 628778102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYCORP COM | 493267108 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SLR INVESTMENT CORP | 83413U100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W395 | FUND | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBIENT CORP | 02318N201 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-14-000002 | this filing | 2014-02-14 | acceptance time not in the bulk data set |