13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2025-06-30, filed 2025-11-21, with 7,172 holding rows worth $554,927,496,000.
- Accession
- 0001140361-25-042957
- Filer
- CIK 1000275
- Filed
- 2025-11-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2025
A holdings report, amendment of type new holdings, 28,572 entries on the cover page, a total value of $554,927,496,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $554,927,496,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 1,137 | $41,000 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 9,634 | $41,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 866 | $41,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y475 | INNOVATOR US EQ | 1,253 | $41,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 3,181 | $41,000 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,500 | $40,000 | dollars as filed | put |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 7,086 | $40,000 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 5,825 | $40,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q701 | ULTRA SHRT TRM | 803 | $40,000 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 18,264 | $40,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,358 | $40,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,116 | $40,000 | dollars as filed | |
| PennyMac Corp | 70932AAH6 | Convertible Bond | 40,000 | $40,000 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 720 | $40,000 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 40,400 | $40,000 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 3,057 | $39,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,873 | $39,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 4,586 | $39,000 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 3,954 | $39,000 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 24,612 | $39,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 33,000 | $39,000 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 1,116 | $39,000 | dollars as filed | |
| INVESCO S&P SMALLCAP 600GARP ETF | 46138G441 | ETF | 1,569 | $39,000 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,794 | $39,000 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318409 | UNIT PAR | 2,608 | $39,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 1,547 | $38,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 3,260 | $38,000 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 7,774 | $38,000 | dollars as filed | |
| Vicarious Surgical Inc. | 92561V208 | Class A common stock | 5,069 | $38,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 1,100 | $38,000 | dollars as filed | |
| GUARDIAN PHARMACY SVCS INC | 40145W101 | CL A | 1,779 | $38,000 | dollars as filed | |
| HYCROFT MINING HOLDING CO A | 44862P208 | COMMON STOCK | 12,108 | $38,000 | dollars as filed | |
| BETA BIONICS INC | 08659B102 | COMMON STOCK | 2,596 | $38,000 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,205 | $38,000 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 1,440 | $38,000 | dollars as filed | |
| ARES MANAGEMENT CORPORATION | 03990B309 | CMN | 714 | $38,000 | dollars as filed | principal |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 2,005 | $38,000 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 900 | $37,000 | dollars as filed | put |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 21,010 | $37,000 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 4,477 | $37,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1,875 | $37,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 4,977 | $37,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 10,046 | $37,000 | dollars as filed | |
| JADE BIOSCIENCES INC | 008064206 | COM NEW | 3,691 | $37,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 16,700 | $37,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 900 | $37,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 1,000 | $37,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 3,768 | $37,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 1,443 | $37,000 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 2,850 | $37,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V704 | 6.3 CUM PFD SR F | 2,081 | $37,000 | dollars as filed | principal |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 57,237 | $37,000 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 15,101 | $37,000 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 2,079 | $37,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J768 | US HIGH DIVI ETF | 976 | $37,000 | dollars as filed | |
| AIFU INC | G3314G110 | USD CL A ORD SHS | 6,057 | $37,000 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 3,945 | $36,000 | dollars as filed | |
| BW LPG LTD COM | Y10230103 | Stock | 3,009 | $36,000 | dollars as filed | |
| DEFI TECHNOLOGIES INC COM | 244916102 | Stock | 12,208 | $36,000 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 3,114 | $36,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 393 | $36,000 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,368 | $36,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 1,000 | $36,000 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K209 | COM NEW | 28,852 | $36,000 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 600 | $35,000 | dollars as filed | put |
