13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2025-06-30, filed 2025-08-14, with 7,172 holding rows worth $554,862,076,000.
- Accession
- 0001140361-25-031144
- Filer
- CIK 1000275
- Filed
- 2025-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2025
A holdings report, 28,572 entries on the cover page, a total value of $554,862,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $554,862,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK EXCHANGE TRADED | 47804J743 | DYNAMIC MUNICIP | 34,958 | $893,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 16,720 | $893,000 | dollars as filed | |
| REPLIGEN CORP | 759916AD1 | NOTE 1.000%12/1 | 898,000 | $892,000 | dollars as filed | principal |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 81,090 | $890,000 | dollars as filed | |
| AMRIZE LTD SHS | H2927K103 | Stock | 17,928 | $889,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 119,151 | $888,000 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 14,511 | $887,000 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 50,258 | $886,000 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 518,178 | $886,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T486 | ELDRIDGE AAA CLO | 34,600 | $885,000 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 97,648 | $885,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G138 | DAILY 20+ YEAR T | 22,498 | $883,000 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 49,576 | $881,000 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 97,382 | $880,000 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 89,616 | $880,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 25,060 | $880,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 32,787 | $877,000 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 13,178 | $877,000 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 21,096 | $876,000 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 26,537 | $873,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 12,338 | $873,000 | dollars as filed | |
| INFINITY NATURAL RESOUR CL A | 456941103 | COMMON STOCK | 47,556 | $871,000 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 9,088 | $868,000 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 28,104 | $868,000 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 36,351 | $868,000 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 40,050 | $868,000 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 75,321 | $865,000 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 80,000 | $863,000 | dollars as filed | put |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 84,160 | $861,000 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 6,712 | $861,000 | dollars as filed | |
| IVERSIFIED ENERGY COMPANY P | G2891G204 | SHS NEW | 58,689 | $861,000 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 64,653 | $860,000 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 50,615 | $859,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 56,457 | $858,000 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 70,047 | $857,000 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 178,337 | $856,000 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 32,735 | $854,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 69,681 | $854,000 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 571,814 | $853,000 | dollars as filed | |
| Transformers | 26922B683 | AAM TRANSFORMERS | 19,757 | $853,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 80,921 | $851,000 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 36,358 | $850,000 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 54,426 | $849,000 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 71,696 | $849,000 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 61,354 | $847,000 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 7,941 | $847,000 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 149,588 | $847,000 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 755,000 | $847,000 | dollars as filed | principal |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 75,335 | $844,000 | dollars as filed | |
| NEWSMAX INC | 65250K105 | COMMON STOCK | 55,650 | $842,000 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 20,983 | $841,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108722 | CWP INTL ENHANCE | 24,453 | $841,000 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 280,830 | $839,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 76,625 | $839,000 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 13,905 | $838,000 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 27,859 | $837,000 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 12,841 | $837,000 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 36,458 | $834,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 415,650 | $832,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 35,717 | $832,000 | dollars as filed | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 111,600 | $830,000 | dollars as filed | |
| NUVEEN CHURCHILL DIRECT LEND | 67090S108 | COM SHS | 51,194 | $829,000 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 30,457 | $829,000 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 50,994 | $828,000 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 526,596 | $826,000 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 267,187 | $825,000 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 194,113 | $825,000 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 18,724 | $825,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 23,157 | $825,000 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 19,019 | $824,000 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 21,792 | $822,000 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 89,522 | $821,000 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 68,209 | $820,000 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 41,607 | $819,000 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 68,716 | $817,000 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 93,106 | $816,000 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 33,138 | $815,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505558 | INQQ IND INT ETF | 48,848 | $811,000 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 30,128 | $810,000 | dollars as filed | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 9,020 | $809,000 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 61,929 | $808,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N637 | BREN WOOD TO ETF | 22,428 | $807,000 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 16,337 | $806,000 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,791 | $805,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U695 | FT VEST U.S EQT | 22,000 | $804,000 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 267,705 | $803,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 87,020 | $802,000 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 13,983 | $802,000 | dollars as filed | |
| ARQIT QUANTUM INC COM NEW | G0567U127 | Stock | 21,620 | $801,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 82,660 | $799,000 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 28,204 | $799,000 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 7,641 | $797,000 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 76,425 | $797,000 | dollars as filed | |
