13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-14, with 7,051 holding rows worth $500,524,095,000.
- Accession
- 0001140361-25-004660
- Filer
- CIK 1000275
- Filed
- 2025-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 25,480 entries on the cover page, a total value of $500,524,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $500,524,095,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRBC Europe Ltd028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 821,713 | $16,015,000 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 350,229 | $15,960,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 356,500 | $15,953,000 | dollars as filed | put |
| ARAMARK COM | 03852U106 | Stock | 426,592 | $15,916,000 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 269,597 | $15,850,000 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 788,353 | $15,839,000 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 138,218 | $15,823,000 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 57,077 | $15,822,000 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 484,500 | $15,809,000 | dollars as filed | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 493,399 | $15,765,000 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 276,545 | $15,735,000 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 326,007 | $15,717,000 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 1,069,417 | $15,710,000 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 188,869 | $15,691,000 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 653,677 | $15,669,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 365,965 | $15,646,000 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 118,000 | $15,620,000 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 287,235 | $15,600,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 287,716 | $15,574,000 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 600,051 | $15,562,000 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 490,955 | $15,558,000 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 84,004 | $15,532,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,483,041 | $15,513,000 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 846,500 | $15,483,000 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 182,978 | $15,459,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 285,037 | $15,458,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 207,461 | $15,454,000 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 363,600 | $15,373,000 | dollars as filed | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 755,721 | $15,333,000 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 365,148 | $15,293,000 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 755,447 | $15,261,000 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 500,500 | $15,235,000 | dollars as filed | call |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 88,300 | $15,151,000 | dollars as filed | call |
| CERTARA INC COM | 15687V109 | Stock | 1,421,675 | $15,141,000 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 921,731 | $15,116,000 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 91,056 | $15,099,000 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 453,142 | $15,090,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y201 | MUN INM ETF | 560,411 | $15,087,000 | dollars as filed | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 225,194 | $15,036,000 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 1,043,273 | $15,003,000 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 369,001 | $14,997,000 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 221,408 | $14,983,000 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 261,204 | $14,972,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 456,044 | $14,940,000 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 151,096 | $14,938,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 644,777 | $14,900,000 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 35,000 | $14,893,000 | dollars as filed | call |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 215,990 | $14,890,000 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 103,355 | $14,888,000 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 540,139 | $14,876,000 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 258,497 | $14,817,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 208,901 | $14,747,000 | dollars as filed | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 166,258 | $14,707,000 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 434,185 | $14,685,000 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 539,797 | $14,661,000 | dollars as filed | |
| ISHARES TR | 46438G653 | IBONDS DEC 2034 | 573,447 | $14,594,000 | dollars as filed | |
| Intel Corp | 458140100 | COM | 725,900 | $14,554,000 | dollars as filed | call |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 408,811 | $14,554,000 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 14,616,000 | $14,504,000 | dollars as filed | principal |
| INCYTE CORP COM | 45337C102 | Stock | 209,479 | $14,468,000 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 124,764 | $14,463,000 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 98,715 | $14,432,000 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 480,438 | $14,379,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 190,000 | $14,377,000 | dollars as filed | put |
| T-Mobile US,Inc. | 872590104 | COM | 65,000 | $14,347,000 | dollars as filed | call |
| RALPH LAUREN CORP | 751212101 | CL A | 62,081 | $14,340,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 605,445 | $14,337,000 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 100,309 | $14,333,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 75,600 | $14,311,000 | dollars as filed | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 341,200 | $14,269,000 | dollars as filed | call |
| SPDW | 78463X889 | COM | 417,933 | $14,264,000 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 111,824 | $14,209,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 1,100,000 | $14,190,000 | dollars as filed | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 135,666 | $14,178,000 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 91,530 | $14,173,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 306,787 | $14,133,000 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 389,087 | $14,132,000 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 448,549 | $14,071,000 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 65,792 | $14,055,000 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 1,538,807 | $14,002,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 134,229 | $13,999,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 512,712 | $13,986,000 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 345,000 | $13,983,000 | dollars as filed | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 210,760 | $13,982,000 | dollars as filed | |
| BUNGE GLOBAL SA COM SHS | H11356104 | Stock | 179,705 | $13,974,000 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 188,417 | $13,946,000 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 498,413 | $13,936,000 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 134,692 | $13,863,000 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 318,442 | $13,833,000 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 13,985,000 | $13,818,000 | dollars as filed | principal |
| CHURCHILL DOWNS INC | 171484108 | COM | 103,402 | $13,809,000 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 50,000 | $13,807,000 | dollars as filed | call |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 146,906 | $13,762,000 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 380,225 | $13,760,000 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 200,678 | $13,734,000 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 164,426 | $13,733,000 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 157,200 | $13,728,000 | dollars as filed | call |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 11,048,000 | $13,705,000 | dollars as filed | principal |
