13F-HR filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-18, with 3,249 holding rows worth $11,792,903,464.
- Accession
- 0001140361-23-035024
- Filer
- CIK 1555170
- Filed
- 2023-07-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 3,579 entries on the cover page, a total value of $11,792,903,464 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,792,903,464 with VALUE read as dollars as filed, 13F file number 028-15046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 36 | $319 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 47 | $316 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 7 | $316 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 9 | $316 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 7 | $315 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 36 | $315 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 5 | $315 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 3 | $311 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 16 | $311 | dollars as filed | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 37 | $311 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 10 | $310 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 91 | $310 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 270 | $308 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 9 | $307 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 20 | $305 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 27 | $304 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 10 | $303 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 20 | $303 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 13 | $302 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 14 | $301 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 60 | $299 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 9 | $295 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 19 | $292 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 33 | $292 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 121 | $292 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 45 | $291 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 27 | $291 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 23 | $289 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 17 | $287 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 9 | $286 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 375 | $285 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 175 | $280 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 21 | $279 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 200 | $278 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4 | $276 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 9 | $275 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 12 | $275 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2 | $274 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 2 | $272 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 18 | $272 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 300 | $270 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 4 | $267 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 11 | $265 | dollars as filed | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 5 | $263 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 35 | $262 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 19 | $260 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 8 | $256 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 14 | $253 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 42 | $253 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 42 | $252 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 19 | $250 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 14 | $249 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 14 | $248 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 20 | $245 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 17 | $244 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 23 | $244 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 37 | $244 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 400 | $244 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 10 | $243 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 200 | $242 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 4 | $240 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 242 | $240 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 52 | $240 | dollars as filed | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 10 | $240 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 10 | $238 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 150 | $236 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 66 | $236 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 2 | $235 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 61 | $235 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 21 | $233 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 39 | $231 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 7 | $231 | dollars as filed | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 344 | $229 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 10 | $226 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 8 | $226 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 6 | $225 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 6 | $221 | dollars as filed | |
| DANA INC | 235825205 | COM | 13 | $221 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 6 | $220 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 5 | $218 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 35 | $217 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 11 | $217 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 18 | $216 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 3 | $214 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 20 | $214 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 38 | $214 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 4 | $213 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 23 | $208 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 70 | $206 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 9 | $205 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 70 | $205 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 5 | $204 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 11 | $202 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 7 | $202 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 11 | $201 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 19 | $201 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 68 | $200 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 3 | $199 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 2 | $198 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 33 | $197 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 7 | $197 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 3 | $196 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 50 | $195 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 13 | $195 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 8 | $195 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 100 | $195 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 1 | $194 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 13 | $193 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 13 | $193 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 7 | $192 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 25 | $192 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 43 | $191 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 136 | $187 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 100 | $186 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 51 | $186 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 100 | $185 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 130 | $184 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 3 | $183 | dollars as filed | |
