13F-HR filed by GAMCO INVESTORS, INC. ET AL
GAMCO INVESTORS, INC. ET AL filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 847 holding rows worth $8,631,234,894.
- Accession
- 0001140361-23-052134
- Filer
- CIK 807249
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 847 entries on the cover page, a total value of $8,631,234,894 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,631,234,913 with VALUE read as dollars as filed, 13F file number 028-01887. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 139,776 | $1,698,278 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 49,660 | $1,697,379 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 14,872 | $1,669,085 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 28,300 | $1,661,493 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,753 | $1,650,644 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 43,500 | $1,630,815 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 59,225 | $1,623,950 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 523,500 | $1,580,970 | dollars as filed | |
| STEEL CONNECT INC | 858098205 | COM | 149,094 | $1,565,487 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 142,500 | $1,563,225 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 7,494 | $1,560,101 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 83,114 | $1,560,050 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 88,711 | $1,559,539 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 34,329 | $1,556,820 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 84,000 | $1,546,440 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 67,823 | $1,542,973 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 40,400 | $1,541,664 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 21,362 | $1,537,423 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 35,500 | $1,533,245 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 71,860 | $1,524,869 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 95,000 | $1,520,000 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 23,790 | $1,512,806 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 13,608 | $1,511,304 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 147,800 | $1,507,560 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 61,300 | $1,506,754 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 14,265 | $1,499,822 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 27,950 | $1,484,425 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 63,765 | $1,481,261 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,010 | $1,475,526 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 275,853 | $1,462,021 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 56,985 | $1,461,665 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 38,325 | $1,452,518 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 5,241 | $1,408,571 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 70,761 | $1,393,992 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 195,400 | $1,393,202 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 50,950 | $1,371,065 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 195,000 | $1,366,950 | dollars as filed | |
| ALITHYA GROUP INC | 01643b106 | COM | 901,320 | $1,360,993 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 166,572 | $1,359,228 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 26,000 | $1,356,420 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 95,000 | $1,354,700 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 21,150 | $1,330,547 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 14,335 | $1,327,134 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 5,200 | $1,326,312 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 15,463 | $1,323,942 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 26,690 | $1,303,273 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 68,530 | $1,270,546 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 16,800 | $1,230,432 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 22,600 | $1,222,208 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 6,014 | $1,219,519 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 73,994 | $1,199,443 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 21,890 | $1,198,040 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 104,102 | $1,180,517 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 35,768 | $1,179,271 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 91,400 | $1,175,404 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 62,995 | $1,171,077 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 20,200 | $1,163,924 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 154,500 | $1,163,385 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 165,000 | $1,158,300 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 61,725 | $1,150,554 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 22,802 | $1,148,993 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 84,000 | $1,130,640 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,153 | $1,123,666 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 80,000 | $1,116,800 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 12,293 | $1,110,427 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 107,375 | $1,094,151 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 114,825 | $1,083,948 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 23,600 | $1,071,204 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 76,525 | $1,059,106 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 9,986 | $1,057,717 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 74,300 | $1,041,686 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 35,740 | $1,040,034 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 20,900 | $1,031,415 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 27,500 | $1,020,525 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 5,000 | $1,014,550 | dollars as filed | |
| Intel Corp | 458140100 | COM | 28,524 | $1,014,028 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 45,100 | $993,553 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 119,700 | $964,782 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,590 | $954,904 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 16,850 | $953,373 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 56,090 | $950,726 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 21,390 | $943,085 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 10,314 | $941,359 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 147,000 | $937,860 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 41,180 | $931,903 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 6,080 | $930,240 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,236 | $926,607 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 120,854 | $918,490 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 30,300 | $905,970 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 15,441 | $890,791 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 13,767 | $886,319 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 32,700 | $881,919 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 642,070 | $876,426 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 65,000 | $872,950 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 150,547 | $864,140 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 11,673 | $857,849 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 19,980 | $843,156 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 17,029 | $841,233 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 47,700 | $839,043 | dollars as filed | |
