13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-15, with 7,430 holding rows worth $570,144,452,000.
- Accession
- 0001140361-26-021585
- Filer
- CIK 1000275
- Filed
- 2026-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A holdings report, 25,608 entries on the cover page, a total value of $570,144,452,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $570,144,452,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LTD.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46438G497 | MSC GLO FAC ETF | 10,249 | $283,000 | dollars as filed | |
| FRANKLIN TEMPLETON HOLDINGS | 35473M105 | RESPBLY SRCD GLD | 4,550 | $282,000 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 6,026 | $282,000 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 29,901 | $281,000 | dollars as filed | |
| NB BANCORP INC | 63945M107 | COM | 13,268 | $280,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 5,357 | $279,000 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 25,008 | $279,000 | dollars as filed | |
| TIDAL TRUST II | 88636X880 | YIELD TSLA ETF | 9,256 | $278,000 | dollars as filed | |
| Avantis International Large Cap Val ETF | 025072364 | SHS | 3,706 | $277,000 | dollars as filed | |
| KESTRA MED TECHNOLOGIES LTD | G52441105 | SHS | 13,885 | $277,000 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 6,222 | $277,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 4,411 | $277,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108557 | ETHO CLI LEA ETF | 4,185 | $276,000 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 21,383 | $276,000 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J822 | INTL LOW VOLATLT | 6,470 | $276,000 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 5,053 | $275,000 | dollars as filed | |
| RBB FUND TRUST | 75526L845 | ADVENT CONV BD | 10,587 | $275,000 | dollars as filed | |
| THRIVENT ETF TRUST | 88588G505 | MID CAP VALUE ET | 17,492 | $274,000 | dollars as filed | |
| FIRSTENERGY CORP | 337932AR8 | NOTE 4.000% 5/0 | 250,000 | $273,000 | dollars as filed | principal |
| Sawgrass U.S. Small C | 26922B485 | AAM SAWGRASS US | 12,809 | $272,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 5,761 | $272,000 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 562 | $271,000 | dollars as filed | |
| SILA REALTY TRUST INC | 146280508 | COMMON STOCK | 11,425 | $271,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6,425 | $271,000 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 31,610 | $271,000 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,000 | $270,000 | dollars as filed | put |
| Atour Lifestyle Holding | 04965M106 | COM | 7,337 | $270,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 8,501 | $269,000 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 1,033 | $268,000 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 6,348 | $268,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N723 | AGGREGATE BD ETF | 13,145 | $268,000 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 9,504 | $267,000 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 67,268 | $265,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V583 | GLOB CO PLUS ETF | 4,907 | $265,000 | dollars as filed | |
| XPEL INC | 98379L100 | COM | 5,957 | $264,000 | dollars as filed | |
| GLOBAL X FDS | 37960A644 | EMERGING MKT GRT | 8,545 | $264,000 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 14,601 | $263,000 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 3,863 | $263,000 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 9,729 | $263,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J695 | EME MAR EQU ETF | 10,493 | $263,000 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 8,557 | $262,000 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 14,110 | $262,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 104,287 | $262,000 | dollars as filed | |
| DBX ETF TR | 23306X506 | XTRAC S&P ETF | 9,365 | $262,000 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 260,000 | $262,000 | dollars as filed | principal |
| EA SERIES TRUST | 02072L789 | GURU FAV STOCKS | 8,275 | $261,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 5,421 | $260,000 | dollars as filed | |
| BRIGHTSPRING HEALTH SVCS | 10950A106 | COM | 6,065 | $259,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 21,032 | $259,000 | dollars as filed | |
| J P MORGAN TR ETF FUNDAMENTAL DATA SCIENCE LARGE VALUE | 46654Q583 | ETF | 5,138 | $259,000 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST II | 38150W206 | MARK TO INTL ETF | 4,565 | $259,000 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 73,483 | $258,000 | dollars as filed | |
| JANUS LIVING INC CL A 1 | 471024109 | REIT | 10,945 | $258,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P348 | INTL INSIG ETF | 9,696 | $258,000 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 9,612 | $257,000 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 29,902 | $257,000 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,392 | $256,000 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 43,193 | $255,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y285 | INTL DE PW JUNE | 8,667 | $255,000 | dollars as filed | |
| KAZIA THERAPEUTICS LTD | 48669G303 | SPONSORED ADS | 34,340 | $255,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 4,395 | $254,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 43,610 | $253,000 | dollars as filed | |
| DEL MONTE CORP ORD | G36738105 | Stock | 6,272 | $252,000 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 18,175 | $252,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 125,290 | $252,000 | dollars as filed | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 6,109 | $252,000 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 5,819 | $252,000 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 219,994 | $251,000 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 18,008 | $251,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y145 | INTL DEVELOPED | 8,737 | $250,000 | dollars as filed | |
| STEM INC COM NEW | 85859N300 | Stock | 28,213 | $249,000 | dollars as filed | |
| SUMMIT MIDSTREAM CORP | 86614G101 | COMMON STOCK | 8,200 | $248,000 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 32,804 | $248,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 7,345 | $248,000 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 10,301 | $248,000 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 170,000 | $248,000 | dollars as filed | principal |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,245 | $247,000 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,000 | $247,000 | dollars as filed | call |
