13F-HR filed by NBT BANK, N.A.
NBT BANK, N.A. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 606 holding rows worth $1,276,581,325.
- Accession
- 0001140361-24-006636
- Filer
- CIK 898413
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 1,041 entries on the cover page, a total value of $1,276,581,325 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,276,581,325 with VALUE read as dollars as filed, 13F file number 028-03594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNBT Capital Management, Inc
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VODAFONE GP PLC | 92857W209 | ADR | 583 | $5,072 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 103 | $4,917 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 100 | $4,837 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 104 | $4,548 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 85 | $4,464 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 53 | $4,415 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 105 | $4,346 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 55 | $4,260 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 46 | $4,244 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 127 | $4,197 | dollars as filed | |
| AXIS CAPITAL HOLDINGS-CALLABLE | 05461T305 | Pref | 200 | $4,182 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 160 | $4,178 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 260 | $4,152 | dollars as filed | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 25 | $4,061 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 30 | $3,808 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 250 | $3,748 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 150 | $3,545 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 14 | $3,385 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 155 | $3,376 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 177 | $3,290 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 56 | $3,140 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 40 | $3,116 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 75 | $3,113 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 129 | $3,001 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 12 | $2,901 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 437 | $2,753 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 64 | $2,700 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 69 | $2,693 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 65 | $2,648 | dollars as filed | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 286 | $2,625 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 22 | $2,590 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 51 | $2,586 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 100 | $2,513 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 86 | $2,476 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 42 | $2,365 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 100 | $2,346 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 25 | $2,243 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 575 | $2,087 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 52 | $1,818 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 28 | $1,811 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 18 | $1,805 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 50 | $1,796 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 100 | $1,693 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 50 | $1,584 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 7 | $1,564 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 23 | $1,507 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 35 | $1,476 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 30 | $1,410 | dollars as filed | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 5,000 | $1,383 | dollars as filed | |
| Synovus Financial Corp. | 87161C600 | COM | 36 | $1,344 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 262 | $1,271 | dollars as filed | |
| 2U INC | 90214J101 | COM | 1,000 | $1,230 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 100 | $1,224 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 40 | $1,188 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 20 | $1,186 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5 | $1,114 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 356 | $1,114 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 27 | $1,020 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 70 | $1,016 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 200 | $998 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 500 | $945 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 11 | $859 | dollars as filed | |
| E3 Metals Corp | 26925V108 | Equity | 500 | $830 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 51 | $825 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 6 | $813 | dollars as filed | |
| Vale Sa | 91912E204 | COM | 50 | $793 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 14 | $776 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 200 | $714 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 17 | $665 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 100 | $640 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 100 | $632 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 26 | $607 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 46 | $604 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 11 | $582 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 302 | $535 | dollars as filed | |
| NEXE Innovations Inc. | 65344W107 | COM | 3,000 | $476 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 195 | $456 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 20 | $449 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 50 | $440 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 50 | $418 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 50 | $384 | dollars as filed | |
| SANDOZ GROUP AG SPONSORED ADR | 799926100 | COM | 11 | $352 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 7 | $331 | dollars as filed | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 80 | $318 | dollars as filed | |
| PLUG POWER INC | 72919P103 | COMMON STOCK | 50 | $225 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8 | $198 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 9 | $168 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 2 | $104 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2 | $87 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 39 | $71 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 2 | $69 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1 | $64 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 50 | $61 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1 | $53 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1 | $41 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1 | $35 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 6 | $29 | dollars as filed | |
| ALTABA INC COM | 021esc017 | COM | 33 | $28 | dollars as filed | |
| LADRX CORP | 232828707 | Common Stock | 1 | $1 | dollars as filed | |
| ALTERRUS SYSTEMS INC XXXREGISTRATION REVOKED BY THE SEC EFF: 06/20/19 | 02153P105 | COM | 22 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VISION TECHNOLOGY CORP | 92834D100 | COM | 100 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MEDCLEAN TECH INC XXXREGISTRATION REVOKED BY THE SEC EFF: 05/13/15 | 58405Y302 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Predictive Technology Gr | 74039H102 | COM | 5 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| TransCoastal Corporation | 89355M105 | Com | 243,486 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Amedica Corporation | 023435100 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-006636 | this filing | 2024-02-09 | acceptance time not in the bulk data set |