13F-HR filed by WHALEROCK POINT PARTNERS, LLC
WHALEROCK POINT PARTNERS, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 167 holding rows worth $323,462,379.
- Accession
- 0001140361-24-007722
- Filer
- CIK 1389709
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 167 entries on the cover page, a total value of $323,462,379 stated on the cover page (in dollars after the unit check, H1), rows summing to $323,462,379 with VALUE read as dollars as filed, 13F file number 028-12315. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 145,308,228 | $27,976,193 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Microsoft Corp | 594918104 | COM | 52,592,176 | $19,776,762 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NVIDIA Corp | 67066G104 | COM | 33,560,452 | $16,619,807 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,104,828 | $15,512,334 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 47,712,433 | $12,421,932 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Amazon.com, Inc | 023135106 | COM | 62,901 | $9,557,178 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 47,796,243 | $8,130,141 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 46,375,694 | $7,876,448 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 1,191,213 | $7,862,959 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,586 | $7,342,203 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12,435,515 | $6,600,647 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| UnitedHealth Group Inc | 91324P102 | COM | 11,530,407 | $6,070,413 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 35,410,731 | $5,550,278 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MasterCard, Inc | 57636Q104 | COM | 13,012,585 | $5,549,998 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 15,083 | $5,227,014 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 20,914 | $5,136,897 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 17,214 | $5,104,123 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10,633,596 | $5,078,924 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Bank of America Corp | 060505104 | COM | 147,424,126 | $4,963,770 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 45,663,344 | $4,565,421 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,807 | $4,179,206 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 15,814 | $4,161,296 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 39,453 | $3,701,086 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,939,606 | $3,468,020 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,868 | $3,456,743 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 7,464 | $3,382,983 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 23,715 | $3,377,490 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 21,798 | $3,251,390 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,667 | $3,188,719 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 10,742 | $3,176,087 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 37,579,671 | $3,161,954 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Automatic Data Processing,Inc. | 053015103 | COM | 13,453 | $3,134,145 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,849 | $2,967,666 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 32,082,915 | $2,896,766 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 18,869 | $2,765,063 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16,322 | $2,300,259 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,756 | $2,287,089 | dollars as filed | |
| Deere & Company | 244199105 | COM | 5,668 | $2,266,463 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 27,139 | $2,204,230 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 47,371,398 | $2,077,236 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,235 | $1,987,980 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 31,772 | $1,929,831 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 12,873,831 | $1,849,197 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 47,586 | $1,793,992 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 10,914 | $1,691,343 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 8,025,777 | $1,683,086 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 16,167 | $1,676,680 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,499 | $1,663,110 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 9,446 | $1,489,162 | dollars as filed | |
| Boeing Company | 097023105 | COM | 5,468 | $1,425,289 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,044 | $1,416,783 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 9,310,077 | $1,361,599 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 47,251 | $1,360,356 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,950 | $1,337,736 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 30,643 | $1,292,522 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 23,473,468 | $1,263,342 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 7,394 | $1,185,480 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 6,459 | $1,101,001 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 12,175 | $1,007,968 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 10,416 | $979,937 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 10,077 | $977,872 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,663 | $969,396 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 981 | $932,028 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,063 | $899,507 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,483 | $884,758 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 10,936 | $863,507 | dollars as filed | |
| VTI | 922908769 | COM | 3,612 | $856,839 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,506 | $826,185 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 11,326 | $813,660 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,933 | $809,143 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 3,369 | $779,384 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 5,201 | $777,810 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,849 | $772,533 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 18,986 | $763,427 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 1,176 | $735,035 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,750 | $734,662 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 100 | $700,045 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 6,446 | $699,842 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 4,275 | $692,849 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,681 | $688,403 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 8,707 | $632,651 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,557 | $623,473 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,147 | $618,379 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,976 | $614,489 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,598,484 | $606,036 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Intel Corp | 458140100 | COM | 11,301 | $567,875 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,530 | $563,051 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $542,625 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,184 | $539,654 | dollars as filed | |
| Converge Technology Solutions | 21250C106 | COM | 169,400 | $531,864 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,227 | $524,481 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,033 | $523,432 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,257 | $507,554 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,499 | $502,223 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 8,512 | $501,612 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,265 | $487,999 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,940 | $487,595 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 7,356,024 | $475,861 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| YUM BRANDS INC COM | 988498101 | Stock | 3,594 | $469,592 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,490 | $464,659 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 2,130 | $459,824 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,444 | $437,012 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 20,000 | $416,000 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,700 | $414,730 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 877 | $413,558 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,548 | $409,690 | dollars as filed | |
| IJH | 464287507 | COM | 1,433 | $397,156 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 2,900 | $388,745 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,720 | $387,877 | dollars as filed | |
| Target Corp Jan 17 25 $110 CAL | 6138399GA | CALL | 100 | $387,500 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 1,526 | $379,180 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,952 | $371,836 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 2,828 | $370,242 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,890 | $360,645 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,075 | $341,050 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 3,537 | $339,587 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,273,715 | $337,367 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,105 | $337,025 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,397 | $336,426 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,383 | $331,325 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,129 | $329,676 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 291 | $324,829 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,926 | $314,997 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,958 | $311,862 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,389 | $305,586 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,097 | $304,086 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,132 | $297,628 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 7,302 | $294,563 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,295 | $294,211 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,255 | $291,963 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,975 | $290,601 | dollars as filed | |
| ALIBABA GROUP JAN 16 26 $120 | 6733669QQ | CALL | 350 | $280,000 | dollars as filed | call |
| VWO | 922042858 | SHS | 6,587 | $270,726 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,821 | $268,434 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 465 | $267,886 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,283 | $264,988 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 2,493 | $261,566 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 687 | $260,943 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,571 | $259,074 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,435 | $257,786 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 315 | $255,717 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,776 | $253,329 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,155 | $251,485 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 5,108 | $251,416 | dollars as filed | |
| Linde plc | G54950103 | COM | 607 | $249,301 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,390 | $241,318 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,748 | $237,973 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 2,000 | $237,840 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 3,397 | $233,714 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 16,247 | $230,707 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 89 | $230,119 | dollars as filed | |
| NESTLE SA ADR | 641069406 | COM | 1,968 | $227,560 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 2,756 | $227,370 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,594 | $227,288 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 10,375 | $224,100 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,000 | $222,960 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,061 | $221,708 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,513 | $218,598 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 972 | $204,703 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 3,695 | $202,634 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,600 | $201,480 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,063 | $201,407 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 3,095 | $200,463 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 23,000 | $49,680 | dollars as filed | |
| Micromem Technologies Inc | 59509P106 | COM | 50,000 | $3,792 | dollars as filed | |
| TILT Holdings Inc | 0BG4TSZ51 | COM | 61,000 | $1,525 | dollars as filed | |
| Vectrix Corp | 92240N106 | COM | 29,500 | $295 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-007722 | this filing | 2024-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-007965 | base | 2024-02-14 | acceptance time not in the bulk data set |