13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 6,980 holding rows worth $489,789,593,000.
- Accession
- 0001140361-24-046848
- Filer
- CIK 1000275
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 28,210 entries on the cover page, a total value of $489,789,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,789,593,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LUNA INNOVATIONS INC | 550351100 | COM | 11,700 | $27,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 11,377 | $27,000 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 963 | $26,000 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 1,290 | $26,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 9,139 | $26,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 900 | $26,000 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,541 | $26,000 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 268 | $26,000 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $26,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 1,500 | $26,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 5,295 | $26,000 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,134 | $26,000 | dollars as filed | |
| EA SERIES TRUST | 02072L193 | INTE ALPH AT ETF | 1,000 | $26,000 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 4,887 | $26,000 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 4,665 | $26,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 3,233 | $26,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 1,125 | $26,000 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 2,747 | $25,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 2,681 | $25,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 4,860 | $25,000 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 524 | $25,000 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 13,540 | $25,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,291 | $25,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 8,700 | $25,000 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 6,845 | $25,000 | dollars as filed | |
| GLOBAL X FDS | 37960A438 | 1 3 MO T BI ET | 252 | $25,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 971 | $25,000 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 3,097 | $25,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 40,580 | $25,000 | dollars as filed | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 25,000 | $25,000 | dollars as filed | principal |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,000 | $25,000 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 31,137 | $25,000 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 3,647 | $24,000 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 18,682 | $24,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 556 | $24,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 878 | $24,000 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 4,831 | $24,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 658 | $24,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 12,779 | $24,000 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 4,358 | $24,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 987 | $24,000 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 2,848 | $23,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 5,898 | $23,000 | dollars as filed | |
| ALUMIS INC | 022307102 | COM | 2,154 | $23,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 4,465 | $23,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 16,706 | $23,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 4,491 | $23,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,392 | $23,000 | dollars as filed | |
| KORRO BIO INC | 500946108 | COMMON STOCK | 678 | $23,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 5,247 | $23,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 12,908 | $23,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 325 | $23,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 712 | $23,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 10,901 | $23,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 4,140 | $23,000 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 13,692 | $23,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 4,576 | $23,000 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 12,572 | $23,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,186 | $22,000 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 4,019 | $22,000 | dollars as filed | |
| CONTINEUM THERAPEUTICS INC CL A | 21217B100 | Stock | 1,223 | $22,000 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 3,831 | $22,000 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 997 | $22,000 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 2,865 | $22,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 3,725 | $22,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,156 | $22,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 407 | $22,000 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $22,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,347 | $22,000 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 6,242 | $22,000 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 674 | $22,000 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 324 | $22,000 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,553 | $22,000 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 3,887 | $22,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 860 | $22,000 | dollars as filed | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 7,283 | $22,000 | dollars as filed | |
| ZEEKR INTELLIGENT TECHNOLOGY | 98923K103 | SPON ADS | 965 | $22,000 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 37,497 | $22,000 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 3,319 | $22,000 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11,455 | $22,000 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 7,692 | $22,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H782 | KURV YIELD PREM | 848 | $22,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 3,076 | $21,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 15,945 | $21,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 100 | $21,000 | dollars as filed | call |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 12,179 | $21,000 | dollars as filed | |
| NUVEEN CHURCHILL DIRECT LEND | 67090S108 | COM SHS | 1,200 | $21,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 6,027 | $21,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 550 | $21,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 700 | $21,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 2,066 | $21,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 1,245 | $21,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 3,684 | $21,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $21,000 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 1,555 | $21,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,975 | $21,000 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 4,573 | $21,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 9,403 | $21,000 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 708 | $20,000 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 2,020 | $20,000 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 6,924 | $20,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 1,000 | $20,000 | dollars as filed | call |