| FIRSTSUN CAP BANCORP | 33767U107 | COM | 1,015 | $35,000 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V302 | COMMON STOCK | 10,175 | $35,000 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 700 | $35,000 | dollars as filed | |
| ISHARES TR | 46438G687 | IBONDS DEC 2030 | 1,378 | $35,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,679 | $35,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 950 | $35,000 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 2,029 | $35,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N876 | CULTIVAR ETF | 1,310 | $35,000 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 12,670 | $35,000 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 8,948 | $35,000 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 2,913 | $34,000 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 13,868 | $34,000 | dollars as filed | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 650 | $34,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F663 | CMN | 726 | $34,000 | dollars as filed | principal |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,290 | $34,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 9,312 | $34,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 14,033 | $33,000 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 500 | $33,000 | dollars as filed | call |
| MODERNA INC | 60770K107 | COM | 1,200 | $33,000 | dollars as filed | put |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 4,479 | $33,000 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,000 | $33,000 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 5,189 | $33,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 766 | $33,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,148 | $33,000 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 4,617 | $33,000 | dollars as filed | |
| UPSTREAM BIO INC | 91678A107 | COMMON STOCK | 3,090 | $33,000 | dollars as filed | |
| ADAGENE INC | 005329107 | CMN | 16,850 | $33,000 | dollars as filed | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 571 | $33,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L800 | MDT LARGE CAP | 1,106 | $33,000 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 937 | $32,000 | dollars as filed | |
| COLUMBIA U.S. EQUITY INCOME ETF | 19761L854 | ETF | 700 | $32,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 5,158 | $32,000 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 3,179 | $32,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 16,029 | $32,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 530 | $32,000 | dollars as filed | |
| ROUNDHILL ETF TRUST | 77926X304 | INNOVATION 100 O | 900 | $32,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 3,998 | $32,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F433 | FT VEST U.S EQT | 843 | $32,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 1,000 | $32,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U205 | COMMON STOCK | 7,429 | $32,000 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 750 | $32,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 775 | $32,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 1,159 | $32,000 | dollars as filed | |
| AMARIN CORP PLC | 023111404 | SPONSORED ADR | 2,007 | $32,000 | dollars as filed | |
| LIMINATUS PHARMA INC. | 53271X108 | CMN | 2,886 | $32,000 | dollars as filed | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 2,967 | $32,000 | dollars as filed | |
| DBX ETF TR | 23306X886 | XTRA SE SELE ETF | 906 | $32,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 1,254 | $32,000 | dollars as filed | |
| iShares U.S. Large Cap Prm Inc Act ETF | 09290C863 | SHS | 1,022 | $31,000 | dollars as filed | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1,349 | $31,000 | dollars as filed | |
| KESTRA MED TECHNOLOGIES LTD | G52441105 | SHS | 1,872 | $31,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 1,159 | $31,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 17,548 | $31,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $31,000 | dollars as filed | principal |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 71,095 | $31,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G120 | DA BI BU 3X ETF | 545 | $31,000 | dollars as filed | |
| ISHARES TR | 46436E411 | PARI ALI CLI ETF | 463 | $31,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 25,124 | $30,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 8,062 | $30,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 13,215 | $30,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 4,287 | $30,000 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 8,516 | $30,000 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 952 | $30,000 | dollars as filed | |
| CAPITAL GROUP EQUITY ETF TR | 14022A201 | CMN | 1,132 | $30,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 720 | $30,000 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923BA5 | NOTE 7.500% 8/0 | 30,000 | $30,000 | dollars as filed | principal |
| ENGENE HOLDINGS INC | 29286M105 | COM | 7,915 | $29,000 | dollars as filed | |
| FLOWCO HLDGS INC | 342909108 | COM CL A | 1,638 | $29,000 | dollars as filed | |
| ARDENT HEALTH INC | 03980N107 | COM | 2,107 | $29,000 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 729 | $29,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 7,329 | $29,000 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 338 | $29,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 1,296 | $29,000 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 4,217 | $29,000 | dollars as filed | |
