13F-HR filed by CARRET ASSET MANAGEMENT, LLC
CARRET ASSET MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 271 holding rows worth $719,875,000.
- Accession
- 0001140361-23-024090
- Filer
- CIK 791490
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 271 entries on the cover page, a total value of $719,875,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $719,875,000 with VALUE read as dollars as filed, 13F file number 028-01317. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 354,523 | $58,461,000 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 126,550 | $36,484,000 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 88,500 | $24,664,000 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 158,875 | $20,703,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 181,198 | $18,845,000 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 59,019 | $18,223,000 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 92,671 | $14,364,000 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 77,570 | $12,656,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 120,530 | $12,503,000 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 63,821 | $11,635,000 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 205,624 | $10,749,000 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 61,018 | $9,725,000 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 104,396 | $9,700,000 | dollars as filed | |
| American Express Company | 025816109 | COM | 58,728 | $9,687,000 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 55,069 | $9,121,000 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 84,755 | $9,017,000 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 112,959 | $8,394,000 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 75,626 | $7,572,000 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 50,353 | $7,487,000 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 15 | $6,984,000 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 44,414 | $6,549,000 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 28,602 | $6,535,000 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 38,124 | $6,535,000 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 52,495 | $6,193,000 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 32,981 | $6,169,000 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 58,331 | $6,025,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 153,832 | $5,983,000 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 50,890 | $5,963,000 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 32,648 | $5,824,000 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 33,773 | $5,787,000 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 64,695 | $5,720,000 | dollars as filed | |
| Southern Company | 842587107 | COM | 79,152 | $5,507,000 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 18,303 | $5,402,000 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 59,028 | $5,371,000 | dollars as filed | |
| SPY | 78462F103 | SHS | 13,117 | $5,370,000 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 15,841 | $5,324,000 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 51,899 | $5,255,000 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 46,175 | $5,117,000 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 9,456 | $5,013,000 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 13,640 | $4,957,000 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 70,637 | $4,939,000 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 21,827 | $4,921,000 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14,849 | $4,857,000 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 68,624 | $4,782,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 115,074 | $4,695,000 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 8,061 | $4,646,000 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,771 | $4,614,000 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 63,253 | $4,535,000 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 51,113 | $4,490,000 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 36,306 | $4,459,000 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 59,100 | $4,096,000 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 41,061 | $4,074,000 | dollars as filed | |
| CORNING INC | 219350105 | COM | 113,417 | $4,001,000 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 43,053 | $3,961,000 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 34,711 | $3,806,000 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 133,047 | $3,805,000 | dollars as filed | |
| Intel Corp | 458140100 | COM | 115,743 | $3,781,000 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 29,401 | $3,737,000 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 12,987 | $3,631,000 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 63,662 | $3,490,000 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 90,907 | $3,446,000 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 13,400 | $3,409,000 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 58,145 | $3,369,000 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 13,061 | $3,180,000 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 16,123 | $3,164,000 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 56,207 | $3,143,000 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,189 | $2,925,000 | dollars as filed | |
| NESTLE SA ADR | 641069406 | COM | 23,451 | $2,861,000 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 144,810 | $2,788,000 | dollars as filed | |
| Deere & Company | 244199105 | COM | 6,655 | $2,748,000 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 11,102 | $2,748,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 20,905 | $2,740,000 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 19,127 | $2,642,000 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,401 | $2,631,000 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 29,129 | $2,558,000 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 39,406 | $2,518,000 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 63,874 | $2,470,000 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 7,117 | $2,444,000 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7,704 | $2,361,000 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 26,937 | $2,347,000 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,277 | $2,288,000 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 26,416 | $2,267,000 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 8,515 | $2,245,000 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 41,479 | $2,218,000 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 22,232 | $2,172,000 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 10,770 | $2,124,000 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 29,540 | $2,120,000 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 22,745 | $2,116,000 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 89,957 | $2,116,000 | dollars as filed | |
