13F-HR/A filed by GAMCO INVESTORS, INC. ET AL
GAMCO INVESTORS, INC. ET AL filed this 13F-HR/A for the quarter ended 2023-06-30, filed 2023-08-15, with 857 holding rows worth $9,522,960,939.
- Accession
- 0001140361-23-039789
- Filer
- CIK 807249
- Filed
- 2023-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, amendment of type restatement, 857 entries on the cover page, a total value of $9,522,960,939 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,522,960,960 with VALUE read as dollars as filed, 13F file number 028-01887. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 24,800 | $1,815,360 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 26,610 | $1,804,956 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 43,500 | $1,795,245 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 120,200 | $1,765,738 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 128,000 | $1,751,040 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 40,400 | $1,739,220 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 14,265 | $1,730,345 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 37,200 | $1,701,900 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 480,500 | $1,700,970 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 54,153 | $1,693,364 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 63,200 | $1,688,072 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 46,058 | $1,667,300 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 106,400 | $1,661,968 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 28,100 | $1,650,875 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 83,100 | $1,638,732 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 90,100 | $1,627,206 | dollars as filed | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 45,040 | $1,614,234 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 13,434 | $1,599,183 | dollars as filed | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 106,867 | $1,592,318 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 23,930 | $1,575,551 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 51,950 | $1,564,215 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 5,400 | $1,556,226 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 220,000 | $1,520,200 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 68,423 | $1,492,990 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 72,528 | $1,489,725 | dollars as filed | |
| ALITHYA GROUP INC | 01643b106 | COM | 906,920 | $1,478,279 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 391,500 | $1,468,125 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 167,722 | $1,445,764 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 4,285 | $1,420,735 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 20,200 | $1,420,060 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 93,396 | $1,416,817 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 71,860 | $1,411,330 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 22,452 | $1,409,986 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,153 | $1,396,987 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,753 | $1,378,740 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 35,650 | $1,369,673 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 92,091 | $1,354,659 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 19,600 | $1,324,176 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 37,800 | $1,309,770 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 165,000 | $1,305,150 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 21,700 | $1,298,311 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 47,785 | $1,294,018 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 7,020 | $1,286,977 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 16,800 | $1,277,808 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 5,696 | $1,264,626 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 23,600 | $1,247,260 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 5,902 | $1,246,857 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 195,400 | $1,244,698 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 61,420 | $1,241,298 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 72,360 | $1,240,250 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 110,038 | $1,236,827 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 26,925 | $1,225,895 | dollars as filed | |
| STEEL CONNECT INC | 858098205 | COM | 146,222 | $1,225,340 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 147,500 | $1,218,837 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 21,493 | $1,214,974 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 74,300 | $1,187,314 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 115,125 | $1,181,183 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 75,000 | $1,149,750 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 52,530 | $1,142,528 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 63,765 | $1,129,916 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 56,090 | $1,125,726 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 148,400 | $1,117,452 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 20,900 | $1,091,398 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 183,000 | $1,090,680 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 147,000 | $1,084,860 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 76,365 | $1,079,801 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 16,850 | $1,068,964 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 26,000 | $1,063,920 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 15,816 | $1,056,192 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 162,809 | $1,041,978 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 9,043 | $1,027,737 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 84,000 | $1,026,480 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 8,522 | $1,014,885 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 12,943 | $1,005,930 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 162,662 | $998,745 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,590 | $987,896 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 31,351 | $985,362 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 10,652 | $974,978 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 49,298 | $972,164 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 101,345 | $957,710 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 4,910 | $956,959 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 5,000 | $956,300 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 21,390 | $955,919 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 33,500 | $947,380 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 27,500 | $943,250 | dollars as filed | |
| Intel Corp | 458140100 | COM | 27,825 | $930,468 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 606,670 | $928,205 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 29,835 | $926,078 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,838 | $922,938 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 46,400 | $906,656 | dollars as filed | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 1,837,679 | $900,463 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 20,690 | $900,015 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 97,000 | $888,520 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 6,497 | $883,267 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 23,730 | $881,570 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10,400 | $875,680 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,111 | $874,897 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 16,654 | $868,173 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 120,854 | $866,523 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 9,475 | $866,394 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 22,000 | $858,220 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 10,500 | $849,345 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 62,750 | $837,719 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,835 | $836,393 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,500 | $830,235 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 32,700 | $824,040 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 37,150 | $821,015 | dollars as filed | |