| SMARTBIRD INC CLASS A | 01675A208 | COMMON STOCK | 2,788 | $29,000 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 399 | $29,000 | dollars as filed | principal |
| MV OIL TR | 553859109 | TR UNITS | 5,000 | $29,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $29,000 | dollars as filed | |
| Dolly Varden Silver Corp | 256827783 | Common Stock | 8,529 | $29,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 343 | $29,000 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 344 | $28,000 | dollars as filed | |
| LATAM AIRLINES GROUP SA SPONSORED ADR | 51817R205 | ADR | 700 | $28,000 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 27,201 | $28,000 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 2,205 | $28,000 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 813 | $28,000 | dollars as filed | |
| DESTINY TECH100 INC | 25063F107 | COM SHS | 750 | $28,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 20,304 | $28,000 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 575 | $28,000 | dollars as filed | |
| STREAMEX CORP | 09073N300 | COM | 3,949 | $28,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,600 | $28,000 | dollars as filed | |
| FINGERMOTION INC | 31788K108 | COM | 13,600 | $28,000 | dollars as filed | |
| ISHARES TR | 46438G521 | IBONDS 1-5 YR TR | 1,098 | $28,000 | dollars as filed | |
| iShares Ethereum Trust | 46438R105 | COM | 1,470 | $27,000 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 687604108 | Stock | 2,504 | $27,000 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 7,623 | $27,000 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 7,101 | $27,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 12,197 | $27,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 7,355 | $27,000 | dollars as filed | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 1,200 | $27,000 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $27,000 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 25,000 | $27,000 | dollars as filed | principal |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 700 | $27,000 | dollars as filed | |
| ISHARES TR | 46438G430 | MSCI WO SMAL ETF | 954 | $27,000 | dollars as filed | |
| MARWYNN HLDGS INC | 573863107 | COM | 15,523 | $27,000 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C202 | COM NEW | 7,500 | $27,000 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 9,836 | $27,000 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 301 | $26,000 | dollars as filed | |
| ALTO NEUROSCIENCE INC COM SHS | 02157Q109 | Stock | 12,084 | $26,000 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 2,754 | $26,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 588 | $26,000 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,731 | $26,000 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 383 | $26,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 900 | $26,000 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,926 | $26,000 | dollars as filed | |
| HURCO CO | 447324104 | COM | 1,342 | $26,000 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 14,600 | $26,000 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 541 | $26,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,007 | $26,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P771 | NUVE PFD INC ETF | 1,000 | $26,000 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 14,930 | $26,000 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,624 | $26,000 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 8,329 | $25,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,975 | $25,000 | dollars as filed | |
| CALAMOS ETF TR | 12811T738 | LADD S&P 500 ETF | 950 | $25,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 1,047 | $25,000 | dollars as filed | |
| KESTREL GROUP LTD | G5260K102 | COM | 974 | $25,000 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,134 | $25,000 | dollars as filed | |
| VOLATILITY SHS TR | 92864M798 | 2X ETHER ETF NEW | 440 | $25,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,613 | $24,000 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 2,460 | $24,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 9,620 | $24,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 3,600 | $24,000 | dollars as filed | put |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $24,000 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 12,284 | $24,000 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 2,289 | $24,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L404 | TOTA RETU BD ETF | 966 | $24,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 12,224 | $24,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 4,102 | $24,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 525 | $24,000 | dollars as filed | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 806 | $24,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 708 | $24,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,000 | $24,000 | dollars as filed | principal |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 2,391 | $23,000 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,862 | $23,000 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 29,367 | $23,000 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 5,682 | $23,000 | dollars as filed | |
