13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-14, with 7,051 holding rows worth $500,524,095,000.
- Accession
- 0001140361-25-004660
- Filer
- CIK 1000275
- Filed
- 2025-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 25,480 entries on the cover page, a total value of $500,524,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $500,524,095,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 86,934 | $2,087,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 123,200 | $2,086,000 | dollars as filed | call |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 1,958,000 | $2,081,000 | dollars as filed | principal |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 61,669 | $2,080,000 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 51,346 | $2,077,000 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 44,125 | $2,076,000 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 107,992 | $2,075,000 | dollars as filed | |
| VALUED ADVISERS TR | 92046L353 | KOVITZ CORE EQT | 87,267 | $2,073,000 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 30,830 | $2,071,000 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 137,189 | $2,066,000 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 253,773 | $2,065,000 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 37,858 | $2,061,000 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 19,046 | $2,057,000 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 58,251 | $2,056,000 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 15,200 | $2,055,000 | dollars as filed | call |
| RIOT PLATFORMS INC | 767292105 | COM | 201,200 | $2,054,000 | dollars as filed | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 25,720 | $2,045,000 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 207,284 | $2,044,000 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 128,161 | $2,044,000 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 38,703 | $2,038,000 | dollars as filed | |
| ZYNEX INC | 98986MAD5 | NOTE 5.000% 5/1 | 2,000,000 | $2,037,000 | dollars as filed | principal |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 86,849 | $2,036,000 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 50,700 | $2,035,000 | dollars as filed | call |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 21,945 | $2,035,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W825 | BUL 2033 COR ETF | 98,493 | $2,031,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $2,021,000 | dollars as filed | call |
| MAGNITE INC COM | 55955D100 | Stock | 126,766 | $2,018,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 138,124 | $2,010,000 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 103,760 | $2,009,000 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 37,133 | $2,008,000 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 21,455 | $2,007,000 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 222,482 | $1,998,000 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 72,636 | $1,995,000 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 101,636 | $1,992,000 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 183,180 | $1,989,000 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 111,860 | $1,984,000 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 41,951 | $1,983,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 398,970 | $1,980,000 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 25,043 | $1,977,000 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 20,568 | $1,976,000 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 31,965 | $1,971,000 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 23,594 | $1,967,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 43,156 | $1,967,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 45,806 | $1,959,000 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 65,032 | $1,957,000 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 30,000 | $1,955,000 | dollars as filed | put |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 65,756 | $1,953,000 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 64,425 | $1,949,000 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 15,873 | $1,947,000 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 64,543 | $1,943,000 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 44,868 | $1,942,000 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 45,884 | $1,942,000 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 153,885 | $1,940,000 | dollars as filed | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 42,685 | $1,933,000 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 68,793 | $1,933,000 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 50,042 | $1,932,000 | dollars as filed | |
| BALL CORP | 058498106 | COM | 35,000 | $1,930,000 | dollars as filed | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 150,000 | $1,929,000 | dollars as filed | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 197,644 | $1,927,000 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 164,474 | $1,923,000 | dollars as filed | |
| SITE CENTERS CORP | 82981J851 | REIT | 125,231 | $1,914,000 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 106,127 | $1,914,000 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 40,000 | $1,913,000 | dollars as filed | put |
| ASTEC INDS INC | 046224101 | COM | 56,807 | $1,909,000 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 1,502,000 | $1,898,000 | dollars as filed | principal |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 1,665,000 | $1,893,000 | dollars as filed | principal |
| MOOG INC CL A | 615394202 | Stock | 9,597 | $1,890,000 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 1,950,000 | $1,874,000 | dollars as filed | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 56,814 | $1,872,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 340,498 | $1,869,000 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 12,866 | $1,868,000 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 12,131 | $1,862,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 33,575 | $1,860,000 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 93,585 | $1,856,000 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 185,247 | $1,856,000 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 67,823 | $1,855,000 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 113,464 | $1,855,000 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 47,304 | $1,853,000 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 27,278 | $1,842,000 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 18,116 | $1,842,000 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 66,042 | $1,842,000 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 66,747 | $1,837,000 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 158,055 | $1,830,000 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 159,080 | $1,828,000 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 72,050 | $1,824,000 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 33,576 | $1,821,000 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 1,839,000 | $1,820,000 | dollars as filed | principal |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 26,459 | $1,818,000 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 38,401 | $1,817,000 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6,500 | $1,813,000 | dollars as filed | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6,500 | $1,813,000 | dollars as filed | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 11,683 | $1,813,000 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 115,829 | $1,808,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 68,802 | $1,802,000 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 111,261 | $1,793,000 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 40,777 | $1,793,000 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 83,839 | $1,793,000 | dollars as filed | |