| Boeing Company | 097023105 | COM | 9,881 | $2,099,000 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 13,900 | $1,989,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,987 | $1,981,000 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 54,437 | $1,963,000 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 19,130 | $1,873,000 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 17,755 | $1,866,000 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 57,031 | $1,860,000 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,881 | $1,848,000 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,958 | $1,821,000 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 75,217 | $1,811,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 13,871 | $1,701,000 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 35,261 | $1,687,000 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5,744 | $1,686,000 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 8,780 | $1,678,000 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,740 | $1,635,000 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 44,437 | $1,602,000 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 647 | $1,590,000 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 59,311 | $1,580,000 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 13,920 | $1,559,000 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 10,700 | $1,555,000 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 7,730 | $1,546,000 | dollars as filed | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 115,886 | $1,540,000 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,311 | $1,518,000 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 21,734 | $1,515,000 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 18,232 | $1,469,000 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 5,924 | $1,432,000 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 30,039 | $1,409,000 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 17,986 | $1,389,000 | dollars as filed | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 3,625 | $1,374,000 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 6,891 | $1,371,000 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 3,547 | $1,367,000 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,840 | $1,344,000 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,823 | $1,324,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 16,795 | $1,315,000 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 35,005 | $1,308,000 | dollars as filed | |
| VWO | 922042858 | SHS | 31,705 | $1,281,000 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 12,127 | $1,270,000 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 16,303 | $1,257,000 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 16,691 | $1,254,000 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 12,899 | $1,234,000 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 6,570 | $1,222,000 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 37,924 | $1,210,000 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 14,349 | $1,210,000 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 33,155 | $1,158,000 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 25,201 | $1,145,000 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 11,572 | $1,074,000 | dollars as filed | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 32,983 | $1,009,000 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,701 | $997,000 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 66,710 | $996,000 | dollars as filed | |
| VANGUARD STAR FD | 921909107 | Equity Mutual Fu | 38,453 | $991,000 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,353 | $981,000 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 6,758 | $977,000 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 7,607 | $971,000 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 27,005 | $967,000 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 10,000 | $948,000 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 24,245 | $948,000 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,735 | $883,000 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 13,554 | $841,000 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 16,622 | $804,000 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,678 | $793,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 36,425 | $788,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 33,331 | $744,000 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 19,780 | $739,000 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,145 | $702,000 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,786 | $681,000 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,650 | $681,000 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 6,869 | $663,000 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 21,238 | $663,000 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 16,600 | $662,000 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,999 | $661,000 | dollars as filed | |
| FIDELITY 500 INDEX | 315911750 | MFD | 4,316 | $618,000 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 9,089 | $613,000 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,235 | $599,000 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,828 | $599,000 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 14,937 | $591,000 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 16,072 | $590,000 | dollars as filed | |
| SCHWAB SMALL CAP INDEX FUND | 808509848 | MUTUAL | 20,189 | $586,000 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 2,543 | $582,000 | dollars as filed | |
| Fidelity Blue Chip Growth Fund | 316389303 | ETF | 4,298 | $578,000 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 2,311 | $576,000 | dollars as filed | |
| FIDELITY EXTENDED MARKET INDEX | 315911743 | EQUITY FUNDS | 8,594 | $573,000 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,785 | $563,000 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 50,087 | $561,000 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 2,775 | $554,000 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,391 | $549,000 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 416 | $548,000 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 43,442 | $547,000 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,266 | $542,000 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,556 | $537,000 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 8,418 | $535,000 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 4,660 | $529,000 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,275 | $519,000 | dollars as filed | |