| WEBULL CORP | G9572D103 | ORD SHS | 51,455 | $247,000 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 129,926 | $247,000 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 705,550 | $247,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,332 | $247,000 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 29,881 | $246,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 6,965 | $246,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,041 | $246,000 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 96,683 | $245,000 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643UAE4 | NOTE 2.250%11/0 | 125,000 | $245,000 | dollars as filed | principal |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 7,525 | $245,000 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 900 | $244,000 | dollars as filed | put |
| GEOPARK LTD USD SHS | G38327105 | Stock | 25,671 | $244,000 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 5,495 | $244,000 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 36,986 | $244,000 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 114,538 | $243,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,236 | $243,000 | dollars as filed | |
| CENTURI HOLDINGS INC | 155923105 | COM SHS | 8,295 | $242,000 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 5,072 | $242,000 | dollars as filed | |
| ALEANNA INC | 01444V103 | COM CL A | 29,247 | $242,000 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 18,717 | $241,000 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 6,216 | $241,000 | dollars as filed | |
| ETHOS TECHNOLOGIES INC | 29765A101 | CL A | 21,600 | $241,000 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J745 | HEDGED EQTY ETF | 8,200 | $241,000 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 32,433 | $240,000 | dollars as filed | |
| CALAMOS ETF TR | 12811T530 | NASDAQ AUTOCALLL | 10,072 | $240,000 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 33,888 | $239,000 | dollars as filed | |
| TIDAL TRUST III | 45259A241 | FUND GR LARG ETF | 12,553 | $239,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 6,612 | $239,000 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,401 | $239,000 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 22,640 | $239,000 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 5,675 | $238,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 18,874 | $238,000 | dollars as filed | |
| ONCE UPON A FARM PBC | 68237F108 | COMMON STOCK | 14,554 | $238,000 | dollars as filed | |
| EA SERIES TRUST | 02072Q275 | ALPHA ARCHITECT | 4,873 | $238,000 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 12,393 | $237,000 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 6,478 | $236,000 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 232,000 | $236,000 | dollars as filed | principal |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,148 | $235,000 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 10,061 | $235,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 4,219 | $234,000 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 10,582 | $234,000 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 60,320 | $234,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 13,430 | $233,000 | dollars as filed | |
| Brentview Dividend Gr | 26922B469 | AAM BRENTVIEW | 10,305 | $233,000 | dollars as filed | |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 36,853 | $233,000 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 11,723 | $233,000 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 7,000 | $232,000 | dollars as filed | call |
| AGCO CORP | 001084102 | COM | 2,000 | $232,000 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740U679 | FT VEST US EQT | 6,279 | $232,000 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 37,751 | $232,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J750 | INTL HIGH ETF | 5,718 | $232,000 | dollars as filed | |
| TCW ETF TRUST | 29287L809 | SENIOR LOAN ETF | 5,130 | $232,000 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 19,253 | $231,000 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 10,367 | $231,000 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 3,166 | $231,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N403 | S&P 500 BUFFER | 7,694 | $231,000 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 44,346 | $230,000 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 1,685 | $230,000 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 33,645 | $230,000 | dollars as filed | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 8,465 | $230,000 | dollars as filed | |
| AMERICAS GOLD AND SILVER CORP COM NEW | 03062D803 | Stock | 43,947 | $229,000 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 14,636 | $229,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N759 | S&P 500 BUFFER | 7,886 | $229,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 5,632 | $228,000 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 26,981 | $228,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729755 | FRANK OHIO ETF | 27,445 | $228,000 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 1,761 | $227,000 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,230 | $227,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N817 | S&P 500 BUFFER | 7,668 | $227,000 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 793 | $226,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U737 | FT VEST US EQT | 5,500 | $226,000 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 28,698 | $226,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 26,554 | $225,000 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 8,849 | $225,000 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 4,744 | $225,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 68,749 | $225,000 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,253 | $223,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 56,198 | $223,000 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 27,629 | $222,000 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,558 | $222,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 4,819 | $221,000 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 13,768 | $221,000 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 45,830 | $220,000 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 39 | $220,000 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 77,533 | $220,000 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 12,089 | $220,000 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 7,466 | $219,000 | dollars as filed | |
