13F-HR filed by Teton Advisors, Inc.
Teton Advisors, Inc. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 271 holding rows worth $390,177,383.
- Accession
- 0001140361-23-006381
- Filer
- CIK 1444874
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 271 entries on the cover page, a total value of $390,177,383 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,177,383 with VALUE read as dollars as filed, 13F file number 028-13534. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 683,370 | $15,191,315 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 270,000 | $15,101,100 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 217,183 | $14,596,869 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 228,660 | $10,111,345 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 178,040 | $8,894,878 | dollars as filed | |
| CTS CORP | 126501105 | COM | 213,580 | $8,419,324 | dollars as filed | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 125,500 | $7,967,995 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 192,000 | $7,806,720 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 379,300 | $7,350,834 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 183,000 | $6,745,380 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 295,600 | $5,699,168 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 271,500 | $5,391,990 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 85,300 | $4,799,831 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 475,000 | $4,797,500 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 20,440 | $4,624,550 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 389,561 | $4,585,133 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 121,000 | $4,525,400 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 341,100 | $4,499,109 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 127,400 | $4,434,794 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 91,000 | $4,228,770 | dollars as filed | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 92,400 | $3,954,720 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 86,000 | $3,945,680 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 308,542 | $3,909,227 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 73,500 | $3,785,985 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 44,200 | $3,505,502 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 75,010 | $3,431,708 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 212,000 | $3,228,760 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 80,000 | $3,178,400 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 34,000 | $2,932,840 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 61,000 | $2,831,620 | dollars as filed | |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 285,000 | $2,830,050 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 84,500 | $2,801,175 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 71,840 | $2,773,024 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 241,120 | $2,698,133 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 111,947 | $2,607,246 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 79,800 | $2,593,500 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 101,791 | $2,477,593 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 238,000 | $2,451,400 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 234,500 | $2,396,590 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 194,000 | $2,368,740 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 192,500 | $2,354,275 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 59,012 | $2,280,814 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 17,020 | $2,278,978 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 69,000 | $2,240,430 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 86,000 | $2,203,320 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 179,000 | $2,173,060 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 94,830 | $2,114,709 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 22,700 | $2,089,989 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 159,500 | $2,071,905 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 43,900 | $2,071,202 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 95,500 | $2,058,980 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 34,626 | $2,028,391 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 63,000 | $2,026,710 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 38,660 | $2,021,145 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 134,000 | $1,967,120 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 19,780 | $1,959,209 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 36,700 | $1,934,090 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 281,000 | $1,913,610 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 414,000 | $1,908,540 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 64,500 | $1,900,170 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 244,675 | $1,857,083 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 98,000 | $1,846,320 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 40,007 | $1,799,515 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 272,000 | $1,759,840 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 200,000 | $1,736,000 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 22,700 | $1,733,372 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 180,885 | $1,655,098 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 47,500 | $1,620,700 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 31,800 | $1,617,984 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 80,700 | $1,530,072 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 85,000 | $1,517,250 | dollars as filed | |
| KIMBALL INTL INC | 494274103 | CL B | 233,000 | $1,514,500 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 43,028 | $1,497,374 | dollars as filed | |
| INTEGER HLDGS CORP | 45826H109 | COM | 21,730 | $1,487,636 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 62,000 | $1,485,520 | dollars as filed | |
| READING INTL INC | 755408200 | CL B | 74,400 | $1,476,840 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 14,400 | $1,474,704 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 41,744 | $1,466,884 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 49,500 | $1,455,300 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 152,000 | $1,453,120 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 236,000 | $1,451,400 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 23,600 | $1,431,104 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 147,479 | $1,427,597 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 22,650 | $1,394,561 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 20,000 | $1,370,400 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 41,500 | $1,338,375 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 137,000 | $1,327,530 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 74,800 | $1,289,552 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 68,700 | $1,289,499 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 33,651 | $1,264,941 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 35,000 | $1,252,650 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 60,380 | $1,239,601 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 49,660 | $1,211,207 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 55,000 | $1,204,500 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 100,000 | $1,196,000 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 52,700 | $1,191,020 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 232,000 | $1,183,200 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 53,010 | $1,168,871 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 7,800 | $1,124,682 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 112,000 | $1,122,240 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 150,000 | $1,087,500 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 9,180 | $1,084,892 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 112,000 | $1,077,440 | dollars as filed | |
