13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-13, with 1,133 holding rows worth $5,818,153,000.
- Accession
- 0001140771-19-000002
- Filer
- CIK 1080107
- Filed
- 2019-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,133 entries on the cover page, a total value of $5,818,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,818,153,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 7,059 | $224,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,950 | $223,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 16,354 | $222,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 6,457 | $221,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 2,941 | $221,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,549 | $221,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 712 | $221,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 18,537 | $221,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 9,867 | $221,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,927 | $220,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 8,987 | $220,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,400 | $220,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 16,254 | $219,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,458 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,000 | $219,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,044 | $216,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 10,364 | $215,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,440 | $215,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 278 | $215,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 79,406 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,940 | $214,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 515 | $213,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 8,086 | $211,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 19,766 | $210,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,520 | $209,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,570 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,473 | $209,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,327 | $208,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,600 | $207,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,812 | $206,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,000 | $206,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,100 | $205,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 19,962 | $205,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,490 | $205,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,297 | $205,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 16,800 | $203,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,419 | $203,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,692 | $202,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,035 | $202,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 445 | $202,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,600 | $202,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,797 | $201,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,445 | $201,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,501 | $201,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 51,050 | $201,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,548 | $199,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 10,903 | $195,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 34,445 | $192,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,131 | $190,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 45,000 | $189,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 16,286 | $186,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 10,000 | $179,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 17,154 | $175,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,370 | $175,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,923 | $169,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,069 | $167,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 47,000 | $164,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 15,215 | $159,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,725 | $158,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15,359 | $157,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 14,170 | $156,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 15,720 | $156,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,735 | $156,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 11,558 | $151,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 147,000 | $148,000 | thousands by filing date | principal |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 114,500 | $147,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,868 | $144,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 140,000 | $137,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,715 | $134,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,471 | $132,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,200 | $130,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 14,225 | $130,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 12,095 | $128,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,150 | $127,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 120,000 | $126,000 | thousands by filing date | principal |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,800 | $124,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 120,000 | $121,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 21,535 | $120,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 125,000 | $119,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 120,000 | $119,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 100,000 | $118,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 120,000 | $117,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 120,000 | $116,000 | thousands by filing date | principal |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 15,000 | $115,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 18,331 | $114,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 120,000 | $114,000 | thousands by filing date | principal |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 12,877 | $113,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 120,000 | $112,000 | thousands by filing date | principal |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 110,000 | $112,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 27,691 | $111,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 120,000 | $111,000 | thousands by filing date | principal |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 11,200 | $111,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 120,000 | $110,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,300 | $108,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 10,477 | $107,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 19,257 | $106,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 09/26/2023 | 06741J7V5 | Corp Bond | 110,000 | $106,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 100,000 | $103,000 | thousands by filing date | principal |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 20,650 | $101,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 100,000 | $101,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 100,000 | $101,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 100,000 | $100,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 28,377 | $98,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 100,000 | $98,000 | thousands by filing date | principal |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 12,000 | $96,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 22,375 | $95,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,301 | $92,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,870 | $89,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 70,000 | $87,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 90,000 | $86,000 | thousands by filing date | principal |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 10,000 | $83,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 16,000 | $80,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 19,000 | $80,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 80,000 | $79,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 60,000 | $70,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,500 | $59,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 60,000 | $59,000 | thousands by filing date | principal |
| SRC ENERGY INC | 78470V108 | COM | 12,150 | $57,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 50,000 | $55,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 50,000 | $54,000 | thousands by filing date | principal |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 26,398 | $52,000 | thousands by filing date | |
| COWEN GROUP INC | 223622AE1 | BOND | 50,000 | $52,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 19,530 | $51,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 50,000 | $51,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 14,117 | $50,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 50,000 | $49,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 20,000 | $41,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 73,000 | $35,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 57,500 | $32,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 30,000 | $30,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 49,150 | $27,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000 | $15,000 | thousands by filing date | principal |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 10,587 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140771-19-000002 | this filing | 2019-05-13 | acceptance time not in the bulk data set |