| UNUSUAL WHALES SUBVERSIVE DEMOCRATIC TRADING ETF | 886364199 | ETF | 5,184 | $219,000 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 17,809 | $218,000 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 4,799 | $218,000 | dollars as filed | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 5,330 | $218,000 | dollars as filed | |
| ALDABRA 4 LQDTY OPP VEH INC | G01900102 | CL A ORD SHS | 22,200 | $218,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 48,862 | $217,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 6,792 | $217,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 5,155 | $216,000 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 6,586 | $216,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,218 | $216,000 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 4,598 | $215,000 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 8,677 | $215,000 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 19,227 | $214,000 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 45,824 | $214,000 | dollars as filed | |
| IRON HORSE ACQUISIT II CORP | 46283H103 | COM | 21,679 | $214,000 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 4,331 | $213,000 | dollars as filed | |
| TCW ETF TRUST | 29287L601 | DURABLE GROWTH | 7,737 | $213,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N882 | S&P 500 BUFFER | 6,864 | $213,000 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 5,424 | $212,000 | dollars as filed | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 4,567 | $212,000 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 81,016 | $212,000 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 8,373 | $212,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 5,767 | $212,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 5,850 | $212,000 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 4,982 | $212,000 | dollars as filed | |
| FUNDX INVT TR | 360876866 | FLEXIBLE ETF | 9,438 | $210,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N783 | S&P 500 BUFFER | 7,199 | $210,000 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 3,894 | $209,000 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 1,200 | $208,000 | dollars as filed | put |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 2,960 | $208,000 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 3,095 | $208,000 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 22,083 | $207,000 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 52,903 | $207,000 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 4,550 | $207,000 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W406 | CMN | 5,247 | $207,000 | dollars as filed | |
| BRAINSWAY LTD | 10501L106 | CMN | 15,490 | $206,000 | dollars as filed | |
| LISTED FDS TR | 53656F383 | SPEAR ALPHA ETF | 5,751 | $205,000 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,200 | $204,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,033 | $203,000 | dollars as filed | |
| ITRON INC | 465741AQ9 | NOTE 1.375% 7/1 | 202,000 | $203,000 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 2,782 | $202,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 11,087 | $202,000 | dollars as filed | |
| RIOT PLATFORMS INC | 767292AB1 | NOTE 0.750% 1/1 | 175,000 | $202,000 | dollars as filed | principal |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 24,272 | $202,000 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 29,387 | $201,000 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,142 | $201,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,980 | $201,000 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 34,468 | $201,000 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 21,451 | $200,000 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 2,744 | $200,000 | dollars as filed | |
| CERIBELL INC | 15678C102 | COMMON STOCK | 10,897 | $200,000 | dollars as filed | |
| IDEA ACQUISITION CORP | G4727U126 | UNIT 01/06/2031 | 20,203 | $200,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 200 | $199,000 | dollars as filed | put |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 54,895 | $199,000 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 2,860 | $199,000 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,837 | $198,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 4,892 | $198,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 2,583 | $198,000 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 4,334 | $198,000 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 15,055 | $198,000 | dollars as filed | |
| THEMES TRANSATLANTIC DEFENSE ETF | 882927767 | UIT EXCHANGE TRADED | 5,140 | $198,000 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,000 | $197,000 | dollars as filed | call |
| ABONY ACQUISITION CORP I | G00582125 | UNIT 01/29/2031 | 19,843 | $197,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U687 | FT VEST U.S EQT | 5,030 | $196,000 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,585 | $196,000 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 2,950 | $196,000 | dollars as filed | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 6,656 | $196,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A721 | AAA CLO FLTNG RT | 7,633 | $195,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 3,111 | $195,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 11,660 | $195,000 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 31,942 | $194,000 | dollars as filed | |
| Mach Natural Resource LP | 55445L100 | COM | 13,882 | $194,000 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,335 | $194,000 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,000 | $193,000 | dollars as filed | call |
| ISHARES TR | 46438G638 | IBONDS DEC 2044 | 7,850 | $193,000 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 10,048 | $192,000 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 13,647 | $192,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N744 | REX FA IN EQ ETF | 4,851 | $192,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 9,470 | $192,000 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 13,122 | $191,000 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 33,921 | $191,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729771 | FRAN NEW JER ETF | 21,984 | $191,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 22,768 | $189,000 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 9,000 | $188,000 | dollars as filed | call |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 207,000 | $188,000 | dollars as filed | principal |
