13F-HR filed by GAMCO INVESTORS, INC. ET AL
GAMCO INVESTORS, INC. ET AL filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 877 holding rows worth $9,294,041,802.
- Accession
- 0001140361-23-024420
- Filer
- CIK 807249
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 877 entries on the cover page, a total value of $9,294,041,802 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,294,041,822 with VALUE read as dollars as filed, 13F file number 028-01887. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 51,950 | $1,680,583 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 38,375 | $1,674,685 | dollars as filed | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 160,294 | $1,670,263 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 38,511 | $1,667,526 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 37,200 | $1,645,356 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 61,009 | $1,643,582 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 20,000 | $1,640,200 | dollars as filed | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 110,763 | $1,624,893 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 220,000 | $1,623,600 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 76,828 | $1,582,657 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 14,922 | $1,568,451 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 196,773 | $1,548,604 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,705 | $1,538,997 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 92,300 | $1,537,718 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 6,200 | $1,530,718 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 19,600 | $1,518,020 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 177,995 | $1,509,398 | dollars as filed | |
| TREAN INS GROUP INC | 89457R101 | COM | 245,863 | $1,504,682 | dollars as filed | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 150,777 | $1,495,708 | dollars as filed | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 181,125 | $1,465,301 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 27,307 | $1,458,194 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 148,150 | $1,457,796 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 70,085 | $1,454,965 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 36,130 | $1,452,787 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 82,900 | $1,444,947 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 84,164 | $1,444,254 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 37,800 | $1,420,524 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 26,000 | $1,420,380 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 171,794 | $1,419,019 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 21,075 | $1,407,810 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 83,900 | $1,405,325 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 43,100 | $1,404,629 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,896 | $1,393,249 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 46,985 | $1,391,696 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 147,500 | $1,386,500 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 12,630 | $1,380,333 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 21,438 | $1,377,820 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 19,000 | $1,369,710 | dollars as filed | |
| HESKA CORP | 42805E306 | COM | 14,000 | $1,366,680 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 27,070 | $1,365,140 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 152,400 | $1,348,740 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 5,568 | $1,346,064 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 61,280 | $1,340,806 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 195,400 | $1,316,996 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 170,000 | $1,303,900 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 24,880 | $1,285,798 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,263 | $1,281,729 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 20,900 | $1,246,685 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 21,489 | $1,245,089 | dollars as filed | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 24,987 | $1,242,354 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 71,939 | $1,241,667 | dollars as filed | |
| POST HOLDINGS PARTNERING COR | 737465203 | UNIT 99/99/9999 | 121,800 | $1,235,052 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 112,000 | $1,234,240 | dollars as filed | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 35,713 | $1,224,956 | dollars as filed | |
| STEEL CONNECT INC | 858098106 | CMN | 1,059,800 | $1,208,172 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 24,100 | $1,192,950 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 99,026 | $1,187,322 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 16,850 | $1,181,859 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 16,800 | $1,177,008 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 63,765 | $1,170,725 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 22,377 | $1,154,653 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 6,700 | $1,147,978 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 26,250 | $1,139,775 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 74,300 | $1,098,897 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 54,420 | $1,098,196 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 151,354 | $1,094,289 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 52,271 | $1,086,191 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 592,670 | $1,084,586 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 22,400 | $1,083,712 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 94,710 | $1,083,482 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 19,425 | $1,077,893 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 32,600 | $1,077,104 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 5,324 | $1,063,629 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 32,487 | $1,059,726 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 25,700 | $1,050,102 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 4,285 | $1,042,583 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,600 | $1,039,094 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,650 | $1,026,783 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 26,743 | $1,020,245 | dollars as filed | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 1,827,091 | $1,004,717 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 11,238 | $1,001,418 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 25,000 | $999,250 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 109,182 | $987,005 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 55,990 | $974,786 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 10,465 | $972,408 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 4,910 | $971,935 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 49,288 | $962,590 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 21,640 | $960,167 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 84,000 | $959,280 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,240 | $953,496 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,500 | $947,070 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10,400 | $946,296 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 16,429 | $945,325 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 7,020 | $935,415 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 5,637 | $933,656 | dollars as filed | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 26,275 | $920,413 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 33,500 | $919,910 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 21,884 | $913,876 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 82,630 | $912,235 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 29,705 | $911,944 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 6,846 | $906,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,821 | $897,687 | dollars as filed | |
| FISERV INC | 337738108 | COM | 7,900 | $892,937 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 107,000 | $885,960 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 224,400 | $884,136 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 37,300 | $884,010 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,590 | $877,145 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 154,609 | $876,633 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 46,900 | $863,429 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 22,900 | $860,582 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 34,300 | $859,558 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 9,148 | $856,710 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,807 | $854,223 | dollars as filed | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 47,469 | $846,372 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 10,000 | $831,800 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 213,700 | $831,293 | dollars as filed | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 88,974 | $829,238 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 155,047 | $824,850 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,785 | $824,170 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 250,100 | $812,825 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 22,800 | $809,856 | dollars as filed | |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 80,000 | $809,600 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 29,835 | $809,424 | dollars as filed | |