| ALLIED GOLD CORP | 01921D204 | COM NEW | 1,650 | $23,000 | dollars as filed | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 11,168 | $23,000 | dollars as filed | |
| GBANK FINANCIAL HOLDINGS INC | 36166F100 | COMMON STOCK | 669 | $23,000 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 11,330 | $23,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F119 | UNIT 11/01/2027 | 514 | $23,000 | dollars as filed | principal |
| MAXCYTE INC | 57777K106 | COM | 10,738 | $23,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q883 | FLOATING RATE | 453 | $23,000 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 9,030 | $23,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 4,140 | $23,000 | dollars as filed | |
| BIOHARVEST SCIENCES INC | 09076J207 | COM NEW | 3,451 | $23,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J653 | SMID CAP CORE | 1,055 | $23,000 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 35,402 | $23,000 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 3,224 | $22,000 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 1,049 | $22,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 653 | $22,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 5,614 | $22,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 550 | $22,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 576 | $22,000 | dollars as filed | |
| TONIX PHARMACEUTICALS HOLDIN | 890260839 | COMMON STOCK | 638 | $22,000 | dollars as filed | |
| CARIS LIFE SCIENCES INC | 142152107 | COMMON STOCK | 821 | $22,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 539 | $22,000 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 5,783 | $22,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $22,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N726 | S&P 500 BUFFER | 781 | $22,000 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 765 | $21,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 4,714 | $21,000 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 752 | $21,000 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,594 | $21,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,702 | $21,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,254 | $21,000 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 7,829 | $21,000 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,281 | $21,000 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 1,344 | $21,000 | dollars as filed | |
| EAGLE FINANCIAL SERVICES INC | 26951R104 | COMMON STOCK | 661 | $21,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 542 | $21,000 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 9,864 | $21,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 435 | $21,000 | dollars as filed | |
| ISHARES TR | 46436E155 | CMN | 279 | $21,000 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 1,566 | $21,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T207 | COM | 1,975 | $21,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 500 | $21,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,975 | $21,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4,696 | $21,000 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 16,000 | $21,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 987 | $21,000 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 907 | $20,000 | dollars as filed | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 954 | $20,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 420 | $20,000 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 4,200 | $20,000 | dollars as filed | |
| INHIBRX BIOSCIENCES INC | 45720N103 | COM | 1,395 | $20,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,823 | $20,000 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 802 | $20,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,227 | $20,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,744 | $20,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 5,126 | $20,000 | dollars as filed | |
| TXO Partners LP | 87313P103 | COM | 1,300 | $20,000 | dollars as filed | |
| China Yuchai Intl Ltd | G21082105 | COM | 833 | $20,000 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 3,618 | $20,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 6,302 | $20,000 | dollars as filed | |
| BINGEX LTD | 090337106 | CMN | 6,500 | $20,000 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 605 | $20,000 | dollars as filed | |
| EA SERIES TRUST | 02072L789 | GURU FAV STOCKS | 593 | $20,000 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 23,628 | $20,000 | dollars as filed | |
| SEPTERNA INC COM | 81734D104 | Stock | 1,840 | $19,000 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 600 | $19,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V617 | WORLD EQUITY ETF | 290 | $19,000 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 6,902 | $19,000 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,715 | $19,000 | dollars as filed | |
| SR BANCORP INC | 85227J106 | COMMON STOCK | 1,390 | $19,000 | dollars as filed | |
| FINANCE OF AMERICA COS INC A | 31738L206 | COMMON STOCK | 842 | $19,000 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 7,642 | $19,000 | dollars as filed | |
| TIDAL TR I ETF SOFI SELECT 500 NEW | 886364173 | ETF | 165 | $19,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y780 | US EQT ACC 9 BFR | 630 | $19,000 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 407 | $19,000 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1,828 | $19,000 | dollars as filed | |
