13F-HR filed by RBC Europe Ltd
RBC Europe Ltd filed this 13F-HR for the quarter ended 2021-06-30, filed 2023-11-09, with 1,231 holding rows worth $2,207,631,047.
- Accession
- 0001140361-23-052229
- Filer
- CIK 1954243
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,231 entries on the cover page, a total value of $2,207,631,047 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,207,631,047 with VALUE read as dollars as filed, 13F file number 028-22689. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TECNOGLASS INC | G87264100 | ORD SHS | 360 | $7,704 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,100 | $7,557 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 150 | $7,476 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 141 | $7,425 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 16 | $7,339 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 87 | $7,259 | dollars as filed | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 250 | $7,205 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 285 | $7,191 | dollars as filed | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 7,000 | $7,070 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 450 | $7,011 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 700 | $6,958 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 310 | $6,944 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 46 | $6,872 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 110 | $6,864 | dollars as filed | |
| BAOSHENG MEDIA GROUP HLDNG L | G08908108 | SHS | 2,000 | $6,800 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 478 | $6,673 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 85 | $6,672 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 40 | $6,623 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 200 | $6,600 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 5,300 | $6,519 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 148 | $6,515 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,500 | $6,510 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 450 | $6,489 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 65 | $6,475 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 184 | $6,434 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 120 | $6,431 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 150 | $6,414 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,000 | $6,270 | dollars as filed | |
| QUOTIENT LTD | G73268107 | SHS | 1,705 | $6,206 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 40 | $6,064 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 30 | $5,948 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 11,840 | $5,932 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 260 | $5,912 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 500 | $5,905 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 610 | $5,880 | dollars as filed | |
| MERITOR INC | 59001K100 | COMMON STOCK | 249 | $5,832 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 100 | $5,693 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 406 | $5,627 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 580 | $5,620 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 500 | $5,510 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 180 | $5,459 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 250 | $5,300 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 168 | $5,248 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 178 | $5,085 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 557 | $5,035 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 31 | $5,007 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 126 | $4,816 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 255 | $4,743 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 685 | $4,576 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,500 | $4,545 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 72 | $4,466 | dollars as filed | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 65 | $4,433 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 451 | $4,280 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 80 | $4,210 | dollars as filed | |
| FERGUSON PLC NEW | G3421J106 | SHS | 30 | $4,186 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 41 | $4,181 | dollars as filed | |
| NEENAH PAPER INC | 640079109 | COM | 83 | $4,164 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 230 | $4,154 | dollars as filed | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 200 | $4,130 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 72 | $4,062 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 150 | $3,941 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 30 | $3,914 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 154 | $3,896 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 180 | $3,893 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 185 | $3,889 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 301 | $3,769 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 50 | $3,759 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 29 | $3,758 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,483 | $3,722 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 125 | $3,649 | dollars as filed | |
| HEXO CORP | 428304307 | COM NEW | 618 | $3,584 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 128 | $3,567 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 342 | $3,488 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 436 | $3,479 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 201 | $3,467 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 66 | $3,461 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 2,906 | $3,458 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 280 | $3,433 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 195 | $3,424 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 320 | $3,360 | dollars as filed | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 533 | $3,347 | dollars as filed | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 328 | $3,265 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 500 | $3,260 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 260 | $3,247 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 56 | $3,238 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 80 | $3,182 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 164 | $3,175 | dollars as filed | |
| CYRUSONE INC | 23283R100 | COM | 44 | $3,147 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 92 | $3,097 | dollars as filed | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $3,018 | dollars as filed | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 515 | $2,936 | dollars as filed | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 510 | $2,912 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 15 | $2,862 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 115 | $2,800 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 48 | $2,775 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 67 | $2,738 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 700 | $2,660 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 2,000 | $2,580 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 22 | $2,563 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 205 | $2,558 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 60 | $2,494 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 20 | $2,484 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 100 | $2,481 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 73 | $2,470 | dollars as filed | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 332 | $2,470 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 60 | $2,398 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 278 | $2,391 | dollars as filed | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 67 | $2,387 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 200 | $2,330 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 66 | $2,323 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 35 | $2,322 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 525 | $2,300 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 275 | $2,291 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 433 | $2,282 | dollars as filed | |