| LENZ THERAPEUTICS INC | 52635N103 | COM | 27,126 | $795,000 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 167,627 | $793,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A200 | DISRUPTERS ETF | 23,121 | $793,000 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 332,966 | $792,000 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 10,227 | $792,000 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 59,276 | $791,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 9,829 | $791,000 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 10,256 | $790,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 95,640 | $790,000 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 41,693 | $788,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A101 | ENERGY TRANSITN | 24,013 | $788,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 600,737 | $787,000 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 26,106 | $786,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 28,619 | $785,000 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 7,024 | $784,000 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 12,714 | $783,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 15,921 | $782,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H730 | MORN SMID MO ETF | 22,460 | $782,000 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 39,785 | $782,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 21,641 | $781,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 23,388 | $781,000 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 18,195 | $781,000 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 180,521 | $780,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 800,963 | $779,000 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 77,485 | $778,000 | dollars as filed | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 59,930 | $778,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 14,781 | $776,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 705,000 | $775,000 | dollars as filed | principal |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 33,429 | $774,000 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 32,048 | $772,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y568 | EFFICIENT GLD PL | 16,332 | $770,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 25,687 | $770,000 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 23,164 | $770,000 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 605,390 | $769,000 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 13,655 | $769,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 30,289 | $769,000 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 61,584 | $768,000 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 28,476 | $767,000 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 94,187 | $766,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y368 | CMN | 22,320 | $766,000 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 289,731 | $765,000 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 33,956 | $763,000 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 45,383 | $763,000 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 22,963 | $762,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 67,241 | $761,000 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 72,840 | $759,000 | dollars as filed | |
| SUNRISE COMMUNICATIONS AG | 867975104 | ADS CL A | 13,426 | $759,000 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 16,053 | $757,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 38,921 | $757,000 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 48,508 | $755,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 599,231 | $754,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 64,599 | $753,000 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,415 | $752,000 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 38,789 | $751,000 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 7,600 | $750,000 | dollars as filed | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 132,703 | $749,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 53,681 | $749,000 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 57,596 | $748,000 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 9,401 | $746,000 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 27,447 | $745,000 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 26,337 | $743,000 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 101,855 | $742,000 | dollars as filed | |
| GLADSTONE CAPITAL CORP | 376535878 | COM NEW | 27,504 | $741,000 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 7,600 | $740,000 | dollars as filed | put |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 37,516 | $740,000 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 9,675 | $740,000 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 74,579 | $740,000 | dollars as filed | |
| iShares iBonds 2029 Term HY & Inc ETF | 46436E379 | SHS | 31,199 | $739,000 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 21,364 | $739,000 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 19,656 | $739,000 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 27,800 | $739,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 236,726 | $738,000 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 22,224 | $735,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 13,495 | $735,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 17,773 | $735,000 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 17,229 | $733,000 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 91,407 | $732,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 774,474 | $732,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 152,370 | $731,000 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 20,058 | $731,000 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 4,231 | $730,000 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 143,512 | $730,000 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 18,937 | $729,000 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 26,547 | $729,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 13,705 | $729,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 36,052 | $729,000 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 50,923 | $727,000 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 64,294 | $727,000 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 45,609 | $726,000 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 194,345 | $725,000 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 92,998 | $725,000 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 93,855 | $724,000 | dollars as filed | |
| GRUPO CIBEST SA SPON ADS | 40090E106 | ADR | 15,655 | $723,000 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 139,777 | $722,000 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 9,842 | $722,000 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 13,199 | $720,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 3,789 | $719,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 17,071 | $718,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 50,387 | $717,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 326,778 | $716,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 103,860 | $716,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 11,009 | $714,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 18,089 | $714,000 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 187,542 | $712,000 | dollars as filed | |