| ISHARES TR | 46436E288 | INVT GRD CORP BD | 744 | $19,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N502 | S&P 500 BUFFER | 630 | $19,000 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 5,228 | $19,000 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 502 | $19,000 | dollars as filed | |
| COLOMBIERACQUISITIONCORPI | G2283U100 | COM SHS CL A | 1,275 | $19,000 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 427 | $18,000 | dollars as filed | |
| RAPPORT THERAPEUTICS INC COM | 75383L102 | Stock | 1,570 | $18,000 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 3,180 | $18,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 4,268 | $18,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 1,060 | $18,000 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 3,185 | $18,000 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 8,754 | $18,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,922 | $18,000 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 1,870 | $18,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $18,000 | dollars as filed | |
| WEBTOON ENTMT INC | 94845U105 | COM | 1,962 | $18,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,509 | $18,000 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L130 | SHS NEW | 6,000 | $18,000 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 3,971 | $18,000 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 928 | $18,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 500 | $18,000 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,678 | $18,000 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N106 | S&P 500 BUFFER | 602 | $18,000 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 2,744 | $18,000 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 2,076 | $18,000 | dollars as filed | |
| PG&E CORP | 69331C306 | CMN | 490 | $18,000 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 550 | $18,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 18,000 | $18,000 | dollars as filed | principal |
| DIMENSIONAL ETF TRUST | 25434V583 | GLOB CO PLUS ETF | 320 | $17,000 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 300 | $17,000 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 1,293 | $17,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 404 | $17,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 11,976 | $17,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524656 | CRYPTO THEMATIC | 335 | $17,000 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 5,739 | $17,000 | dollars as filed | |
| ISHARES TR | 46438G612 | LARG CAP JUN ETF | 615 | $17,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $17,000 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 4,988 | $17,000 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 5,912 | $17,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H789 | DIGIT INDIA ETF | 380 | $17,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F250 | VEST US EQUITY E | 500 | $17,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 960 | $17,000 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 6,992 | $17,000 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L202 | COM SHS | 811 | $16,000 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 467 | $16,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 19,136 | $16,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 3,631 | $16,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 3,474 | $16,000 | dollars as filed | |
| GMO ETF TRUST | 90139K100 | US QUALITY ETF | 462 | $16,000 | dollars as filed | |
| Shift4 Payments Inc. | 82452J307 | PFD | 142 | $16,000 | dollars as filed | principal |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 365 | $16,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 8,105 | $16,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 6,651 | $16,000 | dollars as filed | |
| NEUROGENE INC | 64135M105 | COMMON STOCK | 1,120 | $16,000 | dollars as filed | |
| FB BANCORP INC | 31425A109 | COMMON STOCK | 1,440 | $16,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 305 | $16,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 372 | $16,000 | dollars as filed | |
| RBB FD INC | 74933W478 | US TREASRY 12 MT | 325 | $16,000 | dollars as filed | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 5,000 | $16,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,000 | $16,000 | dollars as filed | |
| MBX BIOSCIENCES INC COM | 55287L101 | Stock | 1,298 | $15,000 | dollars as filed | |
| RICHTECH ROBOTICS INC | 765504105 | CL B | 7,328 | $15,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 2,020 | $15,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 6,384 | $15,000 | dollars as filed | |
| Proficient Auto Logistics Inc | 74317M104 | COM | 1,947 | $15,000 | dollars as filed | |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 456 | $15,000 | dollars as filed | principal |
| ARK 21SHARES BITCOIN ETF | 040919102 | SHS BEN INT | 420 | $15,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,600 | $15,000 | dollars as filed | |
| US GOLDMINING INC | 90291W108 | COMMON STOCK | 1,794 | $15,000 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 387 | $15,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A403 | QIM US LARGE VOL | 479 | $15,000 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 562 | $15,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 243 | $15,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 590 | $15,000 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G307 | COM | 2,136 | $15,000 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 998 | $15,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 268 | $15,000 | dollars as filed | |