| PINNACLE WEST CAP CORP | 723484101 | COM | 161,605 | $13,700,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 114,769 | $13,696,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 448,166 | $13,678,000 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 95,313 | $13,639,000 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 401,819 | $13,621,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 136,800 | $13,618,000 | dollars as filed | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 40,000 | $13,597,000 | dollars as filed | call |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 582,795 | $13,591,000 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 233,405 | $13,589,000 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 754,823 | $13,587,000 | dollars as filed | |
| AUTOLIV INC | 052800109 | COM | 144,844 | $13,584,000 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 157,073 | $13,568,000 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 140,000 | $13,553,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 328,399 | $13,550,000 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 540,846 | $13,548,000 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 222,739 | $13,532,000 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 127,847 | $13,528,000 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 248,139 | $13,518,000 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 5,218,294 | $13,462,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 577,025 | $13,428,000 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 97,300 | $13,415,000 | dollars as filed | call |
| AAON INC | 000360206 | COM PAR $0.004 | 113,802 | $13,391,000 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 984,522 | $13,380,000 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 270,833 | $13,358,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 136,081 | $13,324,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D820 | FT VEST SMID | 619,107 | $13,320,000 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 32,938 | $13,308,000 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 125,389 | $13,301,000 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 550,233 | $13,288,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 680,800 | $13,281,000 | dollars as filed | |
| TORO CO | 891092108 | COM | 165,522 | $13,258,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 350,870 | $13,255,000 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 243,600 | $13,201,000 | dollars as filed | call |
| SKYWARD SPECIALTY INS GROUP | 830940102 | COM | 260,326 | $13,157,000 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 121,523 | $13,132,000 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 681,254 | $13,094,000 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 187,202 | $13,091,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 128,672 | $13,090,000 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 57,071 | $13,059,000 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 264,038 | $13,054,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 385,317 | $13,020,000 | dollars as filed | |
| AMENTUM HOLDINGS INC COM | 023939101 | Stock | 618,903 | $13,015,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 796,293 | $13,012,000 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 91,257 | $12,970,000 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 41,614 | $12,955,000 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 243,876 | $12,890,000 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 170,000 | $12,867,000 | dollars as filed | call |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 69,490 | $12,835,000 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 336,000 | $12,795,000 | dollars as filed | call |
| REDDIT INC CL A | 75734B100 | Stock | 78,274 | $12,793,000 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 464,100 | $12,773,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 12,404,000 | $12,732,000 | dollars as filed | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 184,072 | $12,708,000 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,267,962 | $12,705,000 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 118,144 | $12,620,000 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 35,546 | $12,614,000 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 100,000 | $12,603,000 | dollars as filed | call |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 266,292 | $12,562,000 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 216,560 | $12,558,000 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 395,539 | $12,542,000 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 428,724 | $12,515,000 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 181,207 | $12,446,000 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 774,629 | $12,433,000 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 153,411 | $12,429,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 51,300 | $12,423,000 | dollars as filed | call |
| Booking Holdings Inc. | 09857L108 | COM | 2,500 | $12,421,000 | dollars as filed | call |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 158,342 | $12,413,000 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 50,288 | $12,409,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 124,500 | $12,394,000 | dollars as filed | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 307,830 | $12,386,000 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 354,564 | $12,322,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 264,106 | $12,291,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 239,564 | $12,283,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 248,522 | $12,280,000 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,086,534 | $12,256,000 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 530,432 | $12,247,000 | dollars as filed | |
| VIPER ENERGY INC | 927959106 | CL A | 249,215 | $12,229,000 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 491,766 | $12,127,000 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 709,684 | $12,101,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 177,753 | $12,097,000 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 138,748 | $12,082,000 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 550,146 | $12,061,000 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 53,007 | $11,982,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 267,500 | $11,971,000 | dollars as filed | call |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 32,400 | $11,967,000 | dollars as filed | call |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 664,868 | $11,961,000 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 275,336 | $11,953,000 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 351,267 | $11,939,000 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 765,600 | $11,867,000 | dollars as filed | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 782,500 | $11,855,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 163,366 | $11,854,000 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 150,000 | $11,840,000 | dollars as filed | call |
| HARBOR ETF TRUST | 41151J406 | LONG TERM GROWER | 434,413 | $11,820,000 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 43,490 | $11,805,000 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,255,707 | $11,803,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 383,437 | $11,802,000 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 52,131 | $11,765,000 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 220,815 | $11,733,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 353,119 | $11,727,000 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 123,543 | $11,703,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 216,341 | $11,699,000 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 198,300 | $11,662,000 | dollars as filed | call |