| WEX INC | 96208T104 | COM | 1 | $183 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 11 | $182 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 19 | $182 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 22 | $177 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 100 | $177 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 5 | $177 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 147 | $177 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 11 | $175 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2 | $171 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 4 | $169 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 9 | $168 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 6 | $168 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 375 | $168 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5 | $166 | dollars as filed | |
| GLEN BURNIE BANCORP | 377407101 | COM | 21 | $162 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2 | $159 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 500 | $158 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 15 | $155 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 124 | $155 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 21 | $155 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 3 | $150 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5 | $149 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 100 | $147 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3 | $146 | dollars as filed | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2 | $146 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1 | $145 | dollars as filed | |
| FULLER H B CO COM | 359694106 | Stock | 2 | $144 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 4 | $144 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1 | $144 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1 | $143 | dollars as filed | |
| FLORA GROWTH CORP (US) OLD | 339764201 | COM | 60 | $143 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 10 | $140 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2 | $136 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 100 | $136 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 19 | $134 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 11 | $132 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4 | $132 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 4 | $130 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 3 | $128 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 2 | $126 | dollars as filed | |
| CENTERSPACE COM | 15202L107 | REIT | 2 | $123 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2 | $123 | dollars as filed | |
| DMK PHARMACEUTICALS CORP PAR $0.0001 | 00547W307 | COM | 50 | $121 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 100 | $119 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 100 | $118 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 14 | $118 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 50 | $116 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 42 | $114 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 25 | $109 | dollars as filed | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 14 | $109 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 34 | $107 | dollars as filed | |
| CONFORMIS INC COM NEW | 20717E200 | Stock | 48 | $106 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 10 | $104 | dollars as filed | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 87 | $101 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 2 | $98 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 24 | $98 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3 | $95 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 3 | $95 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 4 | $93 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 200 | $89 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3 | $88 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 9 | $88 | dollars as filed | |
| WEWORK INC | 96209A112 | *W EXP 10/20/202 | 5,000 | $84 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 33 | $81 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 95 | $80 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 100 | $80 | dollars as filed | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 65 | $70 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 5 | $68 | dollars as filed | |
| BORQS TECHNOLOGIES INC | G1466B202 | COM | 363 | $61 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 350 | $58 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 2 | $57 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 16 | $56 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $56 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 50 | $56 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 45 | $54 | dollars as filed | |
| GALMED PHARMACEUTICALS LTD | M47238122 | SHS NEW | 17 | $51 | dollars as filed | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 53 | $51 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 17 | $46 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 19 | $43 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 100 | $42 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T208 | COM NEW | 179 | $42 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 100 | $41 | dollars as filed | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1 | $39 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS INC | 88024M108 | COM | 100 | $38 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 6 | $36 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 4 | $35 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 137 | $33 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20 | $32 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 1 | $29 | dollars as filed | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 50 | $25 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 17 | $25 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 5 | $23 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 1 | $22 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 18 | $21 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 1 | $20 | dollars as filed | |
| THE9 LTD | 88337K302 | ADR | 25 | $19 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1 | $17 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 0 | $17 | dollars as filed | Amount filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 0 | $15 | dollars as filed | Amount filed as zero, left out of ratios. |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 31 | $15 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 1 | $14 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 5 | $13 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 1 | $12 | dollars as filed | |
| MALLINCKRODT PLC | G5890A102 | COM | 10 | $12 | dollars as filed | |
| HEPION PHARMACEUTICALS INC | 426897302 | COM | 1 | $11 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 1,475 | $11 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K504 | cs | 9 | $11 | dollars as filed | |
| ASHFORD INC | 044104107 | COM | 1 | $10 | dollars as filed | |
| PULMATRIX INC | 74584P301 | COM | 3 | $9 | dollars as filed | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 0 | $9 | dollars as filed | Amount filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 6 | $8 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 30 | $8 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 66 | $8 | dollars as filed | |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 100 | $7 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 5 | $6 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 12 | $6 | dollars as filed | |
| INKT | 603693102 | Stock | 2 | $5 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 7 | $5 | dollars as filed | |
| VOLCON INC | 92864V103 | COM | 6 | $4 | dollars as filed | |
| ARRIVAL | L0423Q124 | COM NEW | 1 | $3 | dollars as filed | |
| ORBITAL INFRASTRUCTURE GRP I | 68559A208 | COM | 1 | $3 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 3 | $2 | dollars as filed | |
| SINTX TECHNOLOGIES INC | 829392604 | COM | 1 | $2 | dollars as filed | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M605 | COM | 1 | $2 | dollars as filed | |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 1 | $2 | dollars as filed | |
| BTCS INC | 05581M404 | CMN | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 25 | $1 | dollars as filed | |
| TENAX THERAPEUTICS INC | 88032L506 | COM | 1 | $1 | dollars as filed | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 3 | $1 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 287 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-035024 | this filing | 2023-07-18 | acceptance time not in the bulk data set |