| SOUTH BOW CORP COM | 83671M105 | Stock | 76,000 | $1,791,000 | dollars as filed | put |
| BLACKROCK ETF TRUST | 09290C848 | ISHARES INTL DIV | 72,232 | $1,782,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 13,634 | $1,780,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 74,092 | $1,775,000 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 117,807 | $1,774,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 15,310 | $1,773,000 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 20,915 | $1,770,000 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 188,200 | $1,769,000 | dollars as filed | put |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 49,336 | $1,768,000 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 127,711 | $1,767,000 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 32,822 | $1,764,000 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 50,942 | $1,755,000 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 14,765 | $1,749,000 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 34,962 | $1,747,000 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 25,706 | $1,746,000 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 45,923 | $1,744,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 70,000 | $1,744,000 | dollars as filed | put |
| Cigna Corporation | 125523100 | COM | 6,300 | $1,740,000 | dollars as filed | put |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 22,639 | $1,740,000 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 123,019 | $1,732,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 100,000 | $1,730,000 | dollars as filed | put |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 22,556 | $1,729,000 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 54,856 | $1,711,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 166,300 | $1,705,000 | dollars as filed | put |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 23,002 | $1,702,000 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 201,892 | $1,702,000 | dollars as filed | |
| SILA REALTY TRUST INC | 146280508 | COMMON STOCK | 69,913 | $1,700,000 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 183,734 | $1,700,000 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 50,669 | $1,697,000 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 67,125 | $1,695,000 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 92,152 | $1,695,000 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 139,815 | $1,694,000 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 1,795,000 | $1,690,000 | dollars as filed | principal |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 39,677 | $1,685,000 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 52,880 | $1,684,000 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 62,537 | $1,681,000 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 36,119 | $1,678,000 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 132,274 | $1,676,000 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 74,016 | $1,675,000 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 71,442 | $1,674,000 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 26,742 | $1,673,000 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 212,677 | $1,673,000 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 241,328 | $1,672,000 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 51,702 | $1,671,000 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 350,082 | $1,670,000 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 122,800 | $1,670,000 | dollars as filed | put |
| VONTIER CORPORATION | 928881101 | COM | 45,735 | $1,667,000 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 500,000 | $1,665,000 | dollars as filed | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 88,269 | $1,664,000 | dollars as filed | |
| COLLECTIVE MINING LTD | 19425C100 | COM | 400,000 | $1,664,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 164,410 | $1,661,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 37,700 | $1,661,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 89,749 | $1,659,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 257,498 | $1,656,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 20,701 | $1,656,000 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 20,600 | $1,654,000 | dollars as filed | call |
| INARI MED INC | 45332Y109 | COM | 32,415 | $1,654,000 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 129,902 | $1,652,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 35,817 | $1,650,000 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 22,653 | $1,647,000 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 64,308 | $1,647,000 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 170,576 | $1,642,000 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 112,076 | $1,637,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 110,000 | $1,636,000 | dollars as filed | call |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 32,765 | $1,636,000 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 107,057 | $1,634,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 11,301 | $1,634,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 37,252 | $1,631,000 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 180,016 | $1,630,000 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 25,384 | $1,628,000 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 155,450 | $1,628,000 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 68,604 | $1,622,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 59,250 | $1,622,000 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 10,317 | $1,619,000 | dollars as filed | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 315,039 | $1,615,000 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 22,552 | $1,607,000 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 108,629 | $1,606,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 34,500 | $1,606,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 19,286 | $1,603,000 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 66,195 | $1,602,000 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 26,154 | $1,600,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 31,802 | $1,597,000 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,100 | $1,595,000 | dollars as filed | put |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,100 | $1,595,000 | dollars as filed | call |
| MAGNITE INC COM | 55955D100 | Stock | 100,000 | $1,592,000 | dollars as filed | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 92,275 | $1,587,000 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 10,216 | $1,584,000 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 79,154 | $1,584,000 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 58,138 | $1,580,000 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 101,730 | $1,579,000 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 111,600 | $1,579,000 | dollars as filed | call |
| KLA CORP | 482480100 | COM | 2,500 | $1,575,000 | dollars as filed | call |