| FISERV INC | 337738108 | COM | 6,500 | $819,975 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,776 | $817,635 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 12,293 | $816,501 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 26,349 | $809,178 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 21,680 | $805,412 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 224,400 | $801,108 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 57,900 | $800,757 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 20,346 | $797,780 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 150,547 | $784,350 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 39,663 | $780,568 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 12,904 | $779,144 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 13,980 | $756,458 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 74,420 | $751,642 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,000 | $743,950 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 35,800 | $742,134 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,000 | $741,700 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 76,500 | $739,755 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 17,450 | $739,182 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,000 | $738,390 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 8,234 | $725,415 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,972 | $724,811 | dollars as filed | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 706,550 | $720,681 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 80,000 | $716,800 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,888 | $712,996 | dollars as filed | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 8,572 | $711,305 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 4,800 | $709,584 | dollars as filed | |
| TRITON INTL LTD | G9078F107 | CL A | 8,471 | $705,295 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 266,100 | $705,165 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,378 | $699,928 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 18,580 | $697,122 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 60,000 | $688,800 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 47,000 | $685,730 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 11,900 | $684,726 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 150,000 | $681,000 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 22,700 | $675,325 | dollars as filed | |
| GRAY MEDIA INC | 389375205 | CL A | 74,066 | $673,260 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,600 | $666,400 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 44,000 | $665,280 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,000 | $663,650 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 17,510 | $657,851 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 9,119 | $649,364 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,877 | $649,339 | dollars as filed | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 21,892 | $647,565 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 6,417 | $642,278 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 4,162 | $640,116 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 28,700 | $631,400 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 6,760 | $616,580 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 50,000 | $608,500 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 6,796 | $604,912 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 24,405 | $604,024 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 40,900 | $601,639 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 7,000 | $598,080 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 34,576 | $597,473 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 15,000 | $596,700 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 5,250 | $594,825 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,459 | $588,142 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 7,192 | $584,278 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 22,150 | $578,780 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 23,000 | $574,770 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 28,500 | $572,850 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 19,593 | $571,136 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 20,148 | $567,771 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 3,470 | $565,888 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,000 | $563,840 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 4,600 | $559,774 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,000 | $559,080 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 553,048 | $547,407 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 8,484 | $543,994 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 19,440 | $537,127 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,106 | $536,864 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,950 | $535,428 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 8,933 | $531,871 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 6,900 | $529,989 | dollars as filed | |
| F N B CORP | 302520101 | COM | 46,000 | $526,240 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,483 | $522,969 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 8,000 | $521,120 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,502 | $512,823 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 40,000 | $509,600 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,707 | $509,423 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 55,605 | $497,109 | dollars as filed | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 23,278 | $494,890 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 42,440 | $494,426 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,640 | $494,393 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 32,511 | $476,286 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 11,297 | $476,056 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 21,437 | $446,104 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 62,325 | $442,508 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 36,642 | $438,605 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 20,980 | $436,594 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 39,120 | $435,797 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 200,000 | $434,000 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 299,793 | $431,702 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 4,150 | $429,525 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 3,000 | $421,800 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 20,100 | $420,894 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 20,700 | $419,589 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 10,000 | $412,600 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,100 | $407,216 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 101,220 | $406,904 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 20,500 | $406,310 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 10,000 | $404,100 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 17,750 | $402,215 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 4,500 | $389,700 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 2,928 | $389,307 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 400,000 | $388,896 | dollars as filed | principal |
| PDC ENERGY INC | 69327R101 | COM | 5,457 | $388,211 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 31,586 | $378,514 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 84,500 | $370,955 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,911 | $370,619 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,565 | $365,769 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 9,000 | $364,050 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 8,000 | $362,320 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 29,640 | $361,904 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 26,500 | $358,015 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 25,700 | $356,202 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,447 | $356,034 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 4,229 | $353,840 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 6,500 | $353,015 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 19,850 | $352,536 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,420 | $352,018 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 22,880 | $351,666 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,000 | $350,010 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 300,000 | $347,340 | dollars as filed | principal |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 14,000 | $346,780 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 8,213 | $343,714 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 400,000 | $341,212 | dollars as filed | principal |
| NEOGAMES S A | L6673X107 | COM | 13,000 | $339,560 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 3,310 | $337,918 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 12,000 | $336,600 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 19,000 | $333,260 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 30,000 | $328,800 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 300,000 | $327,150 | dollars as filed | principal |