| BNY MELLON ETF TRUST II | 05613H209 | CONCENTRATED GRW | 5,503 | $187,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W424 | CMN | 4,788 | $187,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H618 | REAL EST HIG ETF | 3,963 | $187,000 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 3,578 | $186,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L821 | CMN | 8,789 | $186,000 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 5,873 | $185,000 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,813 | $185,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A200 | DISRUPTERS ETF | 6,018 | $185,000 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 3,390 | $184,000 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 16,864 | $184,000 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,525 | $184,000 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188101 | COM CL A | 15,161 | $183,000 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 21,435 | $183,000 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 8,072 | $183,000 | dollars as filed | principal |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 8,400 | $182,000 | dollars as filed | call |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,211 | $182,000 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 4,689 | $182,000 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,504 | $181,000 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 18,223 | $180,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 25,652 | $180,000 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 40,000 | $179,000 | dollars as filed | put |
| TWO HBRS INVT CORP | 90187B804 | COM | 15,715 | $179,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 4,472 | $179,000 | dollars as filed | |
| DIEBOLD NIXDORF INC | 253651202 | COM SHS | 2,368 | $178,000 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,090 | $178,000 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 27,909 | $178,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 8,284 | $178,000 | dollars as filed | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 4,603 | $177,000 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,401 | $177,000 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 16,438 | $177,000 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 14,242 | $176,000 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 5,460 | $176,000 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 19,692 | $176,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W440 | CMN | 4,819 | $176,000 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 7,937 | $175,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 152,000 | $175,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 4,596 | $174,000 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,115 | $173,000 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,620 | $173,000 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 12,023 | $173,000 | dollars as filed | |
| GLADSTONE CAP CORP | 376535AG5 | NOTE 5.875%10/0 | 180,000 | $173,000 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 177,000 | $173,000 | dollars as filed | principal |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 12,383 | $172,000 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 11,956 | $172,000 | dollars as filed | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 7,630 | $172,000 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 6,323 | $171,000 | dollars as filed | |
| KODIAK AI INC. | 500081104 | CMN | 24,689 | $171,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A700 | SELE INTL EQ ETF | 5,238 | $171,000 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 18,383 | $170,000 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 1,599 | $169,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 11,003 | $169,000 | dollars as filed | |
| RESOLUTE HLDGS MGMT INC | 76134H101 | COM | 1,041 | $169,000 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,843 | $169,000 | dollars as filed | |
| REPLIGEN CORP | 759916AD1 | NOTE 1.000%12/1 | 174,000 | $169,000 | dollars as filed | principal |
| ADVISORS INNER CIRCLE FD III | 00775Y322 | CMN | 6,683 | $169,000 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,579 | $168,000 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 6,118 | $168,000 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 5,891 | $168,000 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 2,517 | $168,000 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 2,635 | $168,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 5,000 | $168,000 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 2,709 | $168,000 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 4,548 | $168,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 3,286 | $168,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L797 | RESH ENH MID ETF | 8,350 | $168,000 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 6,512 | $167,000 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 6,044 | $167,000 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 37,954 | $167,000 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 9,958 | $167,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 31,000 | $166,000 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46654Q807 | BETA EM MKTS ETF | 2,522 | $166,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 4,436 | $166,000 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,438 | $165,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 3,463 | $165,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 4,149 | $165,000 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 17,827 | $164,000 | dollars as filed | |
| SPYRE THERAPEUTICS INC | 00773J202 | COM NEW | 3,250 | $164,000 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 7,667 | $164,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108474 | ALTRNTV HARV ETF | 7,117 | $164,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729821 | FRANK MASS ETF | 18,348 | $164,000 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,977 | $163,000 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,551 | $163,000 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 2,168 | $163,000 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 4,118 | $162,000 | dollars as filed | |