| MYR GROUP INC | 55405W104 | COM | 10,586 | $1,575,000 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 32,954 | $1,574,000 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 72,805 | $1,573,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 56,347 | $1,572,000 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 149,440 | $1,571,000 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 154,837 | $1,567,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 86,491 | $1,566,000 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 51,377 | $1,562,000 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 72,646 | $1,562,000 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 65,889 | $1,562,000 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 37,300 | $1,561,000 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 134,209 | $1,559,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 39,885 | $1,559,000 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 151,971 | $1,557,000 | dollars as filed | |
| TEEKAY TANKERS LTD CLASS A | G8726X106 | COMMON STOCK | 39,131 | $1,557,000 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 31,500 | $1,556,000 | dollars as filed | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 17,757 | $1,556,000 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 152,475 | $1,553,000 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 13,296 | $1,549,000 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 69,699 | $1,546,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 71,699 | $1,545,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 149,287 | $1,545,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 157,900 | $1,544,000 | dollars as filed | call |
| B & G FOODS INC | 05508R106 | COM | 224,168 | $1,543,000 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 38,247 | $1,542,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 77,707 | $1,540,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 101,577 | $1,539,000 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 130,283 | $1,537,000 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC COM SHS | 042315705 | REIT | 81,195 | $1,531,000 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 30,062 | $1,528,000 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 81,763 | $1,525,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 33,232 | $1,525,000 | dollars as filed | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 35,379 | $1,519,000 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 69,369 | $1,517,000 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 41,470 | $1,515,000 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 73,201 | $1,513,000 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 63,955 | $1,511,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 51,164 | $1,506,000 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 132,496 | $1,504,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A721 | AAA CLO FLTNG RT | 58,639 | $1,504,000 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,946 | $1,500,000 | dollars as filed | |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 1,417,000 | $1,500,000 | dollars as filed | principal |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 29,280 | $1,497,000 | dollars as filed | |
| CONCENTRA GROUP HOLDINGS PAR | 20603L102 | COMMON STOCK | 75,687 | $1,497,000 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 61,437 | $1,493,000 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 309,921 | $1,491,000 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 112,517 | $1,482,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 38,188 | $1,482,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 260,356 | $1,482,000 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 200,207 | $1,482,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 159,871 | $1,481,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 21,853 | $1,479,000 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 35,303 | $1,477,000 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 81,807 | $1,474,000 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 42,769 | $1,473,000 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 39,386 | $1,470,000 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 81,669 | $1,469,000 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 40,816 | $1,468,000 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 65,488 | $1,468,000 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 27,055 | $1,467,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 400,000 | $1,464,000 | dollars as filed | call |
| SANMINA CORP COM | 801056102 | Stock | 19,295 | $1,460,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 173,120 | $1,459,000 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 82,200 | $1,457,000 | dollars as filed | call |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 16,115 | $1,454,000 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 82,267 | $1,453,000 | dollars as filed | |
| LANDBRIDGE COMPANY LLC | 514952100 | CL A | 22,454 | $1,451,000 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 137,000 | $1,448,000 | dollars as filed | call |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 38,692 | $1,447,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 18,908 | $1,446,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 22,353 | $1,443,000 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 15,847 | $1,440,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 39,320 | $1,440,000 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 260,000 | $1,440,000 | dollars as filed | call |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 113,897 | $1,439,000 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 55,428 | $1,438,000 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 135,236 | $1,438,000 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 31,089 | $1,437,000 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 47,192 | $1,432,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 17,017 | $1,430,000 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 73,760 | $1,422,000 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 50,596 | $1,422,000 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 92,892 | $1,421,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 17,183 | $1,420,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 358,739 | $1,418,000 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 22,130 | $1,418,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 15,969 | $1,413,000 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 31,871 | $1,410,000 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 93,010 | $1,410,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 79,171 | $1,409,000 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 51,660 | $1,409,000 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 74,205 | $1,408,000 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 12,582 | $1,407,000 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 37,879 | $1,403,000 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 1,156,000 | $1,402,000 | dollars as filed | principal |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 148,812 | $1,401,000 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 270,819 | $1,400,000 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 9,024 | $1,399,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 40,000 | $1,398,000 | dollars as filed | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 28,200 | $1,395,000 | dollars as filed | put |
| MAXLINEAR INC | 57776J100 | COM | 70,460 | $1,394,000 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 45,465 | $1,391,000 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 20,511 | $1,391,000 | dollars as filed | |