| MANAGED PORTFOLIO SER | 56167N191 | TREMB GLOBA ETF | 20,536 | $712,000 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,369 | $711,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 194,282 | $711,000 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 9,422 | $710,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 167,007 | $706,000 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 192,161 | $705,000 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 35,566 | $704,000 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 26,026 | $700,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J505 | COMM ALL WEA ETF | 28,644 | $696,000 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 13,841 | $696,000 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 49,394 | $696,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q815 | SUST MUNI IN ETF | 14,080 | $696,000 | dollars as filed | |
| TEMA ETF TRUST | 87975E602 | US MANUFACTURING | 17,681 | $695,000 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 59,680 | $694,000 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 80,029 | $693,000 | dollars as filed | |
| DEL MONTE CORP ORD | G36738105 | Stock | 21,361 | $692,000 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 14,089 | $692,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 106,538 | $692,000 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 147,159 | $692,000 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 115,016 | $691,000 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 72,458 | $691,000 | dollars as filed | |
| MERITAGE HOMES CORP | 59001ABF8 | NOTE 1.750% 5/1 | 708,000 | $689,000 | dollars as filed | principal |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 67,850 | $688,000 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 15,058 | $688,000 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 69,141 | $687,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C756 | ISHA PR MONE ETF | 6,828 | $686,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 48,050 | $685,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 29,123 | $684,000 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 40,364 | $683,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H656 | AA BB CLO ETF | 13,402 | $681,000 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,200 | $680,000 | dollars as filed | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 33,836 | $678,000 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 308,551 | $678,000 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 21,469 | $677,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 13,205 | $675,000 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 40,263 | $674,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 406,072 | $674,000 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 18,855 | $673,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 50,131 | $673,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 409,700 | $672,000 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 292,038 | $672,000 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X660 | CMN | 15,428 | $672,000 | dollars as filed | |
| FERROVIAL NV ORD SHS | N3168P101 | Stock | 12,521 | $671,000 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 23,554 | $671,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424303 | COM NEW CL A | 233,574 | $671,000 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,614 | $670,000 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 25,181 | $668,000 | dollars as filed | |
| JANUS HENDERSON B-BBB CLO ETF | 47103U753 | ETF | 13,846 | $668,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 16,674 | $668,000 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 102,255 | $667,000 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,580 | $667,000 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 83,977 | $667,000 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 6,865 | $665,000 | dollars as filed | |
| CG ONCOLOGY INC | 156944100 | COMMON STOCK | 25,573 | $665,000 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 434,624 | $665,000 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 44,305 | $663,000 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 12,236 | $663,000 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 37,685 | $661,000 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 397,913 | $661,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 13,064 | $661,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 12,008 | $660,000 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 26,950 | $659,000 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 14,275 | $656,000 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 41,106 | $656,000 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 18,707 | $655,000 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 24,292 | $654,000 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,227,116 | $653,000 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 20,361 | $652,000 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 485,301 | $650,000 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,610 | $647,000 | dollars as filed | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 18,196 | $647,000 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 35,362 | $643,000 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 105,939 | $643,000 | dollars as filed | |
| ICHOR HOLDINGS | G4740B105 | SHS | 32,738 | $642,000 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 243,508 | $640,000 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 172,728 | $640,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 488,330 | $640,000 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 59,303 | $640,000 | dollars as filed | |
| TEMA ETF TRUST | 87975E883 | HEART HEALTH ETF | 22,329 | $638,000 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 67,527 | $637,000 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 17,747 | $635,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 273,608 | $635,000 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 67,979 | $631,000 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,011 | $630,000 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 109,375 | $629,000 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 97,129 | $629,000 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,900 | $628,000 | dollars as filed | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 30,115 | $628,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,801 | $628,000 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 28,283 | $628,000 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 13,757 | $627,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 115,448 | $627,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 46,855 | $627,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 11,325 | $627,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X209 | COMMON STOCK | 55,705 | $626,000 | dollars as filed | |
| IBOTTA INC CL A | 451051106 | COMMON STOCK | 17,056 | $625,000 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 20,429 | $624,000 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 56,364 | $622,000 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 27,195 | $620,000 | dollars as filed | |