| FOX CORP CL A COM | 35137L105 | Stock | 239,983 | $11,658,000 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 210,266 | $11,623,000 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 69,813 | $11,618,000 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 32,922 | $11,616,000 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 482,506 | $11,610,000 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 32,000 | $11,608,000 | dollars as filed | call |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 12,374,000 | $11,606,000 | dollars as filed | principal |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 522,691 | $11,602,000 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 40,000 | $11,596,000 | dollars as filed | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 429,297 | $11,595,000 | dollars as filed | |
| KBHOME | 48666K109 | COM | 176,213 | $11,581,000 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 15,000 | $11,580,000 | dollars as filed | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 189,709 | $11,553,000 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 247,948 | $11,543,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y409 | SHORT DURATION | 449,110 | $11,515,000 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 300,000 | $11,502,000 | dollars as filed | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 331,344 | $11,488,000 | dollars as filed | |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 303,079 | $11,457,000 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,061,337 | $11,388,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 150,000 | $11,351,000 | dollars as filed | call |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 491,464 | $11,344,000 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 2,041,798 | $11,312,000 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,202,720 | $11,306,000 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 67,500 | $11,248,000 | dollars as filed | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 89,068 | $11,243,000 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,156,538 | $11,193,000 | dollars as filed | |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 11,345,000 | $11,106,000 | dollars as filed | principal |
| Charles Schwab Corp | 808513105 | COM | 150,000 | $11,102,000 | dollars as filed | put |
| TEGNA INC COM | 87901J105 | Stock | 606,914 | $11,100,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 245,940 | $11,077,000 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 196,262 | $11,060,000 | dollars as filed | |
| VANGUARD CORE PLUS BOND ETF | 922020755 | ETF | 145,274 | $11,040,000 | dollars as filed | |
| SEAGATE HDD CAYMAN | 81180WBL4 | NOTE 3.500% 6/0 | 9,169,000 | $11,002,000 | dollars as filed | principal |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 626,986 | $10,985,000 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 193,457 | $10,979,000 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 94,969 | $10,979,000 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 505,024 | $10,969,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 103,000 | $10,952,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 372,523 | $10,915,000 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,569,751 | $10,910,000 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 90,300 | $10,907,000 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 449,176 | $10,899,000 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 66,406 | $10,877,000 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 476,087 | $10,860,000 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 749,959 | $10,859,000 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 884,773 | $10,830,000 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 257,827 | $10,829,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 295,349 | $10,798,000 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 886,972 | $10,795,000 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 46,500 | $10,781,000 | dollars as filed | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 567,597 | $10,754,000 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 112,991 | $10,746,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 120,917 | $10,720,000 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 668,668 | $10,691,000 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 235,064 | $10,642,000 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 126,134 | $10,633,000 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 109,720 | $10,614,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 317,414 | $10,608,000 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 486,428 | $10,575,000 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 117,100 | $10,546,000 | dollars as filed | call |
| ROBINHOOD MKTS INC | 770700102 | COM | 282,900 | $10,541,000 | dollars as filed | put |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 218,694 | $10,530,000 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 329,703 | $10,482,000 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 186,884 | $10,471,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 604,355 | $10,455,000 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 251,500 | $10,455,000 | dollars as filed | call |
| MAIN STR CAP CORP | 56035L104 | COM | 178,386 | $10,450,000 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 381,065 | $10,441,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 295,447 | $10,422,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 128,089 | $10,419,000 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 243,100 | $10,388,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 222,253 | $10,377,000 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 170,878 | $10,369,000 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 962,042 | $10,362,000 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 112,441 | $10,360,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,265,590 | $10,340,000 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 58,051 | $10,331,000 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 114,500 | $10,312,000 | dollars as filed | put |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 323,021 | $10,311,000 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 108,495 | $10,306,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 7,400,000 | $10,301,000 | dollars as filed | principal |