| ObsEva SA | H5861P103 | COM | 750 | $2,273 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 255 | $2,264 | dollars as filed | |
| ENLIVEX LTD | M4130Y106 | CMN | 249 | $2,216 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 200 | $2,212 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 78 | $2,165 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 45 | $2,129 | dollars as filed | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,782 | $2,118 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 111 | $2,109 | dollars as filed | |
| AKOUOS INC | 00973J101 | COM | 163 | $2,046 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 320 | $2,022 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 63 | $1,976 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 193 | $1,965 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 148 | $1,960 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 43 | $1,958 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 60 | $1,955 | dollars as filed | |
| TECHTARGET INC | 87874R100 | COM | 25 | $1,937 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 91 | $1,896 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 136 | $1,892 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 120 | $1,862 | dollars as filed | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 250 | $1,823 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 42 | $1,762 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 330 | $1,756 | dollars as filed | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 120 | $1,755 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 238 | $1,754 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 325 | $1,726 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 40 | $1,678 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,400 | $1,673 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 270 | $1,671 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 52 | $1,659 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 135 | $1,646 | dollars as filed | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 84 | $1,592 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 62 | $1,590 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 9 | $1,572 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 65 | $1,570 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 138 | $1,568 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 9 | $1,567 | dollars as filed | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 170 | $1,559 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 32 | $1,553 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 212 | $1,529 | dollars as filed | |
| EXONE CO | 302104104 | COM | 70 | $1,515 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 21 | $1,499 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 140 | $1,494 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 202 | $1,469 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 32 | $1,446 | dollars as filed | |
| STEM INC | 85859N110 | *W EXP 08/11/202 | 60 | $1,426 | dollars as filed | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 300 | $1,392 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 169 | $1,372 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 35 | $1,335 | dollars as filed | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 275 | $1,221 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 30 | $1,209 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 26 | $1,200 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 10 | $1,142 | dollars as filed | |
| 2U INC | 90214J101 | COM | 27 | $1,125 | dollars as filed | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2 | $1,113 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 28 | $1,082 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 172 | $1,060 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 84 | $1,027 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 52 | $1,026 | dollars as filed | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 100 | $1,020 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 160 | $1,008 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 25 | $986 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 107 | $952 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 400 | $940 | dollars as filed | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 234 | $910 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 43 | $901 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 10 | $890 | dollars as filed | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 16 | $709 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 19 | $675 | dollars as filed | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 40 | $675 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 86 | $658 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 37 | $653 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 114 | $625 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 68 | $520 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 30 | $519 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 11 | $504 | dollars as filed | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 189 | $503 | dollars as filed | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 24 | $467 | dollars as filed | |
| PROSHARES TR | 74347G713 | ULTSHT FINLS NEW | 46 | $467 | dollars as filed | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 72 | $454 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 2 | $428 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1 | $419 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 15 | $363 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 26 | $332 | dollars as filed | |
| CALYXT INC | 13173L107 | COM | 80 | $322 | dollars as filed | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 32 | $316 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 40 | $275 | dollars as filed | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 250 | $246 | dollars as filed | |
| CURIS INC | 231269200 | COM | 30 | $242 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 4 | $232 | dollars as filed | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 40 | $225 | dollars as filed | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 106 | $216 | dollars as filed | |
| EROS INTL PLC | G3788M114 | SHS NEW | 131 | $200 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 10 | $182 | dollars as filed | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 26 | $160 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 268 | $134 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 40 | $128 | dollars as filed | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 14 | $126 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 14 | $94 | dollars as filed | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 20 | $85 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 4 | $73 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 24 | $68 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 8 | $54 | dollars as filed | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 7 | $41 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 8 | $37 | dollars as filed | |
| NULL | 09071M205 | NULL | 13 | $37 | dollars as filed | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 15 | $30 | dollars as filed | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 1 | $28 | dollars as filed | |
| Benitec Biopharma, Inc. | 08205P100 | common | 6 | $26 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 30 | $22 | dollars as filed | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 30 | $17 | dollars as filed | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10 | $16 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $8 | dollars as filed | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 1 | $8 | dollars as filed | |
| OI SA-ADR | 670851500 | ADR | 4 | $6 | dollars as filed | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 1 | $4 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 1 | $3 | dollars as filed | |
| ADVAXIS INC | 007624307 | COM | 4 | $2 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-052229 | this filing | 2023-11-09 | acceptance time not in the bulk data set |