| LATAM AIRLINES GROUP SA SPONSORED ADR | 51817R205 | ADR | 3,268 | $162,000 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 7,525 | $162,000 | dollars as filed | |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 7,514 | $162,000 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 13,566 | $161,000 | dollars as filed | |
| ALPHA ARCHITECT HIGH INFLATION AND DEFLATION ETF | 02072L631 | ETF | 6,698 | $161,000 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 5,929 | $160,000 | dollars as filed | |
| ALLIED GOLD CORP | 01921D204 | COM NEW | 5,120 | $160,000 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 6,613 | $160,000 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 27,138 | $159,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 165,000 | $159,000 | dollars as filed | principal |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 4,259 | $159,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 3,901 | $158,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 2,690 | $158,000 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 2,337 | $157,000 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 12,646 | $157,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 2,649 | $157,000 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 23,343 | $157,000 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 4,560 | $156,000 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 634 | $156,000 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,153 | $156,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 7,619 | $156,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C848 | ISHARES INTL DIV | 5,474 | $156,000 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,712 | $156,000 | dollars as filed | |
| MORGAN STANLEY PATHWAY FDS | 61769L858 | LARGE CAP EQTY | 3,031 | $156,000 | dollars as filed | |
| NORTHERN FDS | 665162210 | INTER TAX EX ETF | 3,064 | $156,000 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 687604108 | Stock | 3,172 | $155,000 | dollars as filed | |
| LUCID GROUP INC COM NEW | 549498202 | Stock | 16,332 | $155,000 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 1,272 | $155,000 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 4,550 | $155,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 7,085 | $155,000 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 4,659 | $155,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T503 | EMRG MKT EQUIT | 1,951 | $155,000 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 3,823 | $154,000 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 7,394 | $154,000 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 5,213 | $154,000 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 101,310 | $154,000 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 8,546 | $154,000 | dollars as filed | |
| TERRESTRIAL ENERGY INC | 881454102 | COMMON STOCK | 25,621 | $154,000 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 140,000 | $154,000 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 4,455 | $154,000 | dollars as filed | |
| KKR & CO INC | 48251W500 | CMN | 3,825 | $154,000 | dollars as filed | principal |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 4,477 | $154,000 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 3,673 | $153,000 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,571 | $153,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 2,233 | $153,000 | dollars as filed | |
| KYIVSTAR GROUP LTD | G5331N101 | ORD SHS | 15,000 | $152,000 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 11,759 | $152,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F383 | ACTIVE GLOBAL | 8,895 | $152,000 | dollars as filed | |
| PACER FDS TR | 69374H253 | PE/VC ETF | 5,848 | $152,000 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,300 | $151,000 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 21,917 | $151,000 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 6,753 | $151,000 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 9,014 | $151,000 | dollars as filed | |
| CYBIN INC | 23256X407 | COM NEW | 31,592 | $151,000 | dollars as filed | |
| ALPS SER TR | 02110A431 | FUNDS EQUIT ETF | 16,800 | $151,000 | dollars as filed | |
| ANFIELD ENERGY INC | 03464C205 | COM NEW | 27,094 | $151,000 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,843 | $150,000 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 18,693 | $150,000 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 66,953 | $150,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 3,688 | $150,000 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 6,989 | $149,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 76,555 | $149,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 16,541 | $149,000 | dollars as filed | |
| MADISON ETFS TRUST | 557441201 | SHOR TERM ST ETF | 7,317 | $149,000 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 34,964 | $148,000 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 75,243 | $148,000 | dollars as filed | |
| DBX ETF TR | 23306X407 | XTRACKRS S&P 100 | 4,180 | $148,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L813 | RESH EN SMAL ETF | 7,278 | $148,000 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 11,418 | $147,000 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 1,763 | $147,000 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 1,887 | $147,000 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 2,969 | $146,000 | dollars as filed | |
| CHENGHE ACQUISITION III CO | G2086N105 | ORD SHS CL A | 14,514 | $146,000 | dollars as filed | |
| MOUNTAIN LAKE ACQUISIT CORP | G6301L109 | USD CL A ORD SHS | 14,800 | $146,000 | dollars as filed | |
| PACER FDS TR | 69374H329 | CMN | 6,465 | $146,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N767 | S&P 500 BUFFER | 5,068 | $146,000 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 7,535 | $145,000 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,134 | $145,000 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 3,255 | $145,000 | dollars as filed | |
| KLARNA GROUP PLC | G5279N105 | COMMON STOCK | 11,007 | $145,000 | dollars as filed | |
| SANTACRUZ SILVER MINING LTD COMP | 80280U205 | EQUITY | 16,911 | $145,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 2,439 | $145,000 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 7,804 | $144,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 1,881 | $144,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 21,061 | $143,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 1,100 | $143,000 | dollars as filed | |
