13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2024-06-30, filed 2024-11-06, with 7,430 holding rows worth $439,072,117,000.
- Accession
- 0001140361-24-045394
- Filer
- CIK 1000275
- Filed
- 2024-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, amendment of type restatement, 27,209 entries on the cover page, a total value of $439,072,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,072,117,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VONTIER CORPORATION | 928881101 | COM | 348,163 | $13,299,000 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 92,927 | $13,257,000 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 667,637 | $13,253,000 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 1,189,948 | $13,220,000 | dollars as filed | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 212,346 | $13,207,000 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 447,243 | $13,207,000 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 125,991 | $13,184,000 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 151,751 | $13,123,000 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 151,840 | $13,048,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 71,000 | $13,023,000 | dollars as filed | call |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 365,172 | $13,011,000 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 358,283 | $12,998,000 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 110,000 | $12,994,000 | dollars as filed | call |
| KBHOME | 48666K109 | COM | 185,075 | $12,988,000 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 97,445 | $12,963,000 | dollars as filed | |
| TORO CO | 891092108 | COM | 138,550 | $12,955,000 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 135,395 | $12,940,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 198,827 | $12,870,000 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 298,401 | $12,833,000 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 172,136 | $12,754,000 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 117,426 | $12,747,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 202,562 | $12,723,000 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 263,854 | $12,691,000 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 68,605 | $12,689,000 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,329,580 | $12,684,000 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 189,076 | $12,669,000 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 356,028 | $12,659,000 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 122,603 | $12,655,000 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 215,220 | $12,646,000 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 173,749 | $12,589,000 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 845,718 | $12,560,000 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 285,200 | $12,535,000 | dollars as filed | put |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 391,700 | $12,530,000 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 50,626 | $12,529,000 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 487,152 | $12,491,000 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 210,425 | $12,484,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 386,330 | $12,468,000 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 548,835 | $12,465,000 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 678,135 | $12,457,000 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 76,700 | $12,442,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 101,303 | $12,413,000 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 167,432 | $12,410,000 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 485,006 | $12,398,000 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 249,028 | $12,339,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 130,423 | $12,319,000 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 87,864 | $12,302,000 | dollars as filed | |
| SOLVENTUM CORP COM SHS | 83444M101 | Stock | 232,403 | $12,291,000 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 903,659 | $12,199,000 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 64,787 | $12,186,000 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 8,843 | $12,181,000 | dollars as filed | |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 348,182 | $12,176,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 347,536 | $12,175,000 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 53,800 | $12,173,000 | dollars as filed | call |
| LAMB WESTON HLDGS INC | 513272104 | COM | 144,718 | $12,169,000 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 73,143 | $12,160,000 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 250,000 | $12,150,000 | dollars as filed | put |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 181,386 | $12,149,000 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 392,746 | $12,136,000 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 157,265 | $12,108,000 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 810,000 | $12,069,000 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 648,899 | $12,055,000 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 49,231 | $12,051,000 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 105,499 | $12,026,000 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 2,502,628 | $12,012,000 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 439,384 | $12,004,000 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 140,000 | $11,992,000 | dollars as filed | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 88,863 | $11,987,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 339,183 | $11,974,000 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 897,463 | $11,927,000 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 270,151 | $11,887,000 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 152,688 | $11,868,000 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 70,000 | $11,800,000 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 181,270 | $11,776,000 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 15,985 | $11,738,000 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 120,000 | $11,720,000 | dollars as filed | put |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 284,201 | $11,718,000 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 587,877 | $11,710,000 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 30,371 | $11,700,000 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 450,000 | $11,696,000 | dollars as filed | call |
| BRUNSWICK CORP | 117043109 | COM | 160,678 | $11,692,000 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 152,700 | $11,664,000 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 381,488 | $11,631,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 311,831 | $11,619,000 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 211,041 | $11,618,000 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 123,532 | $11,565,000 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 775,568 | $11,564,000 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 82,503 | $11,549,000 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 225,770 | $11,524,000 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 412,683 | $11,504,000 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 621,088 | $11,496,000 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 601,500 | $11,495,000 | dollars as filed | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,093,966 | $11,464,000 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 1,979,744 | $11,442,000 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 2,061,348 | $11,419,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 122,936 | $11,385,000 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 