| FIDELITY OTC PORTFOLIO | 316389105 | Common, Large Cap Growth | 34,995 | $517,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 48,775 | $511,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 28,190 | $503,000 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 11,047 | $499,000 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 4,704 | $493,000 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,507 | $484,000 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,908 | $470,000 | dollars as filed | |
| BLACKROCK SHORT DURATION MUNI INSTL | 09253C819 | NTF BOND FUNDS | 48,000 | $469,000 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 10,086 | $461,000 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 5,824 | $451,000 | dollars as filed | |
| IJH | 464287507 | COM | 1,793 | $449,000 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,050 | $431,000 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 6,524 | $421,000 | dollars as filed | |
| General Electric Company | 369604301 | COM | 4,369 | $418,000 | dollars as filed | |
| F N B CORP | 302520101 | COM | 36,065 | $418,000 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,630 | $416,000 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,166 | $403,000 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,068 | $396,000 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 24,883 | $396,000 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 6,715 | $379,000 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,945 | $363,000 | dollars as filed | |
| T ROWE PRICE NEW HORIZON FD | 779562107 | MUTUAL | 7,147 | $356,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 10,947 | $347,000 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,022 | $340,000 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,068 | $338,000 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 3,410 | $332,000 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,370 | $327,000 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 2,736 | $327,000 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,522 | $326,000 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 5,296 | $319,000 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,745 | $316,000 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 683 | $313,000 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,645 | $312,000 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,018 | $310,000 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 552 | $301,000 | dollars as filed | |
| JPMORGAN MID CAP VALUE FD-A | 339128308 | FD | 8,721 | $288,000 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,230 | $286,000 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,745 | $285,000 | dollars as filed | |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 4,504 | $284,000 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,104 | $282,000 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,274 | $280,000 | dollars as filed | |
| Fidelity Total Market Index Fu | 315911693 | COM | 2,457 | $279,000 | dollars as filed | |
| VTI | 922908769 | COM | 1,364 | $278,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,120 | $270,000 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,580 | $263,000 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 4,536 | $261,000 | dollars as filed | |
| PRUDENTIAL JENN EQTY OPPOR-Z | 74437E800 | FD | 14,319 | $250,000 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,895 | $245,000 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,580 | $244,000 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,430 | $244,000 | dollars as filed | |
| T. Rowe Price Mid-Cap Va Lue | 77957Y106 | MF | 8,347 | $244,000 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 7,800 | $242,000 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,153 | $239,000 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,254 | $234,000 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 5,594 | $234,000 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,305 | $234,000 | dollars as filed | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 1,069 | $231,000 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,176 | $228,000 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 800 | $228,000 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 1,700 | $227,000 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,200 | $224,000 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 19,500 | $222,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 6,000 | $220,000 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,497 | $218,000 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 470 | $216,000 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 2,601 | $210,000 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,044 | $210,000 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,583 | $209,000 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,170 | $207,000 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,000 | $200,000 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,000 | $197,000 | dollars as filed | |
| FIDELITY STR DVD&INC FUND | 316145887 | FD | 12,550 | $197,000 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,650 | $191,000 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 15,145 | $190,000 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,534 | $173,000 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 10,190 | $154,000 | dollars as filed | |
| FIDELITY ASSET MANAGER 60 | 316069582 | FD | 11,009 | $151,000 | dollars as filed | |
| Fidelity Magellan Fd Inc | 316184100 | Com | 12,003 | $139,000 | dollars as filed | |
| WELLS FARGO ADVANTAGE TOT RET | 94975J631 | FD | 11,515 | $133,000 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,000 | $131,000 | dollars as filed | |
| GROUNDED LITHIUM CORP | 39943R108 | COM | 15,000 | $106,000 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 16,400 | $75,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 16,525 | $20,000 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 14,000 | $16,000 | dollars as filed | |
| ALPHA LITHIUM CORP A | 02075X103 | COM | 12,000 | $8,000 | dollars as filed | |
| Cannabist Company Holdings Inc | 197309107 | COM | 13,000 | $7,000 | dollars as filed | |
| THREE SIXTY SOLAR LTD | 88577D109 | COM | 11,000 | $6,000 | dollars as filed | |
| BANYAN GOLD CORP CL A | 06683k106 | CS | 10,000 | $3,000 | dollars as filed | |
| ASSOCIATES FIRST CAPITAL CORPO | 046008207 | COM | 16,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VAXIL BIO LTD | 92243L107 | COM | 20,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024090 | this filing | 2023-05-11 | acceptance time not in the bulk data set |