| GMS INC | 36251C103 | COM | 16,394 | $1,391,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 29,076 | $1,389,000 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 28,451 | $1,384,000 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 22,639 | $1,383,000 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 39,772 | $1,380,000 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 14,383 | $1,379,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 91,958 | $1,379,000 | dollars as filed | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 139,538 | $1,378,000 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 18,931 | $1,375,000 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 43,163 | $1,368,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 30,648 | $1,366,000 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 152,676 | $1,366,000 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 39,091 | $1,360,000 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 3,751 | $1,358,000 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 34,020 | $1,353,000 | dollars as filed | |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 729,000 | $1,350,000 | dollars as filed | principal |
| Surmodics Inc | 868873100 | Common Stock | 34,020 | $1,348,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 253,221 | $1,345,000 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 30,246 | $1,339,000 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 32,861 | $1,338,000 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 80,341 | $1,338,000 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 43,405 | $1,337,000 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 29,947 | $1,334,000 | dollars as filed | |
| GRAIL INC | 384747101 | COM | 74,818 | $1,334,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 36,464 | $1,333,000 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 60,951 | $1,330,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 5,109 | $1,330,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 24,245 | $1,330,000 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 28,847 | $1,327,000 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 73,368 | $1,322,000 | dollars as filed | |
| JPMORGAN INTERNATIONAL VALUE ETF | 46654Q757 | COM | 23,911 | $1,319,000 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 73,772 | $1,309,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 59,862 | $1,307,000 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 187,625 | $1,306,000 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 115,710 | $1,306,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 26,617 | $1,303,000 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 22,835 | $1,303,000 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 17,257 | $1,296,000 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 1,395,000 | $1,296,000 | dollars as filed | principal |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 85,431 | $1,295,000 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 64,854 | $1,292,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 1,173,000 | $1,292,000 | dollars as filed | principal |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 50,662 | $1,285,000 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 536,648 | $1,283,000 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 14,615 | $1,283,000 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 28,531 | $1,282,000 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 39,398 | $1,282,000 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 18,245 | $1,281,000 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 9,059 | $1,280,000 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 53,631 | $1,278,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 152,425 | $1,277,000 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 67,045 | $1,273,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 14,049 | $1,269,000 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 26,279 | $1,268,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 92,026 | $1,265,000 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 850,000 | $1,265,000 | dollars as filed | principal |
| Micron Technology,Inc. | 595112103 | COM | 15,000 | $1,262,000 | dollars as filed | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 38,809 | $1,261,000 | dollars as filed | |
| EVERUS CONSTR GROUP COM | 300426103 | Stock | 19,150 | $1,259,000 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 98,617 | $1,256,000 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 33,600 | $1,255,000 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,885 | $1,252,000 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 27,921 | $1,251,000 | dollars as filed | |
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 1,066,000 | $1,250,000 | dollars as filed | principal |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 52,464 | $1,247,000 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 115,720 | $1,245,000 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,875 | $1,242,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 396,841 | $1,242,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 23,912 | $1,241,000 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 62,593 | $1,237,000 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 15,994 | $1,236,000 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 22,475 | $1,236,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 11,700 | $1,236,000 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430HAC6 | NOTE 5.000%12/1 | 12,363,301 | $1,236,000 | dollars as filed | principal |
| UPSTARTHLDGSINC | 91680M107 | STOK | 19,999 | $1,230,000 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 29,103 | $1,230,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 62,980 | $1,228,000 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 78,660 | $1,227,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 17,819 | $1,224,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 25,212 | $1,221,000 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 34,857 | $1,221,000 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 46,807 | $1,217,000 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 14,350 | $1,216,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 14,076 | $1,216,000 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 1,008,000 | $1,216,000 | dollars as filed | principal |
| HEALTH CATALYST INC | 42225T107 | COM | 171,898 | $1,215,000 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 55,291 | $1,214,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U695 | FT VEST U.S EQT | 34,705 | $1,214,000 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 139,261 | $1,212,000 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 39,116 | $1,212,000 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 245,676 | $1,211,000 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 55,596 | $1,210,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 313,249 | $1,209,000 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 15,297 | $1,209,000 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 419,195 | $1,208,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 53,740 | $1,208,000 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 177,167 | $1,208,000 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 9,640 | $1,207,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072687 | AVANTIS SHFXDINC | 26,147 | $1,207,000 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 31,062 | $1,204,000 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 55,328 | $1,204,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 17,000 | $1,204,000 | dollars as filed | call |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 37,645 | $1,202,000 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 68,042 | $1,201,000 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 112,684 | $1,198,000 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 72,347 | $1,195,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 30,085 | $1,195,000 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 57,913 | $1,195,000 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 406,991 | $1,193,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 23,782 | $1,192,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q682 | FUN LAR COR ETF | 21,213 | $1,190,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 56,346 | $1,189,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 28,033 | $1,186,000 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 14,373 | $1,185,000 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 26,108 | $1,184,000 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 34,291 | $1,184,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 20,180 | $1,182,000 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 21,854 | $1,179,000 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 92,190 | $1,176,000 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 71,445 | $1,176,000 | dollars as filed | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 38,459 | $1,176,000 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 66,178 | $1,175,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 16,200 | $1,173,000 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 88,070 | $1,170,000 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 21,848 | $1,168,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 138,191 | $1,168,000 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 215,300 | $1,167,000 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 15,292 | $1,165,000 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 14,505 | $1,160,000 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 89,015 | $1,158,000 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 67,236 | $1,157,000 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 28,755 | $1,156,000 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 46,070 | $1,149,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 18,088 | $1,145,000 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 36,604 | $1,145,000 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 59,579 | $1,145,000 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 33,525 | $1,143,000 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 129,251 | $1,141,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 21,909 | $1,141,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 111,715 | $1,140,000 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 18,407 | $1,139,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,086,000 | $1,137,000 | dollars as filed | principal |
| QXO INC COM NEW | 82846H405 | Stock | 71,440 | $1,136,000 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 137,373 | $1,134,000 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 10,627 | $1,134,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 30,956 | $1,134,000 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 35,812 | $1,133,000 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 80,000 | $1,132,000 | dollars as filed | put |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 21,153 | $1,130,000 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 54,013 | $1,129,000 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 34,343 | $1,129,000 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 36,064 | $1,129,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 55,285 | $1,124,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 466,092 | $1,123,000 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 10,087 | $1,123,000 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 168,482 | $1,122,000 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 17,978 | $1,122,000 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 13,697 | $1,121,000 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 44,711 | $1,120,000 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 186,173 | $1,112,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 137,438 | $1,112,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 27,955 | $1,111,000 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 43,569 | $1,111,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 52,763 | $1,110,000 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 1,170,000 | $1,109,000 | dollars as filed | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 20,214 | $1,108,000 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 82,613 | $1,108,000 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 9,577 | $1,107,000 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 17,263 | $1,107,000 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 9,600 | $1,106,000 | dollars as filed | call |
| INVESCO | 46138J528 | EXCHANGE TRADED | 45,136 | $1,106,000 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 48,105 | $1,103,000 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 55,173 | $1,100,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 46,575 | $1,099,000 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 60,058 | $1,097,000 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 12,818 | $1,096,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 71,722 | $1,095,000 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 88,068 | $1,095,000 | dollars as filed | |
| TCW ETF TRUST | 29287L700 | FLEXIBLE INCOME | 28,300 | $1,095,000 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 20,760 | $1,094,000 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 81,358 | $1,089,000 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 13,036 | $1,089,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 20,363 | $1,089,000 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 2,241,560 | $1,087,000 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,600 | $1,085,000 | dollars as filed | put |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 8,979 | $1,082,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 39,525 | $1,082,000 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 26,756 | $1,081,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 28,788 | $1,080,000 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 20,935 | $1,078,000 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 35,468 | $1,078,000 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 16,296 | $1,077,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 24,292 | $1,076,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 103,699 | $1,074,000 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 46,448 | $1,074,000 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 34,900 | $1,072,000 | dollars as filed | call |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 120,480 | $1,070,000 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 154,376 | $1,068,000 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 16,539 | $1,066,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 94,771 | $1,066,000 | dollars as filed | |
| Fidelity Enhanced Large Cap Growth ETF | 31609A305 | SHS | 30,094 | $1,064,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 24,900 | $1,064,000 | dollars as filed | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 28,632 | $1,062,000 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 104,141 | $1,061,000 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 104,558 | $1,060,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 167,674 | $1,055,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 20,217 | $1,055,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 17,988 | $1,055,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-004660 | this filing | 2025-02-14 | acceptance time not in the bulk data set |