| DAVE INC | 23834J201 | CLASS A COM NEW | 2,309 | $619,000 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 22,213 | $619,000 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 19,935 | $618,000 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 34,604 | $617,000 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 74,165 | $616,000 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 16,601 | $616,000 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 124,796 | $616,000 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 25,418 | $614,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 12,198 | $611,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 9,072 | $611,000 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 6,865 | $610,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 19,150 | $610,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 6,453 | $609,000 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 6,696 | $608,000 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 14,791 | $607,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,796 | $607,000 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 11,023 | $607,000 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 56,385 | $607,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AD2 | NOTE 3.500% 3/0 | 525,000 | $607,000 | dollars as filed | principal |
| ACCENDRA HEALTH INC | 690732102 | COM | 66,376 | $605,000 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 56,358 | $605,000 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 17,639 | $603,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 191,546 | $603,000 | dollars as filed | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 6,089 | $602,000 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 25,744 | $600,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 62,051 | $600,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 6,374 | $599,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 205,080 | $599,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A663 | STEELPATH MLP & | 24,469 | $599,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 5,040 | $597,000 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 54,135 | $597,000 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 5,434 | $597,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A861 | CORE EQUITY ETF | 20,749 | $597,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 341,995 | $596,000 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 24,634 | $595,000 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 5,127 | $595,000 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 200,000 | $595,000 | dollars as filed | principal |
| GUESS INC COM | 401617105 | Stock | 49,155 | $594,000 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 15,174 | $594,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 61,975 | $594,000 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 47,450 | $594,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 64,880 | $594,000 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 28,809 | $591,000 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 6,025 | $590,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 25,135 | $589,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 56,064 | $589,000 | dollars as filed | |
| SOURCE CAPITAL | 836144303 | COM SHS OF BEN I | 13,569 | $589,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 245,199 | $588,000 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 206,025 | $588,000 | dollars as filed | |
| EA SERIES TRUST | 02072L532 | BRID OMN SMA ETF | 28,847 | $588,000 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 26,629 | $588,000 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 25,831 | $587,000 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 71,856 | $586,000 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 18,476 | $585,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 19,080 | $585,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A838 | GROWTH ETF | 22,290 | $583,000 | dollars as filed | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 34,379 | $581,000 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 40,817 | $580,000 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 53,200 | $577,000 | dollars as filed | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 6,661 | $577,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 13,644 | $576,000 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 24,052 | $576,000 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 58,844 | $574,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 23,933 | $574,000 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,584 | $573,000 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 67,451 | $573,000 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 51,692 | $572,000 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 16,024 | $570,000 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 265,788 | $569,000 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 350,170 | $567,000 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 635,000 | $567,000 | dollars as filed | principal |
| PROSHARES TR | 74347B391 | CMN | 9,550 | $567,000 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 21,503 | $566,000 | dollars as filed | |
| TIDAL TR II | 88636J444 | YIELDMAX TSLA OP | 69,234 | $566,000 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 12,436 | $565,000 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 52,653 | $565,000 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 39,631 | $564,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U811 | US SUSTAINABLE | 18,682 | $561,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 167,023 | $560,000 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 65,255 | $560,000 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 263,410 | $559,000 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 145,900 | $559,000 | dollars as filed | |
| PIMCO ETF TR | 72201R619 | PREFERRED AND CP | 10,955 | $558,000 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,483 | $558,000 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 60,673 | $555,000 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 54,017 | $554,000 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 3,305 | $553,000 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 22,297 | $553,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 67,347 | $552,000 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 243,547 | $552,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 14,723 | $552,000 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 53,951 | $551,000 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 14,548 | $550,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J679 | MID CAP CORE ETF | 25,701 | $549,000 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 14,880 | $548,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 63,262 | $548,000 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 35,461 | $548,000 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 45,160 | $547,000 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 18,049 | $546,000 | dollars as filed | |
| VIRTUS CONVERTIBLE & INCOME | 92838X805 | COM NEW | 38,370 | $545,000 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,842 | $545,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J646 | SMID CAP VALUE | 24,692 | $545,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J661 | MID CAP VALUE | 25,213 | $544,000 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 5,687 | $543,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 44,062 | $543,000 | dollars as filed | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 3,512 | $542,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 154,862 | $541,000 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 45,993 | $541,000 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 14,996 | $541,000 | dollars as filed | |