| VERITIV CORP | 923454102 | COM | 4,900 | $827,610 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 24,430 | $820,359 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 224,500 | $819,425 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 37,150 | $815,814 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 76,365 | $799,542 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 73,950 | $792,005 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,718 | $790,486 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 4,910 | $785,600 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,778 | $782,658 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10,400 | $782,288 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,304 | $777,752 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 60,000 | $777,600 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,500 | $776,580 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 64,900 | $776,204 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 8,639 | $768,871 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,831 | $768,673 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,878 | $768,027 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 31,000 | $764,150 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 9,250 | $757,760 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,000 | $753,990 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 12,725 | $738,941 | dollars as filed | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 30,891 | $733,043 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 17,450 | $725,048 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 11,900 | $721,140 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 2,300 | $720,843 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 21,680 | $719,559 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 35,800 | $717,790 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 47,000 | $706,410 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14,806 | $706,246 | dollars as filed | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 9,038 | $697,462 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,000 | $688,100 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 24,840 | $680,119 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,986 | $674,638 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 10,000 | $672,000 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,000 | $668,500 | dollars as filed | |
| FISERV INC | 337738108 | COM | 5,900 | $666,464 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 74,420 | $663,082 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,483 | $658,782 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 4,500 | $658,125 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,399 | $657,945 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 25,578 | $657,355 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 24,100 | $649,254 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 224,400 | $648,516 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 59,200 | $647,056 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 8,232 | $645,060 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,000 | $643,700 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 3,097 | $643,680 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 22,700 | $638,778 | dollars as filed | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 730,450 | $636,441 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,100 | $635,008 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 57,900 | $628,794 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 8,355 | $628,714 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 20,500 | $618,280 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 3,801 | $616,028 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 4,800 | $614,400 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 28,700 | $596,386 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 50,000 | $593,500 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 39,808 | $589,158 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 47,800 | $588,418 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 17,510 | $586,935 | dollars as filed | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 1,829,979 | $585,593 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 23,000 | $584,430 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 22,150 | $580,109 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 3,395 | $578,202 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 76,500 | $577,193 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 10,862 | $576,012 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 145,000 | $574,200 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 15,000 | $570,300 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 5,250 | $565,110 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 6,017 | $563,312 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 265,100 | $562,012 | dollars as filed | |
| GRAY MEDIA INC | 389375205 | CL A | 74,166 | $556,987 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 12,920 | $556,723 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 29,950 | $555,273 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 28,500 | $547,770 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,600 | $547,400 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,000 | $547,360 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 63,619 | $538,217 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 8,000 | $533,440 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 5,825 | $522,852 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 18,714 | $519,314 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 80,000 | $513,600 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 49,455 | $511,365 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 90,000 | $506,700 | dollars as filed | |
| F N B CORP | 302520101 | COM | 46,000 | $496,340 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 46,940 | $481,604 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 6,959 | $473,490 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 4,400 | $472,868 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,707 | $470,304 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 4,813 | $460,219 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 14,000 | $458,920 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,081 | $451,236 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 8,373 | $441,508 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 27,245 | $439,462 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 64,325 | $437,410 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,150 | $437,327 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 19,880 | $432,390 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 5,346 | $429,337 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 9,294 | $427,431 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 40,000 | $426,800 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 10,000 | $425,400 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,915 | $421,363 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 400,000 | $417,424 | dollars as filed | principal |
| VERITEX HLDGS INC | 923451108 | COM | 23,000 | $412,850 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 39,120 | $405,674 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 3,955 | $389,923 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 3,000 | $387,660 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 15,580 | $382,645 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 28,044 | $381,679 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 4,000 | $380,520 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 259,850 | $379,381 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 25,700 | $374,192 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 6,000 | $373,740 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 21,437 | $372,146 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 20,750 | $368,313 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 13,511 | $364,797 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 18,600 | $364,188 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,000 | $363,600 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,408 | $362,782 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,759 | $358,185 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 4,500 | $354,960 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 20,500 | $345,630 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 10,000 | $344,100 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 300,000 | $342,636 | dollars as filed | principal |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 34,614 | $341,294 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 12,000 | $340,320 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 400,000 | $337,260 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 400,000 | $333,812 | dollars as filed | principal |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 11,500 | $330,970 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 9,000 | $328,230 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 26,500 | $328,070 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 540,182 | $327,674 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 31,586 | $327,231 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 17,000 | $325,210 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 290,148 | $324,966 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 155,000 | $322,400 | dollars as filed | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 400,000 | $320,720 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 300,000 | $320,625 | dollars as filed | principal |