| TIDAL TRUST II | 88634T105 | CARBON CLCTV CLM | 5,575 | $143,000 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 871 | $142,000 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 32,298 | $142,000 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 4,853 | $142,000 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 13,491 | $142,000 | dollars as filed | |
| MESHFLOW ACQUISITION CORP | G6032N101 | USD CL A ORD SHS | 14,404 | $142,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 2,407 | $142,000 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 27,702 | $141,000 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 1,251 | $141,000 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,596 | $141,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 7,422 | $141,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K745 | HIGH YIE OPP ETF | 12,910 | $141,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N742 | S&P 500 BUFFER | 4,751 | $141,000 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 500 | $140,000 | dollars as filed | put |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 2,389 | $140,000 | dollars as filed | |
| WERIDE INC | 950915108 | SPONSORED ADS | 17,288 | $140,000 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 95,848 | $140,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 10,360 | $139,000 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 3,042 | $139,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N601 | S&P 500 BUFFER | 4,598 | $139,000 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 8,700 | $138,000 | dollars as filed | call |
| AIRJOULE TECHNOLOGIES CORP | 612160101 | CL A | 54,963 | $138,000 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 56,532 | $138,000 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 15,355 | $138,000 | dollars as filed | |
| EA SERIES TRUST | 02072Q762 | MARKETDESK FOCUS | 3,972 | $138,000 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,556 | $138,000 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 261,674 | $138,000 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 22,442 | $137,000 | dollars as filed | |
| EA SERIES TRUST | 02072L847 | FREEDOM DAY | 3,740 | $137,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 9,658 | $136,000 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 18,644 | $136,000 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H700 | COMMON STOCK | 20,921 | $136,000 | dollars as filed | |
| ACTIVATE ENERGY ACQUISIT COR | G0081J103 | CL A ORD SHS | 13,781 | $136,000 | dollars as filed | |
| AMERICAN DRIVE ACQUISITION C | G0R91M105 | USD CL A ORD SHS | 13,704 | $136,000 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 2,417 | $136,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729847 | EMER MARK EX ETF | 1,941 | $136,000 | dollars as filed | |
| ISHARES IBONDS 2031 TERM HIGH YIELD AND INCOME ETF | 46438G661 | ETF | 5,307 | $135,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 5,568 | $135,000 | dollars as filed | |
| Dimensional US Vector Equity ETF | 25434V559 | SHS | 2,269 | $134,000 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 1,246 | $134,000 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 29,837 | $134,000 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 7,707 | $134,000 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 2,016 | $134,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 2,227 | $134,000 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 2,373 | $134,000 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 2,665 | $134,000 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 6,900 | $133,000 | dollars as filed | put |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 3,605 | $133,000 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 2,327 | $132,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 2,876 | $132,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 6,000 | $132,000 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 35,224 | $131,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 2,653 | $131,000 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 7,852 | $131,000 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,392 | $130,000 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 2,740 | $130,000 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 15,524 | $130,000 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 5,365 | $130,000 | dollars as filed | |
| GALATA ACQUISITION CORP II | G3R25N108 | ORD SHS CL A | 13,058 | $130,000 | dollars as filed | |
| STRATEGY SHS | 86280R761 | EVENTIDE INTL | 5,155 | $130,000 | dollars as filed | |
| ISHARES TR | 46438G422 | IBONDS DEC 2035 | 5,088 | $129,000 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 2,939 | $128,000 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 11,457 | $128,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 11,580 | $128,000 | dollars as filed | |
| Snap Inc Note 0.500 percent 5/0 | 83304AAK2 | Convertible | 160,000 | $128,000 | dollars as filed | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P355 | CMN | 5,090 | $128,000 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 2,525 | $128,000 | dollars as filed | principal |
| PUTNAM ETF TRUST | 746729748 | FRANK PA MUN ETF | 14,950 | $128,000 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,100 | $127,000 | dollars as filed | put |
| CALERES INC | 129500104 | COM | 12,047 | $127,000 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 5,302 | $127,000 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 8,736 | $127,000 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 2,862 | $127,000 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 3,198 | $127,000 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 2,864 | $126,000 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,013 | $126,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188705 | INVESTMENT GR SE | 2,866 | $126,000 | dollars as filed | |
| ROUNDHILL ETF TRUST | 77926X650 | HUMAN ROBOT ETF | 4,450 | $126,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N825 | S&P 500 BUFFER | 4,118 | $126,000 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 7,520 | $125,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-26-021585 | this filing | 2026-05-15 | acceptance time not in the bulk data set |