| Intel Corp | 458140100 | COM | 24,747 | $808,484 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 9,775 | $798,813 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 108,085 | $792,263 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 15,237 | $791,257 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 107,500 | $789,050 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 150,000 | $789,000 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 20,338 | $786,082 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 26,549 | $779,213 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 18,330 | $778,475 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 32,700 | $771,393 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 57,900 | $771,228 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 6,000 | $767,940 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 87,725 | $754,435 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 10,500 | $752,745 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,000 | $747,100 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,174 | $744,642 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 76,715 | $741,067 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 40,000 | $740,800 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 9,047 | $729,369 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 47,000 | $728,030 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 6,792 | $713,907 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 4,800 | $703,728 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,046 | $701,128 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 118,318 | $692,160 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 90,000 | $692,100 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 22,300 | $681,934 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,000 | $681,600 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 8,051 | $660,424 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,000 | $660,100 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,026 | $655,008 | dollars as filed | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 11,129 | $654,942 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,000 | $647,300 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 23,000 | $646,760 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 6,600 | $644,754 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,700 | $642,321 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 51,400 | $639,930 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 3,470 | $634,073 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 10,593 | $628,695 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 28,700 | $617,624 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 59,570 | $617,145 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 15,000 | $616,200 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 5,200 | $609,336 | dollars as filed | |
| GRAY MEDIA INC | 389375205 | CL A | 70,856 | $602,985 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 11,900 | $599,284 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,980 | $595,911 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 43,575 | $594,799 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,120 | $592,773 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 70,000 | $591,500 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,350 | $581,912 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 28,500 | $579,690 | dollars as filed | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 706,050 | $578,961 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 4,267 | $574,338 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 6,804 | $574,258 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 50,000 | $569,500 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 26,000 | $558,220 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,006 | $557,014 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,483 | $555,867 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,240 | $540,690 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,150 | $537,323 | dollars as filed | |
| F N B CORP | 302520101 | COM | 46,000 | $533,600 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 533,939 | $527,425 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 50,000 | $524,000 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 9,800 | $513,618 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,000 | $511,120 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 6,760 | $508,420 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 21,437 | $504,198 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 17,185 | $503,864 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 62,325 | $503,586 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 39,120 | $495,650 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 80,000 | $495,200 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 7,000 | $492,030 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,957 | $491,589 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 30,226 | $488,754 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 18,643 | $468,126 | dollars as filed | |
| PROVENTION BIO INC | 74374N102 | COM | 19,400 | $467,540 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 7,200 | $454,752 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 8,497 | $454,505 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,000 | $453,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 25,325 | $452,051 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 28,500 | $445,170 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 4,564 | $440,289 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 8,708 | $436,271 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 8,000 | $427,920 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,880 | $415,555 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 3,000 | $407,700 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 11,500 | $403,075 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 67,762 | $402,506 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 20,500 | $395,650 | dollars as filed | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 32,387 | $394,798 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 33,719 | $394,512 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,926 | $393,559 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 10,000 | $389,100 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 40,000 | $381,600 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,533 | $377,077 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,565 | $373,977 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,808 | $373,222 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 12,000 | $372,960 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 20,500 | $372,895 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 4,500 | $371,700 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 8,000 | $370,800 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 26,500 | $369,940 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 16,064 | $369,633 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 400,000 | $369,020 | dollars as filed | principal |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 31,586 | $367,794 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 22,880 | $361,962 | dollars as filed | |
| CVENT HOLDING CORP | 126677103 | COM | 43,000 | $359,480 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,800 | $359,194 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,229 | $352,717 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 25,700 | $350,805 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 90,700 | $350,102 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 300,000 | $349,926 | dollars as filed | principal |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 10,646 | $348,337 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 9,000 | $348,300 | dollars as filed | |
| SUMO LOGIC INC | 86646P103 | COM | 28,956 | $346,893 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 70,001 | $346,505 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,544 | $344,619 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 400,000 | $343,304 | dollars as filed | principal |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 42,605 | $338,710 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 10,000 | $338,400 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 19,425 | $335,470 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 369,003 | $331,623 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 4,150 | $330,506 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 300,000 | $330,426 | dollars as filed | principal |
| MATCH GROUP INC NEW | 57667L107 | COM | 8,413 | $322,975 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 2,870 | $321,985 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 400,000 | $315,716 | dollars as filed | principal |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 400,000 | $314,216 | dollars as filed | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 83,000 | $313,325 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,345 | $312,780 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,830 | $311,847 | dollars as filed | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 400,000 | $311,312 | dollars as filed | principal |