| OPKO HEALTH INC | 68375N103 | COM | 200,000 | $320,000 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 53,050 | $319,361 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,799 | $317,955 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 300,000 | $317,223 | dollars as filed | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 400,000 | $316,900 | dollars as filed | principal |
| MATCH GROUP INC NEW | 57667L107 | COM | 7,998 | $313,322 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 30,000 | $309,900 | dollars as filed | |
| TANGER INC | 875465106 | COM | 13,700 | $309,620 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 8,000 | $302,640 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 300,000 | $296,934 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 350,000 | $295,512 | dollars as filed | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 300,000 | $292,713 | dollars as filed | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,100 | $290,731 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,685 | $287,946 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,180 | $287,494 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 309,000 | $286,474 | dollars as filed | principal |
| INFINERA CORP | 45667GAC7 | BOND | 300,000 | $286,170 | dollars as filed | principal |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 24,650 | $285,940 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,000 | $283,600 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,070 | $283,464 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 101,220 | $280,379 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 6,120 | $278,644 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 23,000 | $272,550 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,465 | $271,199 | dollars as filed | |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 300,000 | $270,855 | dollars as filed | principal |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 22,880 | $268,840 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 300,000 | $264,708 | dollars as filed | principal |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 14,000 | $261,800 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 12,000 | $260,760 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 300,000 | $257,736 | dollars as filed | principal |
| WAFD INC | 938824109 | COM | 10,000 | $256,200 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 24,749 | $255,162 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 27,800 | $254,092 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 23,025 | $253,966 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 3,609 | $253,424 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,000 | $252,230 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 20,674 | $247,881 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 11,000 | $247,830 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 555 | $242,679 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 920 | $242,365 | dollars as filed | |
| READING INTL INC | 755408200 | CL B | 14,000 | $242,200 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,714 | $240,135 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,237 | $239,085 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 400,000 | $238,504 | dollars as filed | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,750 | $238,040 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,020 | $234,141 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,035 | $234,045 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,881 | $232,924 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,520 | $230,037 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 964 | $228,015 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,000 | $226,980 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,500 | $222,200 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 1,750 | $221,830 | dollars as filed | |
| LIMELIGHT NETWORKS INC | 53261MAB0 | NOTE 3.500% 8/0 | 250,000 | $221,105 | dollars as filed | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 8,000 | $213,440 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 10,000 | $212,700 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,800 | $211,792 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 774 | $211,302 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 44,000 | $209,880 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,000 | $208,400 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,062 | $208,178 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 15,775 | $203,498 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 200,000 | $200,712 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 325,000 | $196,398 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 300,000 | $193,875 | dollars as filed | principal |
| NEW GERMANY FD INC | 644465106 | COM | 23,112 | $188,825 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 10,000 | $187,300 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 11,800 | $187,148 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 300,000 | $186,450 | dollars as filed | principal |
| VIASAT INC | 92552V100 | COM | 10,000 | $184,600 | dollars as filed | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 40,000 | $184,000 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 200,000 | $175,234 | dollars as filed | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 57,501 | $174,803 | dollars as filed | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 12,084 | $166,518 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 11,000 | $163,680 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 19,591 | $162,605 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,000 | $156,300 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 12,500 | $155,250 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 10,000 | $145,400 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 200,000 | $135,424 | dollars as filed | principal |
| SECUREWORKS CORP | 81374A105 | CL A | 21,650 | $134,447 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 12,500 | $133,500 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 155,400 | $132,416 | dollars as filed | |
| BLUE APRON HLDGS INC | 09523Q309 | COM | 10,000 | $128,750 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 12,800 | $127,936 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 23,500 | $125,255 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 11,516 | $123,912 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 16,048 | $122,607 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 16,000 | $119,040 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 197,500 | $116,525 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 32,700 | $105,294 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,350 | $94,319 | dollars as filed | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 75,000 | $93,750 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 11,000 | $89,650 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 541,437 | $81,216 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 13,500 | $78,300 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 22,016 | $77,937 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 44,500 | $60,075 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 10,000 | $50,000 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,000 | $49,700 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 11,500 | $38,065 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 32,700 | $37,932 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 15,000 | $37,800 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 24,000 | $34,080 | dollars as filed | |
| PINEAPPLE ENERGY INC | 72303P107 | COM | 33,777 | $28,710 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 11,000 | $17,820 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 16,000 | $17,760 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 14,931 | $7,301 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 11,700 | $7,183 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 126,000 | $5,859 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-052134 | this filing | 2023-11-08 | acceptance time not in the bulk data set |