| FREEDOM HOLDING CORP | 356390104 | COM | 208 | $20,000 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 741 | $20,000 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 6,041 | $20,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 11,151 | $20,000 | dollars as filed | |
| WEBTOON ENTMT INC | 94845U105 | COM | 1,825 | $20,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 7,879 | $20,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 21,692 | $20,000 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 3,425 | $20,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A403 | QIM US LARGE VOL | 671 | $20,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 1,500 | $20,000 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 2,438 | $20,000 | dollars as filed | |
| ISHARES TR | 46436E155 | CMN | 289 | $20,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 551 | $20,000 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 13,255 | $20,000 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 10,972 | $20,000 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,363 | $19,000 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 2,441 | $19,000 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 10,812 | $19,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L859 | ALPHA CAP | 709 | $19,000 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 930 | $19,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 500 | $19,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,206 | $19,000 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 3,194 | $19,000 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 2,833 | $19,000 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 2,984 | $19,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $19,000 | dollars as filed | principal |
| NN INC | 629337106 | COM | 4,917 | $19,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 5,688 | $19,000 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 4,059 | $19,000 | dollars as filed | |
| VANGUARD SHORT-TERM TAX EXEMPT BOND ETF | 921935870 | ETF | 174 | $18,000 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 6,510 | $18,000 | dollars as filed | |
| GMO ETF TRUST | 90139K100 | US QUALITY ETF | 537 | $18,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,399 | $18,000 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,477 | $18,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 12,795 | $18,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 3,698 | $18,000 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,166 | $18,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 281 | $18,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 1,337 | $18,000 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 2,000 | $18,000 | dollars as filed | |
| ADAGENE INC | 005329107 | CMN | 8,300 | $18,000 | dollars as filed | |
| ALARUM TECHNOLOGIES LTD | 78643B500 | SPONSORD ADS NEW | 1,675 | $18,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,000 | $18,000 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,900 | $17,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 5,723 | $17,000 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 3,904 | $17,000 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 9,944 | $17,000 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 216 | $17,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $17,000 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 1,094 | $17,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 1,143 | $17,000 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 3,609 | $17,000 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 2,019 | $17,000 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 1,734 | $17,000 | dollars as filed | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 3,468 | $17,000 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 682 | $17,000 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,779 | $17,000 | dollars as filed | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 600 | $17,000 | dollars as filed | |
| FRACTYL HEALTH INC | 35168W103 | COM | 6,437 | $17,000 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 7,023 | $17,000 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 397 | $17,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 18,000 | $17,000 | dollars as filed | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 9,000 | $17,000 | dollars as filed | principal |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 30,530 | $17,000 | dollars as filed | |
| NULL | 032108854 | NULL | 3,783 | $17,000 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 3,009 | $16,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 7,196 | $16,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 3,618 | $16,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 2,639 | $16,000 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 6,485 | $16,000 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 11,972 | $16,000 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,070 | $16,000 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J729 | YIEL ENH EQU ETF | 614 | $16,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 144 | $16,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,477 | $16,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 3,510 | $16,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 268 | $16,000 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 2,515 | $16,000 | dollars as filed | |
| PACER FDS TR | 69374H329 | CMN | 763 | $16,000 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 5,778 | $16,000 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 22,777 | $16,000 | dollars as filed | |
| ISHARES TR | 46436E288 | INVT GRD CORP BD | 575 | $16,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F250 | VEST US EQUITY E | 500 | $16,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 19,664 | $16,000 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 1,131 | $16,000 | dollars as filed | |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 5,312 | $16,000 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 7,721 | $15,000 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 10,666 | $15,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,934 | $15,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,836 | $15,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T445 | INFRASTRCTUR CAP | 405 | $15,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 397 | $15,000 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 2,274 | $15,000 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 995 | $15,000 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,883 | $15,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 5,808 | $15,000 | dollars as filed | |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 596 | $15,000 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 2,147 | $15,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 3,028 | $15,000 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 2,198 | $15,000 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 3,930 | $15,000 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 1,321 | $15,000 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 8,370 | $15,000 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 4,353 | $15,000 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 3,930 | $15,000 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $15,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 342 | $15,000 | dollars as filed | |