| VICTORY PORTFOLIOS II | 92647P126 | VICT WES U S ETF | 255,303 | $10,271,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 132,240 | $10,240,000 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 766,667 | $10,212,000 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 329,521 | $10,182,000 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 297,026 | $10,160,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 537,596 | $10,120,000 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,785 | $10,111,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 164,198 | $10,102,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,271,308 | $10,061,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 188,500 | $10,055,000 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 53,566 | $10,041,000 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 215,113 | $10,029,000 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,106,318 | $10,020,000 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 91,179 | $9,984,000 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 311,592 | $9,955,000 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 124,318 | $9,944,000 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 453,624 | $9,936,000 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 382,221 | $9,908,000 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 40,000 | $9,872,000 | dollars as filed | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,452,701 | $9,859,000 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 168,777 | $9,850,000 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 75,673 | $9,832,000 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 244,388 | $9,831,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 176,958 | $9,830,000 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 419,864 | $9,816,000 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 323,543 | $9,781,000 | dollars as filed | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 342,702 | $9,772,000 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 160,155 | $9,768,000 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 490,789 | $9,762,000 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 99,800 | $9,735,000 | dollars as filed | put |
| ISHARES TR | 464288620 | SHS | 193,505 | $9,729,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 128,352 | $9,718,000 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 357,197 | $9,701,000 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 153,500 | $9,678,000 | dollars as filed | put |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 46,000 | $9,673,000 | dollars as filed | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 253,367 | $9,672,000 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 210,214 | $9,643,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 377,600 | $9,637,000 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 448,592 | $9,600,000 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 111,045 | $9,592,000 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 156,726 | $9,570,000 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 142,999 | $9,558,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 173,680 | $9,554,000 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 192,279 | $9,540,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 420,604 | $9,539,000 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 73,451 | $9,533,000 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 175,805 | $9,527,000 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 118,022 | $9,517,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 635,017 | $9,494,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 298,480 | $9,494,000 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 144,375 | $9,450,000 | dollars as filed | |
| TALEN ENERGY CORP COM | 87422Q109 | Stock | 46,829 | $9,434,000 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,062,051 | $9,422,000 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 672,782 | $9,413,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 566,014 | $9,413,000 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 243,044 | $9,395,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,050,304 | $9,368,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 197,350 | $9,363,000 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 100,289 | $9,346,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 968,903 | $9,320,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 62,725 | $9,318,000 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 110,500 | $9,300,000 | dollars as filed | put |
| IRENLTDF | Q4982L109 | STOK | 946,781 | $9,297,000 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 67,867 | $9,293,000 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 253,245 | $9,289,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 547,920 | $9,259,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,100 | $9,255,000 | dollars as filed | put |
| VALMONT INDS INC COM | 920253101 | Stock | 30,122 | $9,238,000 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 176,649 | $9,238,000 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 251,346 | $9,237,000 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 400,000 | $9,232,000 | dollars as filed | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 530,127 | $9,182,000 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 876,514 | $9,169,000 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 600,554 | $9,164,000 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 536,042 | $9,155,000 | dollars as filed | |
| CAPITAL GROUP GLOBAL EQUITY | 14020R107 | SHS | 358,789 | $9,152,000 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 37,085 | $9,150,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416870 | HART DI EQUI ETF | 161,825 | $9,142,000 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 255,863 | $9,132,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,099,948 | $9,108,000 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 402,862 | $9,100,000 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 202,200 | $9,077,000 | dollars as filed | put |
| Uber Technologies | 90353T100 | COM | 150,200 | $9,060,000 | dollars as filed | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 57,619 | $9,045,000 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 495,179 | $9,028,000 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 7,090,000 | $9,012,000 | dollars as filed | principal |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N525 | MBS ETF | 181,115 | $9,000,000 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 7,681,000 | $8,991,000 | dollars as filed | principal |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 123,744 | $8,988,000 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 55,960 | $8,982,000 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 737,515 | $8,976,000 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 193,228 | $8,944,000 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 735,969 | $8,934,000 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 68,412 | $8,920,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 135,684 | $8,919,000 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 432,273 | $8,891,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 157,883 | $8,882,000 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 181,008 | $8,855,000 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 80,933 | $8,844,000 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 75,091 | $8,806,000 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,055,545 | $8,804,000 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 357,789 | $8,794,000 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 172,593 | $8,787,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 8,652,000 | $8,777,000 | dollars as filed | principal |
| PERRIGO CO PLC SHS | G97822103 | Stock | 340,968 | $8,766,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 420,737 | $8,713,000 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 134,605 | $8,707,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 8,626,000 | $8,676,000 | dollars as filed | principal |
| UGI CORP NEW COM | 902681105 | Stock | 306,142 | $8,644,000 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 184,683 | $8,642,000 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 152,905 | $8,641,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 155,613 | $8,631,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 171,870 | $8,628,000 | dollars as filed | |