| READING INTL INC | 755408200 | CL B | 14,000 | $322,700 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 205,350 | $322,400 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,450 | $320,489 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 10,000 | $319,500 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,680 | $318,467 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 400,000 | $318,360 | dollars as filed | principal |
| Uber Technologies | 90353T100 | COM | 7,354 | $317,472 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,000 | $314,600 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,180 | $314,068 | dollars as filed | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 400,000 | $313,836 | dollars as filed | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,765 | $312,666 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 350,000 | $311,220 | dollars as filed | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 400,000 | $308,748 | dollars as filed | principal |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 7,900 | $306,283 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 5,300 | $304,273 | dollars as filed | |
| TANGER INC | 875465106 | COM | 13,700 | $302,359 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 300,000 | $299,118 | dollars as filed | principal |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 11,500 | $298,425 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,580 | $297,938 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 300,000 | $288,651 | dollars as filed | principal |
| VERITEX HLDGS INC | 923451108 | COM | 16,000 | $286,880 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 309,000 | $285,590 | dollars as filed | principal |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 964 | $285,180 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,970 | $281,261 | dollars as filed | |
| INFINERA CORP | 45667GAC7 | BOND | 300,000 | $281,160 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 300,000 | $278,070 | dollars as filed | principal |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 14,000 | $276,080 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 300,000 | $276,063 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,184 | $275,989 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,931 | $275,650 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 23,750 | $275,500 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 400,000 | $267,044 | dollars as filed | principal |
| WAFD INC | 938824109 | COM | 10,000 | $265,200 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 300,000 | $264,975 | dollars as filed | principal |
| EOG RES INC COM | 26875P101 | Stock | 2,300 | $263,212 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 11,000 | $263,120 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,237 | $261,258 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 9,750 | $261,105 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 13,500 | $258,660 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,000 | $255,640 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 27,800 | $254,648 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 12,000 | $253,440 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 70,001 | $252,004 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,000 | $250,680 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,094 | $250,165 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,035 | $249,450 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 3,710 | $246,863 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 40,000 | $246,800 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 820 | $244,696 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,800 | $244,244 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,300 | $243,737 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,682 | $241,367 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,000 | $240,040 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,150 | $238,257 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 300,000 | $237,321 | dollars as filed | principal |
| ASTRONICS CORP COM | 046433108 | Stock | 11,800 | $234,348 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 200,000 | $230,936 | dollars as filed | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,750 | $228,443 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 15,775 | $227,318 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,000 | $223,090 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 555 | $222,361 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 7,600 | $217,664 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,865 | $217,459 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 200,000 | $217,240 | dollars as filed | principal |
| LIMELIGHT NETWORKS INC | 53261MAB0 | NOTE 3.500% 8/0 | 250,000 | $216,955 | dollars as filed | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 8,000 | $216,080 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,500 | $211,975 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,858 | $210,864 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 20,674 | $208,601 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,899 | $207,732 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 23,112 | $207,546 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 8,000 | $205,120 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 30,000 | $196,500 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 12,500 | $189,125 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 19,000 | $184,870 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 189,500 | $181,503 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 29,000 | $179,510 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 300,000 | $170,592 | dollars as filed | principal |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,000 | $167,600 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 325,000 | $165,328 | dollars as filed | principal |
| NEURONETICS INC | 64131A105 | COM | 73,500 | $158,025 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 21,650 | $156,530 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 200,000 | $154,752 | dollars as filed | principal |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 10,000 | $153,300 | dollars as filed | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 35,290 | $137,278 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 16,048 | $131,915 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 13,950 | $131,409 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,350 | $126,893 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 56,000 | $126,560 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 33,900 | $125,091 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 12,800 | $120,576 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 11,000 | $114,510 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 29,680 | $113,971 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 20,000 | $113,000 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 11,444 | $105,743 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 63,000 | $103,320 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 24,084 | $99,226 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 142,200 | $95,843 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 11,000 | $92,620 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 10,000 | $91,300 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 13,500 | $87,885 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 541,437 | $81,216 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 10,941 | $78,338 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 300,000 | $62,610 | dollars as filed | |
| PINEAPPLE ENERGY INC | 72303P107 | COM | 44,777 | $61,344 | dollars as filed | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 75,000 | $52,500 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 18,900 | $41,769 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 29,243 | $41,233 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 17,000 | $34,680 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 27,000 | $30,510 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 35,700 | $28,917 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 20,000 | $25,200 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 11,000 | $19,250 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 21,503 | $13,977 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 20,000 | $13,570 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 126,000 | $8,820 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V116 | *W EXP 99/99/999 | 176,795 | $2,422 | dollars as filed | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 75,000 | $1,200 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-039119 | superseded | 2023-08-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-23-039789 | this filing | 2023-08-15 | acceptance time not in the bulk data set |