| CAPITAL GROUP NEW GEOGRAPHY | 14021N105 | SHS | 575 | $15,000 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 292 | $15,000 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 8,242 | $15,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 800 | $15,000 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940108 | COM | 6,913 | $15,000 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 1,595 | $15,000 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 5,941 | $15,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 1,583 | $15,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 550 | $15,000 | dollars as filed | |
| ADVERUM BIOTECHNOLOGIES INC | 00773U207 | COM NEW | 2,146 | $15,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 793 | $15,000 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 11,312 | $15,000 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 5,086 | $14,000 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 3,868 | $14,000 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 13,415 | $14,000 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 1,775 | $14,000 | dollars as filed | |
| SMI 3FOURTEEN FULL-CYCLE TREND ETF | 26923N512 | ETF | 500 | $14,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 8,710 | $14,000 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 2,813 | $14,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 567 | $14,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 6,891 | $14,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 5,367 | $14,000 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 2,647 | $14,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 13,331 | $14,000 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,484 | $14,000 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 492 | $14,000 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H400 | COM | 4,501 | $14,000 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 19,523 | $14,000 | dollars as filed | |
| DBX ETF TR | 23306X407 | XTRACKRS S&P 100 | 446 | $14,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108573 | BLOOMBERG AI EQQ | 294 | $14,000 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 6,363 | $14,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 4,000 | $14,000 | dollars as filed | principal |
| QMMM HOLDINGS LTD | G7309R106 | COM | 2,217 | $14,000 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | 92840Q103 | COM | 24,925 | $14,000 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 100 | $13,000 | dollars as filed | call |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 4,350 | $13,000 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 200 | $13,000 | dollars as filed | call |
| ILLUMINA INC | 452327109 | COM | 100 | $13,000 | dollars as filed | put |
| EHEALTH INC | 28238P109 | COM | 3,217 | $13,000 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 3,932 | $13,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 12,714 | $13,000 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 25,295 | $13,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 1,672 | $13,000 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 2,522 | $13,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B207 | COMMON STOCK | 2,628 | $13,000 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,635 | $13,000 | dollars as filed | |
| SEAPORT ENTERTAINMENT GROUP | 812215200 | COMMON STOCK | 488 | $13,000 | dollars as filed | |
| KOLIBRI GLOBAL ENERGY INC | 50043K406 | COMMON STOCK | 4,116 | $13,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 701 | $13,000 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 1,820 | $13,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 293 | $13,000 | dollars as filed | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 256 | $13,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 304 | $13,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 9,127 | $13,000 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 204 | $13,000 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,867 | $13,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 961 | $13,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $13,000 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 575 | $13,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 457 | $13,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $13,000 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 550 | $13,000 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,121 | $13,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 400 | $13,000 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 2,954 | $13,000 | dollars as filed | |
| CALIBERCOS INC CL A NEW | 13000T109 | Stock | 20,979 | $13,000 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 2,553 | $13,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,000 | $13,000 | dollars as filed | principal |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 507 | $12,000 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,947 | $12,000 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 3,990 | $12,000 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 3,661 | $12,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 1,902 | $12,000 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 2,666 | $12,000 | dollars as filed | |
| GYRE THERAPEUTICS INC | 403783103 | COMMON STOCK | 964 | $12,000 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 1,690 | $12,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 248 | $12,000 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 774 | $12,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 2,286 | $12,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 900 | $12,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 504 | $12,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $12,000 | dollars as filed | |
| VanEck Bitcoin Trust | 92189K105 | SHS | 157 | $11,000 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 11,665 | $11,000 | dollars as filed | |
| KLAVIYO INC COM SER A | 49845K101 | Stock | 310 | $11,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC COM NEW | 00835Q202 | Stock | 3,151 | $11,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 10,824 | $11,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 4,279 | $11,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 226 | $11,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505475 | RANG NUCL RE ETF | 290 | $11,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 7,584 | $11,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 12,040 | $11,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 183 | $11,000 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 1,015 | $11,000 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 917 | $11,000 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 746 | $11,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 6,928 | $11,000 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 463 | $11,000 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $11,000 | dollars as filed | |