| ABRDN ASIA PACIFIC INCOME FU | 003009867 | COM NEW | 586,085 | $8,627,000 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 881,773 | $8,615,000 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 680,275 | $8,606,000 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 394,553 | $8,597,000 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 15,000 | $8,589,000 | dollars as filed | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 115,901 | $8,581,000 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 655,906 | $8,559,000 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 102,999 | $8,554,000 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 217,787 | $8,547,000 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 20,724 | $8,542,000 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 148,497 | $8,542,000 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 535,207 | $8,521,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 225,000 | $8,500,000 | dollars as filed | put |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 209,778 | $8,494,000 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 107,444 | $8,491,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 128,346 | $8,485,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 117,013 | $8,485,000 | dollars as filed | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 132,865 | $8,470,000 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 125,341 | $8,461,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 36,300 | $8,451,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 120,150 | $8,448,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 148,282 | $8,434,000 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 94,424 | $8,424,000 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 581,102 | $8,420,000 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 8,741,000 | $8,413,000 | dollars as filed | principal |
| OTTER TAIL CORP | 689648103 | COM | 113,672 | $8,394,000 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 263,922 | $8,382,000 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 90,465 | $8,358,000 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 162,500 | $8,351,000 | dollars as filed | put |
| MUELLER INDS INC COM | 624756102 | Stock | 105,090 | $8,341,000 | dollars as filed | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 604,194 | $8,338,000 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 98,329 | $8,314,000 | dollars as filed | |
| MAGNERA CORP | 55939A107 | COMMON STOCK | 457,467 | $8,312,000 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 46,276 | $8,302,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 121,041 | $8,287,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 808,118 | $8,283,000 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 322,033 | $8,273,000 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 245,483 | $8,270,000 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 60,586 | $8,269,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 35,500 | $8,265,000 | dollars as filed | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 32,640 | $8,263,000 | dollars as filed | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 161,654 | $8,261,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 197,186 | $8,259,000 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 465,381 | $8,256,000 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 261,591 | $8,248,000 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 362,013 | $8,224,000 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 88,200 | $8,220,000 | dollars as filed | call |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 332,035 | $8,189,000 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 888,642 | $8,185,000 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 212,356 | $8,161,000 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 515,209 | $8,156,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 163,902 | $8,155,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 127,266 | $8,152,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 409,841 | $8,131,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 311,749 | $8,124,000 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 152,986 | $8,114,000 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 441,362 | $8,113,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 30,409 | $8,110,000 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 67,867 | $8,085,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 309,117 | $8,083,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 594,537 | $8,056,000 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 69,900 | $8,055,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 69,280 | $8,052,000 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 74,479 | $8,050,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 137,479 | $8,045,000 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 18,017 | $8,040,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 209,088 | $8,021,000 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 497,562 | $8,020,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 130,000 | $8,008,000 | dollars as filed | call |
| NextEra Energy,Inc. | 65339F101 | COM | 111,000 | $7,958,000 | dollars as filed | put |
| NextEra Energy,Inc. | 65339F101 | COM | 111,000 | $7,958,000 | dollars as filed | call |
| BIO RAD LABS INC | 090572207 | CL A | 24,210 | $7,954,000 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 218,069 | $7,953,000 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 74,084 | $7,943,000 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 113,242 | $7,913,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 283,760 | $7,912,000 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 56,182 | $7,909,000 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 195,000 | $7,903,000 | dollars as filed | call |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 102,201 | $7,892,000 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 254,206 | $7,880,000 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 83,922 | $7,844,000 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 71,834 | $7,844,000 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 136,500 | $7,842,000 | dollars as filed | call |
| EATON VANCE TOTAL RETURN BOND ETF | 61774R841 | ETF | 157,015 | $7,829,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 176,183 | $7,809,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 7,382,000 | $7,807,000 | dollars as filed | principal |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 121,616 | $7,806,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 287,843 | $7,781,000 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 201,942 | $7,777,000 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 128,432 | $7,766,000 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 149,843 | $7,751,000 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 218,383 | $7,724,000 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 298,784 | $7,717,000 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 30,930 | $7,696,000 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 149,536 | $7,692,000 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 210,938 | $7,688,000 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 609,052 | $7,655,000 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 120,000 | $7,652,000 | dollars as filed | put |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 504,746 | $7,632,000 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 238,050 | $7,632,000 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 203,922 | $7,631,000 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 382,500 | $7,608,000 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 199,604 | $7,592,000 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 15,118 | $7,586,000 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 109,438 | $7,581,000 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 100,932 | $7,577,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-25-004660 | this filing | 2025-02-14 | acceptance time not in the bulk data set |