237,000 | $11,352,000 | dollars as filed | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 137,843 | $11,348,000 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 273,373 | $11,334,000 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 324,725 | $11,326,000 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 234,560 | $11,290,000 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 463,007 | $11,288,000 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 59,798 | $11,279,000 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 258,174 | $11,244,000 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 196,482 | $11,241,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 170,428 | $11,230,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 203,709 | $11,216,000 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 136,139 | $11,203,000 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 282,239 | $11,195,000 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 324,726 | $11,161,000 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 501,972 | $11,154,000 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 127,624 | $11,133,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 217,025 | $11,131,000 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 25,827 | $11,107,000 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 34,829 | $11,096,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 585,498 | $11,065,000 | dollars as filed | |
| RH | 74967X103 | COM | 45,005 | $11,001,000 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 125,058 | $10,989,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 196,722 | $10,987,000 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 246,225 | $10,979,000 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 192,540 | $10,965,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 129,732 | $10,956,000 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 21,500 | $10,949,000 | dollars as filed | call |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 9,909,000 | $10,942,000 | dollars as filed | principal |
| RELIANCE INC | 759509102 | COM | 38,199 | $10,911,000 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 177,011 | $10,897,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 404,515 | $10,889,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 175,511 | $10,871,000 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 144,958 | $10,765,000 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 196,217 | $10,761,000 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 408,086 | $10,761,000 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 491,924 | $10,754,000 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 287,817 | $10,742,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 258,520 | $10,740,000 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 263,313 | $10,680,000 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 208,189 | $10,665,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 265,098 | $10,659,000 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 276,338 | $10,656,000 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 219,243 | $10,622,000 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 148,955 | $10,597,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 218,280 | $10,587,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 211,447 | $10,579,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 94,665 | $10,575,000 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 369,500 | $10,571,000 | dollars as filed | call |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 454,682 | $10,567,000 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 736,619 | $10,548,000 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 742,177 | $10,501,000 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 314,900 | $10,483,000 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,786,736 | $10,470,000 | dollars as filed | call |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 130,771 | $10,467,000 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 223,084 | $10,453,000 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 551,814 | $10,450,000 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,534,732 | $10,436,000 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 196,418 | $10,407,000 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 447,669 | $10,394,000 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 2,703,468 | $10,381,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 41,500 | $10,373,000 | dollars as filed | put |
| MIMEDX GROUP INC | 602496101 | COM | 1,492,065 | $10,340,000 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 83,415 | $10,318,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 187,253 | $10,318,000 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,843,763 | $10,301,000 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 182,728 | $10,290,000 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 144,599 | $10,283,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 155,500 | $10,271,000 | dollars as filed | put |
| CAVAGROUPINC | 148929102 | STOK | 110,699 | $10,267,000 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 125,994 | $10,257,000 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 43,355 | $10,256,000 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 102,711 | $10,223,000 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 797,220 | $10,212,000 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 47,525 | $10,211,000 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 113,352 | $10,201,000 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 121,061 | $10,187,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 324,870 | $10,184,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 135,896 | $10,157,000 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 244,293 | $10,141,000 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 140,542 | $10,116,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 123,038 | $10,113,000 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 395,816 | $10,109,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 267,052 | $10,057,000 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 211,820 | $10,052,000 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 343,236 | $10,037,000 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 119,913 | $10,032,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,650,823 | $10,021,000 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 22,400 | $9,990,000 | dollars as filed | call |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 192,565 | $9,983,000 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 708,042 | $9,948,000 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 204,966 | $9,939,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 212,649 | $9,843,000 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 166,016 | $9,826,000 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 32,240 | $9,805,000 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,325,747 | $9,790,000 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 64,168 | $9,749,000 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 50,000 | $9,727,000 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 85,000 | $9,722,000 | dollars as filed | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 206,655 | $9,708,000 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 156,805 | $9,665,000 | dollars as filed | |
| VIPER ENERGY INC | 927959106 | CL A | 257,519 | $9,665,000 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 9,632,000 | $9,632,000 | dollars as filed | principal |
