13F-HR/A filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2013-08-21, with 1,282 holding rows worth $1,672,851,000.
- Accession
- 0001141802-13-000009
- Filer
- CIK 1141802
- Filed
- 2013-08-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, amendment of type restatement, 1,282 entries on the cover page, a total value of $1,672,851,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,672,851,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerApex Capital Management 028-11050
- reports for this filerSchwartz Investment Counsel Inc 028-05434
- reports for this filerBoston Advisors, LLC 028-07196
- reports for this filerBrookmont Capital Management, LLC 028-14438
- reports for this filerCampbell Newman Asset Management Inc 028-02903
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerContravisory Investment Management Inc 028-11954
- reports for this filerDana Investment Advisors, Inc. 028-13023
- reports for this filerDavis Selected Advisers 028-04121
- reports for this filerEagle Asset Management Inc 028-01666
- reports for this filerFairpointe Capital LLC 028-14514
- reports for this filerGeneva Capital Management Ltd 028-03935
- reports for this filerGranite Investment Partners, LLC 028-14862
- reports for this filerHahn Capital Management LLC 028-10195
- reports for this filerInvesco Advisors, Inc 028-00255
- reports for this filerKovitz Investment Group, LLC 028-10961
- reports for this filerLazard Asset Management LLC 028-10469
- reports for this filerLoomis, Sayles & Co, L.P. 028-00398
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNFJ Investment Group LLC 028-10770
- reports for this filerPioneer Institutional Asset Management, Inc. 028-13329
- reports for this filerPolen Capital Management LLC 028-03687
- reports for this filerRaub Brock Capital Management, LP 028-15157
- reports for this filerRed Granite Advisors LLC 028-12450
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerFrank Russell Co 028-01190
- reports for this filerLondon Co of Virginia 028-10665
- reports for this filerThornburg Investment Management Inc 028-06605
- reports for this filerVictory Capital Management Inc 028-06354
- reports for this filerWedgewood Partners, Inc. 028-05973
- reports for this filerWinslow Capital Management LLC 028-03676
- included managerThe Northwestern Mutual Life Insurance Company 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 262 | $4,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 180 | $4,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 161 | $4,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 52 | $4,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 321 | $4,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 156 | $4,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 118 | $4,000 | thousands by filing date | |
| MOLSON COORS BREWING CO | 60871RAA8 | NOTE 2.500% 7/3 | 4,000 | $4,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 63 | $4,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 432 | $4,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,414 | $4,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 361 | $4,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 72 | $4,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 559 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 226 | $4,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 11,700 | $4,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 66 | $3,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 300 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 61 | $3,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 98 | $3,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 69 | $3,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 50 | $3,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 61 | $3,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 76 | $3,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 23 | $3,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 23 | $3,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 38 | $3,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 21 | $3,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 74 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 50 | $3,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 100 | $3,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 128 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 109 | $3,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 53 | $3,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 86 | $3,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 74 | $3,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 71 | $3,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 63 | $3,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 39 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 43 | $3,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 237 | $3,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 197 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 39 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 38 | $3,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 92 | $3,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 39 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 108 | $3,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 74 | $3,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 37 | $3,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 109 | $3,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 52 | $3,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 235 | $3,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 45 | $3,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 65 | $3,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 92 | $3,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 92 | $3,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 43 | $3,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 158 | $3,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 170 | $3,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 49 | $3,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 96 | $3,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 163 | $3,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $3,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 47 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 100 | $3,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $3,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 58 | $2,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 31 | $2,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 49 | $2,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 34 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 54 | $2,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 22 | $2,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 30 | $2,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 194 | $2,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 81 | $2,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 163 | $2,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 23 | $2,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 300 | $2,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 88 | $2,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 53 | $2,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 41 | $2,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 40 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 79 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 164 | $2,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 200 | $2,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 74 | $2,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $2,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 63 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 55 | $2,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 19 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 55 | $2,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 34 | $2,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 64 | $2,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 31 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 40 | $2,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 27 | $2,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 83 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 57 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 32 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 32 | $2,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 46 | $2,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 138 | $2,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 183 | $2,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 40 | $2,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 30 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 85 | $2,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 35 | $2,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 14 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 30 | $2,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 52 | $2,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 23 | $2,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 63 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 240 | $2,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 48 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 48 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 46 | $2,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 25 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 71 | $2,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 36 | $2,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 50 | $2,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 66 | $2,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 17 | $2,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 122 | $2,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 297 | $2,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 198 | $2,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 255 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 66 | $2,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 300 | $2,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 49 | $2,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 100 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 600 | $2,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 64 | $2,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 302 | $2,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 51 | $2,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 110 | $2,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 26 | $2,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 81 | $2,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 122 | $2,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 31 | $2,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 63 | $2,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 44 | $2,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 97 | $2,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 31 | $2,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 49 | $2,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 1,000 | $2,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 28 | $2,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 88 | $2,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 53 | $2,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 24 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $2,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 139 | $2,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 30 | $2,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 100 | $2,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399AB5 | NOTE 4.000% 8/1 | 1,000 | $2,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 100 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 61 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 14 | $1,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 12 | $1,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 13 | $1,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 48 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 218 | $1,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 56 | $1,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 20 | $1,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 8 | $1,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 14 | $1,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 21 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 400 | $1,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 25 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 11 | $1,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 43 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 30 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 35 | $1,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 39 | $1,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 25 | $1,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 21 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 39 | $1,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10 | $1,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 56 | $1,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 53 | $1,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 19 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 20 | $1,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 23 | $1,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 18 | $1,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 29 | $1,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 16 | $1,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 26 | $1,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 16 | $1,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 40 | $1,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 39 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 11 | $1,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 32 | $1,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 47 | $1,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 172 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 81 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25 | $1,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 26 | $1,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 116 | $1,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 221 | $1,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 143 | $1,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,500 | $1,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 41 | $1,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 300 | $1,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 57 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 300 | $1,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 92 | $1,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 24 | $1,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 65 | $1,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 102 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 33 | $1,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $1,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 37 | $1,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 45 | $1,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 61 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS 3.950/15/38 | 008252AL2 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 226 | $1,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 19 | $1,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 30 | $1,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 52 | $1,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 45 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 57 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 63 | $1,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 1,000 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 25 | $1,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 6,500 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FABRINET SHS | G3323L100 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| F5 INC COM | 315616102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHILL & CO INC COM | 395259104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH IN MOTION LTD | 760975102 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL RIV INC | 25388B104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JINPAN INTL LTD | G5138L100 | ORD | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALICO INC | 591176102 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MINING CORP | 731916110 | RIGHT 07/03/2013 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-13-000007 | superseded | 2013-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001141802-13-000009 | this filing | 2013-08-21 | acceptance time not in the bulk data set |