| TE CONNECTIVITY PLC ORD SHS | G87052109 | Stock | 3,200 | $540,000 | dollars as filed | call |
| CADRE HLDGS INC COM | 12763L105 | Stock | 16,939 | $540,000 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 51,856 | $539,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 10,369 | $539,000 | dollars as filed | |
| ORGANIGRAM GLOBAL INC | 68617J100 | COM | 399,897 | $539,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 22,829 | $538,000 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 7,114 | $537,000 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 10,296 | $536,000 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 14,009 | $536,000 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 29,852 | $534,000 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27,719 | $534,000 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 9,943 | $534,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 375,696 | $533,000 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 10,225 | $533,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 12,687 | $533,000 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 37,982 | $532,000 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 4,014 | $531,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 17,428 | $530,000 | dollars as filed | |
| EA SERIES TRUST | 02072L656 | ALTRIUS GBL DIV | 14,801 | $528,000 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 268,624 | $527,000 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 67,520 | $527,000 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 33,925 | $526,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 104,661 | $524,000 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 128,845 | $524,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 17,632 | $523,000 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 10,973 | $522,000 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 28,600 | $521,000 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 28,600 | $521,000 | dollars as filed | call |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 28,872 | $520,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A689 | QQQ INC ADV ETF | 10,358 | $520,000 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J729 | YIEL ENH EQU ETF | 19,782 | $520,000 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 7,381 | $519,000 | dollars as filed | |
| CAPITAL GRP EQUITY ETF TR I US SMALL & MID CAP SH CL | 14022A102 | ETF | 19,315 | $519,000 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 49,189 | $519,000 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 16,679 | $518,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,164 | $517,000 | dollars as filed | |
| FIDELITY ENHANCED MID CAP CORE ETF | 31609A503 | ETF | 14,983 | $516,000 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 20,522 | $515,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 46,385 | $515,000 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 40,232 | $514,000 | dollars as filed | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 4,595 | $514,000 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 22,529 | $514,000 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 56,341 | $513,000 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 367,188 | $513,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 262,026 | $511,000 | dollars as filed | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 12,044 | $510,000 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 35,962 | $509,000 | dollars as filed | |
| TCW ETF TRUST | 29287L601 | DURABLE GROWTH | 14,522 | $509,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U720 | HENDERSON MID | 17,552 | $508,000 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 17,398 | $507,000 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 37,017 | $506,000 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 10,012 | $506,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 15,664 | $506,000 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 43,136 | $505,000 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,600 | $504,000 | dollars as filed | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 19,528 | $503,000 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 20,009 | $502,000 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 11,463 | $502,000 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 158,764 | $501,000 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 10,646 | $501,000 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 117,804 | $501,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 26,116 | $500,000 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 178,200 | $499,000 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 4,501 | $498,000 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 51,475 | $498,000 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 9,092 | $498,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 512,975 | $497,000 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 45,837 | $496,000 | dollars as filed | |
| PACS GROUP INC | 69380Q107 | COM SHS | 38,378 | $496,000 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 60,329 | $496,000 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 6,089 | $494,000 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 35,377 | $494,000 | dollars as filed | |
| COHENCIRCLEACQUISITIONCOR | G3730H106 | SHS CL A | 45,000 | $494,000 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 30,793 | $492,000 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 45,453 | $491,000 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 17,673 | $491,000 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 81,950 | $490,000 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 47,849 | $490,000 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 46,287 | $490,000 | dollars as filed | |
| WEBULL CORP | G9572D103 | ORD SHS | 40,950 | $489,000 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 96,168 | $487,000 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,709 | $486,000 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 12,622 | $486,000 | dollars as filed | |
| SPROTT FDS TR | 85208P865 | ACTI GOL SIL ETF | 19,112 | $485,000 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 8,423 | $484,000 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 21,918 | $484,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 121,401 | $483,000 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 34,239 | $482,000 | dollars as filed | |
| BERTO ACQUISITION CORP | G1051H127 | UNIT 99/99/9999 | 45,000 | $482,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 9,540 | $482,000 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 53,949 | $481,000 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 12,876 | $481,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 6,956 | $481,000 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 95,173 | $480,000 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 152,896 | $480,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-031144 | this filing | 2025-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-25-042957 | base | 2025-11-21 | acceptance time not in the bulk data set |