| CAPITAL GRP FIXED INCM ETF T | 14020Y508 | CORE BOND ETF | 373,033 | $9,631,000 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 278,745 | $9,627,000 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 190,327 | $9,609,000 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 195,113 | $9,607,000 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 116,711 | $9,603,000 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 405,328 | $9,570,000 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 515,985 | $9,556,000 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 229,353 | $9,552,000 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 746,870 | $9,530,000 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 589,293 | $9,518,000 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 97,228 | $9,518,000 | dollars as filed | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 172,392 | $9,517,000 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 68,900 | $9,502,000 | dollars as filed | put |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 265,165 | $9,499,000 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 134,319 | $9,454,000 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 7,898 | $9,448,000 | dollars as filed | principal |
| FS KKR CAP CORP | 302635206 | COM | 477,942 | $9,431,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 473,555 | $9,428,000 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 124,659 | $9,410,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 104,400 | $9,404,000 | dollars as filed | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 525,497 | $9,385,000 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 281,471 | $9,359,000 | dollars as filed | |
| PROSHARES TR | 74347G242 | S&P 500 HIGH INC | 214,460 | $9,333,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 10,572,000 | $9,329,000 | dollars as filed | principal |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 414,644 | $9,313,000 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 572,188 | $9,304,000 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 266,426 | $9,271,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 225,483 | $9,258,000 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 790,561 | $9,234,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416870 | HART DI EQUI ETF | 175,652 | $9,205,000 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 371,376 | $9,195,000 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 109,813 | $9,188,000 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 111,554 | $9,186,000 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 78,504 | $9,180,000 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 236,791 | $9,162,000 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 53,841 | $9,158,000 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 7,899,000 | $9,092,000 | dollars as filed | principal |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,050,596 | $9,088,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 133,000 | $9,077,000 | dollars as filed | call |
| RAYONIER INC COM | 754907103 | REIT | 311,076 | $9,048,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 10,389,000 | $9,029,000 | dollars as filed | principal |
| JANUS HENDERSON B-BBB CLO ETF | 47103U753 | ETF | 183,563 | $9,027,000 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 47,902 | $9,012,000 | dollars as filed | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 687,878 | $9,004,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 132,454 | $8,982,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 225,000 | $8,951,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 149,406 | $8,950,000 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 661,497 | $8,930,000 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 830,961 | $8,900,000 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 78,159 | $8,877,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,025,588 | $8,872,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 9,070,000 | $8,866,000 | dollars as filed | principal |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 129,647 | $8,852,000 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 552,768 | $8,810,000 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 237,036 | $8,808,000 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 585,186 | $8,796,000 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 120,395 | $8,787,000 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 66,650 | $8,787,000 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 254,009 | $8,779,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 152,426 | $8,778,000 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 258,201 | $8,760,000 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 144,457 | $8,757,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 169,142 | $8,753,000 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 95,650 | $8,749,000 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 187,339 | $8,720,000 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 362,833 | $8,700,000 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 206,178 | $8,696,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 213,156 | $8,693,000 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 165,451 | $8,672,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 9,107,000 | $8,669,000 | dollars as filed | principal |
| International Business Machines Corporation | 459200101 | COM | 50,000 | $8,648,000 | dollars as filed | call |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 7,195,000 | $8,644,000 | dollars as filed | principal |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 61,759 | $8,642,000 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 70,121 | $8,625,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 613,784 | $8,624,000 | dollars as filed | |
| STRATEGIC TRUST | 48817R870 | RUNNING GWTH ETF | 281,997 | $8,609,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 306,612 | $8,591,000 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 33,591 | $8,587,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 624,402 | $8,586,000 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 455,884 | $8,574,000 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 338,227 | $8,541,000 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 42,524 | $8,529,000 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 82,451 | $8,528,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,000 | $8,500,000 | dollars as filed | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 38,850 | $8,447,000 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 114,600 | $8,445,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 84,905 | $8,435,000 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 5,007 | $8,429,000 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 188,295 | $8,399,000 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 751,643 | $8,396,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 502,334 | $8,394,000 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 148,422 | $8,392,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 424,406 | $8,391,000 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 398,002 | $8,379,000 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 100,131 | $8,378,000 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 212,490 | $8,370,000 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 514,798 | $8,366,000 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 206,354 | $8,365,000 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 48,530 | $8,357,000 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 417,314 | $8,342,000 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 420,140 | $8,341,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 133,222 | $8,339,000 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 38,600 | $8,322,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 174,300 | $8,307,000 | dollars as filed | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 204,728 | $8,305,000 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 72,737 | $8,292,000 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 118,400 | $8,276,000 | dollars as filed | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 255,263 | $8,230,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 149,208 | $8,212,000 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 36,599 | $8,179,000 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 154,811 | $8,179,000 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 164,210 | $8,172,000 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 183,255 | $8,166,000 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 164,355 | $8,139,000 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 128,491 | $8,137,000 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 190,600 | $8,118,000 | dollars as filed | call |