| ALIGOS THERAPEUTICS INC | 01626L204 | COM NEW | 2,125 | $15,000 | dollars as filed | |
| RENT THE RUNWAY INC | 76010Y202 | CL A NEW | 3,000 | $15,000 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 1,165 | $15,000 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 21,700 | $15,000 | dollars as filed | |
| TIDAL TRUST II | 88634T824 | YIELDMAX COIN OP | 1,615 | $15,000 | dollars as filed | |
| EDIBLE GARDEN AG INC | 28059P402 | COM NEW | 5,703 | $15,000 | dollars as filed | |
| SOLARBANK CORPORATION | 83417Y108 | COM | 9,389 | $15,000 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,935 | $14,000 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 42,100 | $14,000 | dollars as filed | call |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 6,898 | $14,000 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 20,000 | $14,000 | dollars as filed | principal |
| IMMUNOME INC | 45257U108 | COM | 1,513 | $14,000 | dollars as filed | |
| ALUMIS INC | 022307102 | COM | 4,746 | $14,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 5,903 | $14,000 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 9,056 | $14,000 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 7,156 | $14,000 | dollars as filed | |
| RESOLUTE HLDGS MGMT INC | 76134H101 | COM | 420 | $14,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 3,727 | $14,000 | dollars as filed | |
| BARNES NOBLE EDUCATION INC | 06777U200 | COMMON STOCK | 1,216 | $14,000 | dollars as filed | |
| TECTONIC THERAPEUTIC INC | 878972108 | COMMON STOCK | 682 | $14,000 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,190 | $14,000 | dollars as filed | |
| STRATEGY SHS | 86280R811 | EVEN HIGH DI ETF | 542 | $14,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 8,578 | $14,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 6,219 | $14,000 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 2,462 | $14,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 144 | $14,000 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,747 | $14,000 | dollars as filed | |
| CERVOMED INC | 15713L109 | COM | 2,288 | $14,000 | dollars as filed | |
| ALLSPRING EXCHANGE TRADED FU | 01989A209 | CORE PLUS ETF | 562 | $14,000 | dollars as filed | |
| EA SERIES TRUST | 02072L748 | DEFINED DURTN 10 | 597 | $14,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G425 | INVESCO QQQ LOW | 546 | $14,000 | dollars as filed | |
| Cosciens Biopharma Inc | 22112H101 | COM | 4,239 | $14,000 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 1,881 | $13,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 8,421 | $13,000 | dollars as filed | |
| INSPIRE 500 ETF | 66537J796 | ETF | 55 | $13,000 | dollars as filed | |
| CONTINEUM THERAPEUTICS INC CL A | 21217B100 | Stock | 3,240 | $13,000 | dollars as filed | |
| ZENAS BIOPHARMA INC COM | 98937L105 | Stock | 1,334 | $13,000 | dollars as filed | |
| MAZE THERAPEUTICS INC COM | 578784100 | Stock | 1,086 | $13,000 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,571 | $13,000 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 3,812 | $13,000 | dollars as filed | |
| FARADAY FUTURE INTLGT ELEC I | 307359885 | COM NEW CL A | 7,642 | $13,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 5,145 | $13,000 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 16,000 | $13,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 963 | $13,000 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 620 | $13,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 3,336 | $13,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 5,003 | $13,000 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 5,466 | $13,000 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 4,731 | $13,000 | dollars as filed | |
| ISHARES IBONDS 2031 TERM HIGH YIELD AND INCOME ETF | 46438G661 | ETF | 486 | $13,000 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 5,782 | $13,000 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 2,955 | $13,000 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 1,841 | $13,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,000 | $13,000 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 4,937 | $13,000 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A130 | WTS | 781 | $13,000 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 557 | $13,000 | dollars as filed | principal |
| INUVO INC | 46122W303 | COM | 2,757 | $13,000 | dollars as filed | |
| CARGO THERAPEUTICS INC COM | 14179K101 | Stock | 3,221 | $13,000 | dollars as filed | |
| Bit Digital, Inc. Ordinary Shares | 09174C104 | COM | 200 | $12,000 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 675 | $12,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V690 | INTERNATIONAL | 306 | $12,000 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 5,459 | $12,000 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 2,031 | $12,000 | dollars as filed | |
| LEXEO THERAPEUTICS INC | 52886X107 | COMMON STOCK | 3,138 | $12,000 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 1,428 | $12,000 | dollars as filed | |