| CYBIN INC | 23256X407 | COM NEW | 1,284 | $11,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 437 | $11,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 357 | $11,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 528 | $11,000 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 14,944 | $11,000 | dollars as filed | |
| CERVOMED INC | 15713L109 | COM | 766 | $11,000 | dollars as filed | |
| TCW ETF TRUST | 29287L304 | TRAN SU CHAI ETF | 171 | $11,000 | dollars as filed | |
| PROSHARES TR | 74347G366 | SHRT RL EST FD | 710 | $11,000 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,000 | $11,000 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 8,451 | $11,000 | dollars as filed | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 10,000 | $11,000 | dollars as filed | principal |
| AFFIMED N V | N01045207 | COM | 3,254 | $11,000 | dollars as filed | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 1,603 | $11,000 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 3,269 | $10,000 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 2,328 | $10,000 | dollars as filed | |
| HAFNIA LTD SHS | G4233B109 | Stock | 1,408 | $10,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B527 | BAHL GA GROW ETF | 322 | $10,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 290 | $10,000 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 7,950 | $10,000 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $10,000 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 200 | $10,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,102 | $10,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 2,103 | $10,000 | dollars as filed | |
| KYVERNA THERAPEUTICS INC | 501976104 | COMMON STOCK | 2,061 | $10,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 9,921 | $10,000 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,581 | $10,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 2,022 | $10,000 | dollars as filed | |
| SUNRISE RLTY TR INC | 867981102 | COM | 671 | $10,000 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 4,227 | $10,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 2,008 | $10,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 13,040 | $10,000 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 555 | $10,000 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 2,592 | $10,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 395 | $10,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 2,036 | $10,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,147 | $10,000 | dollars as filed | |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 500 | $10,000 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 953 | $10,000 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 884 | $10,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 200 | $10,000 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 10,000 | $10,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 10,000 | $10,000 | dollars as filed | principal |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 6,223 | $10,000 | dollars as filed | |
| ADVISORS SER TR | 00770X261 | VEGTECH FOOD INN | 590 | $10,000 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 1,201 | $9,000 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 864 | $9,000 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 422 | $9,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 14,176 | $9,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 10,362 | $9,000 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,100 | $9,000 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 5,470 | $9,000 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 779 | $9,000 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 5,384 | $9,000 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 214 | $9,000 | dollars as filed | |
| BKV CORPORATION | 05603J108 | COMMON STOCK | 500 | $9,000 | dollars as filed | |
| Brentview Dividend Gr | 26922B469 | AAM BRENTVIEW | 458 | $9,000 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 270 | $9,000 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 9,166 | $9,000 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 10,000 | $9,000 | dollars as filed | principal |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 425 | $9,000 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 700 | $9,000 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 1,763 | $9,000 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 1,277 | $9,000 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 316 | $9,000 | dollars as filed | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 317 | $9,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 369 | $9,000 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 2,081 | $9,000 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 4,170 | $9,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $9,000 | dollars as filed | principal |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 3,219 | $9,000 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 9,000 | $9,000 | dollars as filed | principal |
| NEW MTN FIN CORP | 647551AE0 | BOND | 9,000 | $9,000 | dollars as filed | principal |
| GRITSTONE BIO INC | 39868T105 | COM | 15,000 | $9,000 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430H201 | COM | 5,022 | $9,000 | dollars as filed | |
| Cosciens Biopharma Inc | 22112H101 | COM | 2,527 | $9,000 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 3,623 | $8,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 400 | $8,000 | dollars as filed | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 192 | $8,000 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 2,647 | $8,000 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 27,449 | $8,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,445 | $8,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 107 | $8,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 720 | $8,000 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 9,741 | $8,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 3,795 | $8,000 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,000 | $8,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 400 | $8,000 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 300 | $8,000 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,918 | $8,000 | dollars as filed | |
| SILVACO GROUP INC | 82728C102 | COMMON STOCK | 554 | $8,000 | dollars as filed | |
| Sawgrass U.S. Small C | 26922B485 | AAM SAWGRASS US | 429 | $8,000 | dollars as filed | |
| AMERICAN WELL CORP | 03044L204 | COM CL A NEW | 893 | $8,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 110 | $8,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 220 | $8,000 | dollars as filed | |