| CLEANSPARK INC | 18452B209 | COM NEW | 508,518 | $8,112,000 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 222,282 | $8,105,000 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 155,735 | $8,099,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 215,597 | $8,083,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 106,649 | $8,073,000 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 246,653 | $8,062,000 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 96,582 | $8,056,000 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 546,091 | $8,050,000 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 260,423 | $8,034,000 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 403,801 | $8,031,000 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 5,000 | $8,028,000 | dollars as filed | call |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 129,174 | $8,019,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 122,651 | $8,018,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 76,572 | $8,004,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 706,300 | $8,002,000 | dollars as filed | put |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 394,009 | $7,995,000 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 346,500 | $7,946,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 287,940 | $7,945,000 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 667,197 | $7,925,000 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 126,431 | $7,914,000 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 183,904 | $7,908,000 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 344,383 | $7,896,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 71,912 | $7,894,000 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 111,000 | $7,860,000 | dollars as filed | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 118,527 | $7,832,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 172,310 | $7,824,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 184,406 | $7,809,000 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 102,788 | $7,802,000 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 114,240 | $7,768,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 94,500 | $7,767,000 | dollars as filed | call |
| BARRICK GOLD CORP | 067901108 | COM | 465,600 | $7,766,000 | dollars as filed | put |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 8,032,000 | $7,753,000 | dollars as filed | principal |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 600,383 | $7,752,000 | dollars as filed | |
| Intel Corp | 458140100 | COM | 250,000 | $7,743,000 | dollars as filed | call |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 198,600 | $7,731,000 | dollars as filed | put |
| ZSCALERINC | 98980G102 | STOK | 40,000 | $7,688,000 | dollars as filed | call |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 102,744 | $7,687,000 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 190,708 | $7,684,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 259,136 | $7,681,000 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 193,282 | $7,679,000 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 297,387 | $7,673,000 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 36,614 | $7,632,000 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 405,554 | $7,632,000 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 567,570 | $7,610,000 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 457,305 | $7,610,000 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 508,064 | $7,601,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 298,169 | $7,586,000 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 115,000 | $7,582,000 | dollars as filed | call |
| CUBESMART COM | 229663109 | REIT | 167,700 | $7,575,000 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 66,800 | $7,574,000 | dollars as filed | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 432,912 | $7,559,000 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 203,210 | $7,516,000 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 89,377 | $7,513,000 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 100,693 | $7,502,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,400,000 | $7,490,000 | dollars as filed | call |
| CAPITAL GRP FIXED INCM ETF T | 14020Y409 | SHORT DURATION | 294,734 | $7,490,000 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 155,217 | $7,484,000 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 501,253 | $7,484,000 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 597,691 | $7,482,000 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 27,379 | $7,478,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 158,206 | $7,465,000 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 284,843 | $7,457,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 1,154,447 | $7,446,000 | dollars as filed | |
| COHU INC | 192576106 | COM | 224,569 | $7,432,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 90,717 | $7,432,000 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 302,587 | $7,431,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 6,163,000 | $7,430,000 | dollars as filed | principal |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 294,396 | $7,399,000 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 403,362 | $7,398,000 | dollars as filed | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 144,341 | $7,384,000 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 150,000 | $7,380,000 | dollars as filed | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 378,063 | $7,356,000 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 619,702 | $7,350,000 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 142,724 | $7,350,000 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,562,477 | $7,343,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 98,937 | $7,330,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 122,010 | $7,323,000 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 135,083 | $7,319,000 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 140,346 | $7,306,000 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 264,292 | $7,298,000 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 892,715 | $7,295,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 156,354 | $7,253,000 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 124,842 | $7,230,000 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 171,596 | $7,228,000 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 320,255 | $7,222,000 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 101,441 | $7,218,000 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 263,610 | $7,205,000 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 626,419 | $7,179,000 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 231,823 | $7,177,000 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 284,461 | $7,168,000 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 315,131 | $7,160,000 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 61,651 | $7,153,000 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 459,000 | $7,151,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 412,846 | $7,143,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 301,558 | $7,142,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 135,423 | $7,141,000 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 577,368 | $7,131,000 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 174,560 | $7,114,000 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 106,878 | $7,109,000 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 310,048 | $7,100,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 182,509 | $7,083,000 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 229,859 | $7,070,000 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 94,870 | $7,059,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 377,406 | $7,054,000 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 136,014 | $7,045,000 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 104,450 | $7,043,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 621,598 | $7,041,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 139,368 | $7,021,000 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 226,924 | $7,007,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 147,800 | $7,006,000 | dollars as filed | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 442,938 | $7,004,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q724 | HEDGED EQUITY LA | 119,296 | $6,986,000 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 759,946 | $6,984,000 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 594,575 | $6,980,000 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 92,689 | $6,960,000 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 4,500,000 | $6,957,000 | dollars as filed | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 25,343 | $6,955,000 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 133,210 | $6,954,000 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 481,902 | $6,954,000 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 7,893,000 | $6,946,000 | dollars as filed | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 28,108 | $6,916,000 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 320,452 | $6,906,000 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 300,868 | $6,892,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 192,416 | $6,872,000 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 106,800 | $6,856,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 810,761 | $6,851,000 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 92,200 | $6,836,000 | dollars as filed | call |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 272,000 | $6,835,000 | dollars as filed | put |
| AXOSFINLINC | 05465C100 | STOK | 119,510 | $6,830,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 250,301 | $6,818,000 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 103,661 | $6,815,000 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 95,215 | $6,814,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 822,485 | $6,802,000 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 83,626 | $6,787,000 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 86,279 | $6,785,000 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 554,663 | $6,778,000 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 141,290 | $6,771,000 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 413,843 | $6,766,000 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 40,000 | $6,743,000 | dollars as filed | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 32,842 | $6,742,000 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 58,372 | $6,738,000 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 25,320 | $6,717,000 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 254,628 | $6,699,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 415,512 | $6,661,000 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 32,900 | $6,654,000 | dollars as filed | call |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 5,067,000 | $6,645,000 | dollars as filed | principal |
| SLM CORP COM | 78442P106 | Stock | 319,306 | $6,639,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 277,894 | $6,639,000 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 250,706 | $6,629,000 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 230,998 | $6,617,000 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 92,895 | $6,609,000 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 183,277 | $6,607,000 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 92,777 | $6,590,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 165,655 | $6,582,000 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 310,236 | $6,578,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 142,770 | $6,570,000 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 19,000 | $6,541,000 | dollars as filed | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 196,892 | $6,535,000 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 651,289 | $6,532,000 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 240,178 | $6,527,000 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 89,099 | $6,525,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 226,874 | $6,524,000 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 150,439 | $6,504,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 7,000,000 | $6,501,000 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 99,366 | $6,498,000 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 73,365 | $6,488,000 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 542,792 | $6,482,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 242,543 | $6,476,000 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 42,700 | $6,475,000 | dollars as filed | put |
| APPFOLIO INC | 03783C100 | COM CL A | 26,418 | $6,460,000 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 189,527 | $6,446,000 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 165,595 | $6,426,000 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 232,370 | $6,416,000 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 190,921 | $6,401,000 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 216,866 | $6,396,000 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 133,889 | $6,391,000 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 219,070 | $6,379,000 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 23,467 | $6,360,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 297,439 | $6,342,000 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 169,290 | $6,329,000 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 100,000 | $6,308,000 | dollars as filed | call |
| CELESTICA INC COM | 15101Q207 | Stock | 110,000 | $6,306,000 | dollars as filed | call |
| DUTCH BROS INC | 26701L100 | CL A | 152,239 | $6,303,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AF7 | NOTE 1.750% 6/1 | 5,716,000 | $6,300,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 129,327 | $6,296,000 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 150,000 | $6,281,000 | dollars as filed | put |
| NEWMONT CORP | 651639106 | COM | 150,000 | $6,281,000 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-037262 | superseded | 2024-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045394 | this filing | 2024-11-06 | acceptance time not in the bulk data set |