| NORTHPOINTE BANCSHARES INC | 66661N886 | COMMON STOCK | 839 | $12,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 278 | $12,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 265 | $12,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 458 | $12,000 | dollars as filed | |
| RENATUS TACTICAL ACQUIS | G7490F101 | SHS CL A | 1,000 | $12,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 301 | $12,000 | dollars as filed | |
| TIDAL TRUST II | 88634T857 | YIELDMAX AAPL | 921 | $12,000 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC | 046513206 | COM NEW | 1,450 | $12,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,744 | $12,000 | dollars as filed | |
| VanEck Bitcoin Trust | 92189K105 | SHS | 360 | $11,000 | dollars as filed | |
| BIOAGE LABS INC COM | 09077V100 | Stock | 2,541 | $11,000 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 664 | $11,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 5,000 | $11,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V682 | EMER MARK SU ETF | 294 | $11,000 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 369 | $11,000 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 409 | $11,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 623 | $11,000 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 123 | $11,000 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 687 | $11,000 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 659 | $11,000 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 259 | $11,000 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 2,161 | $11,000 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 10,000 | $11,000 | dollars as filed | principal |
| METSERA INC | 59267L107 | COM | 383 | $11,000 | dollars as filed | |
| KRANESHARES TRUST | 500767272 | KWEB COVERD CALL | 356 | $11,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K745 | HIGH YIE OPP ETF | 955 | $11,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 635 | $11,000 | dollars as filed | |
| ISHARES TR | 46436E320 | HIGH YLD CORP BD | 373 | $11,000 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 10,543 | $11,000 | dollars as filed | |
| GSR III ACQUISITION CORP | G4R103107 | CL A | 1,000 | $11,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 528 | $11,000 | dollars as filed | |
| BrightSpring Health Services Inc | 10950A205 | Preferred Shares | 129 | $11,000 | dollars as filed | principal |
| GUINNESS ATKINSON FDS | 402031843 | ASIA PAC ETF | 600 | $11,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $11,000 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 4,000 | $11,000 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 9,950 | $11,000 | dollars as filed | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 10,000 | $11,000 | dollars as filed | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $11,000 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 200 | $10,000 | dollars as filed | call |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 5,000 | $10,000 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 837 | $10,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 10,000 | $10,000 | dollars as filed | principal |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 1,843 | $10,000 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 589 | $10,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,165 | $10,000 | dollars as filed | |
| JEFFERSON CAPITAL INC | 47248R103 | COMMON STOCK | 527 | $10,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 510 | $10,000 | dollars as filed | |
| ANTERIS TECHNOLOGIES GLOBAL | 03675P102 | COMMON STOCK | 2,749 | $10,000 | dollars as filed | |
| INHIBIKASE THERAPEUTICS INC | 45719W205 | COMMON STOCK | 4,587 | $10,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 250 | $10,000 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 130 | $10,000 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 1,792 | $10,000 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 4,494 | $10,000 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 938 | $10,000 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 150 | $10,000 | dollars as filed | |
| INTERCURE LTD | M549GJ111 | COM NEW | 6,996 | $10,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $10,000 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 1,300 | $10,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,147 | $10,000 | dollars as filed | |
| Q32 BIO INC | 746964105 | Common Stock | 6,318 | $10,000 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,000 | $10,000 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L204 | COM NEW | 1,102 | $10,000 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 10,000 | $10,000 | dollars as filed | principal |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 1,290 | $10,000 | dollars as filed | |
| BIOVIE INC | 09074F405 | CL A | 10,500 | $10,000 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 328 | $9,000 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 2,441 | $9,000 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 980 | $9,000 | dollars as filed | |
| CHICAGO ATLANTIC BDC INC | 828174102 | COM | 856 | $9,000 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,287 | $9,000 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 214 | $9,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-031144 | superseded | 2025-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-25-042957 | this filing | 2025-11-21 | acceptance time not in the bulk data set |