| EDESA BIOTECH INC | 27966L306 | COM NEW | 1,737 | $8,000 | dollars as filed | |
| Drilling Tools Internat | 26205E107 | COM | 2,063 | $8,000 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 30,000 | $8,000 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 948 | $8,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 356 | $8,000 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,311 | $8,000 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 3,531 | $8,000 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 600 | $8,000 | dollars as filed | |
| TELOMIR PHARMACEUTICALS INC | 87975F104 | COM | 1,149 | $8,000 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 6,386 | $8,000 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L302 | COM NEW | 4,001 | $8,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 20 | $8,000 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 1,649 | $8,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 342 | $8,000 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 5,521 | $8,000 | dollars as filed | |
| Bit Digital, Inc. Ordinary Shares | 09174C104 | COM | 200 | $7,000 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,000 | $7,000 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 2,137 | $7,000 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 607 | $7,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 12,400 | $7,000 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 187 | $7,000 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 825 | $7,000 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 1,628 | $7,000 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 1,028 | $7,000 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 7,923 | $7,000 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 400 | $7,000 | dollars as filed | |
| ISHARES TR | 46438G646 | IBONDS DEC 2034 | 261 | $7,000 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 314 | $7,000 | dollars as filed | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 740 | $7,000 | dollars as filed | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 131 | $7,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 134 | $7,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 285 | $7,000 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 3,247 | $7,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 275 | $7,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 220 | $7,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 3,288 | $7,000 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,000 | $7,000 | dollars as filed | principal |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 6,500 | $7,000 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 7,000 | $7,000 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 7,000 | $7,000 | dollars as filed | principal |
| CANOO INC | 13803R201 | CL A COM NEW | 7,731 | $7,000 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 8,139 | $7,000 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 5,919 | $7,000 | dollars as filed | |
| KNOW LABS INC | 499238103 | COM NEW | 25,000 | $7,000 | dollars as filed | |
| Fidelity Wise Origin Bitcoin Fund | 315948109 | SHS | 110 | $6,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 899 | $6,000 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $6,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 91 | $6,000 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 560 | $6,000 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 2,644 | $6,000 | dollars as filed | |
| CRITICAL METALS CORP | G2662B103 | PUBCO ORD SHS | 838 | $6,000 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 3,500 | $6,000 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 5,000 | $6,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 234 | $6,000 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 4,039 | $6,000 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 5,162 | $6,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X209 | COMMON STOCK | 717 | $6,000 | dollars as filed | |
| BAKKT INC | 05759B305 | COMMON STOCK | 647 | $6,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,105 | $6,000 | dollars as filed | |
| SKYE BIOSCIENCE INC | 83086J200 | COM NEW | 1,871 | $6,000 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 938 | $6,000 | dollars as filed | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 250 | $6,000 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 2,168 | $6,000 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N107 | COMMON STOCK | 1,825 | $6,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 228 | $6,000 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 708 | $6,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 2,855 | $6,000 | dollars as filed | |
| SOUND POINT MERIDIAN CAP INC | 83617A108 | CMN | 310 | $6,000 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 5,794 | $6,000 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,000 | $6,000 | dollars as filed | principal |
| PGIM ROCK ETF TR | 69420N791 | S&P 500 BUFFER | 214 | $6,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 7,950 | $6,000 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 34,530 | $6,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,000 | $6,000 | dollars as filed | principal |
| EMX RTY CORP | 26873J107 | COM | 3,333 | $6,000 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,000 | $6,000 | dollars as filed | principal |
| RBC BEARINGS INC | 75524B203 | CONV | 49 | $6,000 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,000 | $6,000 | dollars as filed | principal |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,500 | $6,000 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 8,211 | $6,000 | dollars as filed | |
| MOGO INC | 60800C208 | COM | 4,238 | $5,000 | dollars as filed | |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 2,440 | $5,000 | dollars as filed | |
| CLARITEV CORPORATION CL A NEW | 62548M209 | Stock | 654 | $5,000 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 583 | $5,000 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,275 | $5,000 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 400 | $5,000 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 628 | $5,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H675 | NASDAQ 100 HIGH | 96 | $5,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 130 | $5,000 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,213 | $5,000 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 209 | $5,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H730 | MORN SMID MO ETF | 148 | $5,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072398 | MULTISECTOR | 122 | $5,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,730 | $5,000 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 1,490 | $5,000 | dollars as filed | |
| TECTONIC THERAPEUTIC INC | 878972108 | COMMON STOCK | 155 | $5,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 500 | $5,000 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 100 | $5,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-046848 | this filing | 2024-11-14 | acceptance time not in the bulk data set |