| Caterpillar Inc. | 149123101 | COM | 1,358 | $310,765 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,180 | $309,556 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 1,136 | $307,788 | dollars as filed | |
| INFINERA CORP | 45667GAC7 | BOND | 300,000 | $306,570 | dollars as filed | principal |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 964 | $306,552 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 350,000 | $306,114 | dollars as filed | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,500 | $305,145 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,575 | $303,518 | dollars as filed | |
| READING INTL INC | 755408200 | CL B | 14,000 | $303,100 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 27,200 | $301,376 | dollars as filed | |
| WAFD INC | 938824109 | COM | 10,000 | $301,200 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 10,035 | $300,448 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 400,000 | $300,360 | dollars as filed | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,874 | $299,729 | dollars as filed | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 10,000 | $299,100 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 300,000 | $297,774 | dollars as filed | principal |
| HILLTOP HLDGS INC | 432748101 | COM | 10,000 | $296,700 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 12,000 | $296,400 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,285 | $293,610 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 23,444 | $293,519 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,000 | $293,150 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 200,000 | $292,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 300,000 | $291,345 | dollars as filed | principal |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 16,500 | $289,905 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 22,500 | $287,775 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 309,000 | $287,722 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 200,000 | $283,878 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 300,000 | $283,830 | dollars as filed | principal |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,400 | $282,914 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,931 | $282,872 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,000 | $275,660 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 4,100 | $273,347 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 176,550 | $270,122 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,765 | $269,890 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 40,000 | $269,200 | dollars as filed | |
| TANGER INC | 875465106 | COM | 13,700 | $268,931 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 3,469 | $268,570 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,860 | $266,425 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 300,000 | $266,022 | dollars as filed | principal |
| LAM RESEARCH CORP | 512807108 | COM | 500 | $265,060 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 2,300 | $263,649 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,150 | $261,462 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 300,000 | $261,402 | dollars as filed | principal |
| Applied Materials,Inc. | 038222105 | COM | 2,115 | $259,785 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 196 | $258,340 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 23,750 | $256,263 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 8,039 | $254,836 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,000 | $252,000 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,035 | $251,750 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,519 | $250,127 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,987 | $249,547 | dollars as filed | |
| KLA CORP | 482480100 | COM | 625 | $249,481 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,000 | $249,120 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 250,000 | $247,700 | dollars as filed | principal |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 856 | $244,927 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 91,600 | $242,740 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 14,000 | $236,880 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,484 | $236,164 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,237 | $235,686 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 9,640 | $232,324 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,710 | $230,559 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 200,000 | $227,330 | dollars as filed | principal |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5,500 | $225,830 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 77,500 | $225,525 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,000 | $222,630 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 19,000 | $221,350 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 3,738 | $220,804 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 7,500 | $220,725 | dollars as filed | |
| LIMELIGHT NETWORKS INC | 53261MAB0 | NOTE 3.500% 8/0 | 250,000 | $220,408 | dollars as filed | principal |
| WW GRAINGER INC COM | 384802104 | Stock | 314 | $216,286 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,094 | $213,111 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,566 | $211,125 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,550 | $210,528 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 23,112 | $210,088 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 505 | $209,620 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 191,500 | $208,735 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 15,775 | $208,230 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 300,000 | $207,648 | dollars as filed | principal |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 27,800 | $204,886 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 3,800 | $203,946 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 8,000 | $203,920 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,600 | $201,936 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,081 | $201,919 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,500 | $192,465 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 37,500 | $186,750 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 21,650 | $185,541 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 30,000 | $181,200 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 200,000 | $167,748 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 325,000 | $167,570 | dollars as filed | principal |
| FORD MTR CO COM | 345370860 | Stock | 12,500 | $157,500 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 11,000 | $150,260 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 394,000 | $138,530 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,000 | $133,600 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 16,048 | $127,261 | dollars as filed | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 28,500 | $125,970 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 300,000 | $125,754 | dollars as filed | principal |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 12,000 | $122,400 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 11,000 | $121,660 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 20,000 | $117,600 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 10,000 | $112,700 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 31,900 | $109,098 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,800 | $106,704 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 11,000 | $105,930 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 81,700 | $105,393 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,350 | $105,328 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 39,000 | $100,620 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 32,900 | $98,700 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 123,400 | $97,622 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 10,000 | $94,500 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 13,500 | $94,500 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 24,440 | $93,605 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 12,000 | $92,520 | dollars as filed | |
| TEAM INC | 878155308 | COM NEW | 15,338 | $84,051 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,293 | $79,616 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 476,937 | $76,262 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 34,000 | $75,140 | dollars as filed | |
| PINEAPPLE ENERGY INC | 72303P107 | COM | 44,724 | $71,111 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 49,500 | $66,825 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 15,500 | $39,370 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 22,765 | $19,555 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 20,000 | $19,244 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 11,700 | $14,391 | dollars as filed | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 75,000 | $2,250 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024420 | this filing | 2023-05-12 | acceptance time not in the bulk data set |