| ALITHYA GROUP INC | 01643b106 | COM | 716,821 | $1,075,232 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 32,116 | $1,073,959 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 110,000 | $1,069,200 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 19,500 | $1,050,270 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 72,500 | $1,043,275 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 19,051 | $1,038,851 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 60,500 | $970,420 | dollars as filed | |
| F N B CORP | 302520101 | COM | 74,000 | $965,700 | dollars as filed | |
| GRAY MEDIA INC | 389375205 | CL A | 86,600 | $943,065 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 1,000,000 | $935,920 | dollars as filed | principal |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 26,500 | $933,595 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 56,000 | $931,280 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 10,000 | $913,300 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 750,000 | $906,218 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 878,000 | $891,978 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 860,000 | $880,846 | dollars as filed | principal |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 106,000 | $871,320 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 20,500 | $852,800 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 57,600 | $852,480 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 60,600 | $812,646 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 925,000 | $802,401 | dollars as filed | principal |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 84,580 | $800,127 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 35,400 | $799,686 | dollars as filed | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 30,000 | $797,700 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 12,190 | $795,885 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 283,269 | $784,655 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 850,000 | $763,079 | dollars as filed | principal |
| PERFICIENT INC | 71375UAF8 | BOND | 1,000,000 | $761,980 | dollars as filed | principal |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 17,090 | $758,283 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 33,000 | $753,060 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 27,300 | $752,934 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,700 | $749,949 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 22,120 | $741,905 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 600,000 | $741,852 | dollars as filed | principal |
| BADGER METER INC COM | 056525108 | Stock | 6,800 | $741,404 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 69,611 | $726,739 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 30,000 | $720,300 | dollars as filed | |
| DANA INC | 235825205 | COM | 47,500 | $718,675 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 1,100,000 | $717,497 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 675,000 | $710,498 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 500,000 | $707,600 | dollars as filed | principal |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 96,324 | $687,753 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,190 | $674,462 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 21,111 | $671,963 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 4,000 | $664,840 | dollars as filed | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 485,000 | $654,866 | dollars as filed | principal |
| FIRST INTERNET BANCORP | 320557101 | COM | 26,440 | $641,963 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 95,000 | $638,400 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 21,000 | $631,890 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 30,000 | $614,700 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 15,200 | $611,040 | dollars as filed | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 300,000 | $610,122 | dollars as filed | principal |
| ULTRALIFE CORP | 903899102 | COM | 154,000 | $594,440 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 51,152 | $578,529 | dollars as filed | |
| VERITONE INC | 92347MAB6 | NOTE 1.750%11/1 | 1,056,000 | $574,284 | dollars as filed | principal |
| WEBSTER FINL CORP | 947890109 | COM | 12,002 | $568,175 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 40,000 | $564,800 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 60,500 | $559,020 | dollars as filed | |
| S&W SEED COMPANY COM | 785135104 | COM | 375,000 | $558,750 | dollars as filed | |
| INFINERA CORP | 45667GAE3 | BOND | 500,000 | $557,900 | dollars as filed | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 640,000 | $539,085 | dollars as filed | principal |
| RPC INC | 749660106 | COMMON STOCK | 60,000 | $533,400 | dollars as filed | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 700,000 | $531,006 | dollars as filed | principal |
| DENNYS CORP | 24869P104 | COM | 57,000 | $524,970 | dollars as filed | |
| IAA INC | 449253103 | COM | 13,000 | $520,000 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 147,000 | $515,970 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 6,553 | $515,525 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 270,000 | $504,900 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 67,500 | $496,800 | dollars as filed | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 32,000 | $496,320 | dollars as filed | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 10,900 | $488,102 | dollars as filed | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 35,400 | $482,148 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 27,700 | $481,426 | dollars as filed | |
| NICE SYS INC | 65366HAB9 | BOND | 205,000 | $471,596 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 700,000 | $449,155 | dollars as filed | principal |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 500,000 | $446,175 | dollars as filed | principal |
| CUTERA INC | 232109AB4 | NOTE 2.250% 3/1 | 300,000 | $446,004 | dollars as filed | principal |
| BALLYS CORPORATION | 05875B106 | COM | 22,964 | $445,042 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 30,000 | $439,800 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,000 | $434,200 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 4,500 | $434,070 | dollars as filed | |
| LIMELIGHT NETWORKS INC | 53261MAB0 | NOTE 3.500% 8/0 | 500,000 | $430,560 | dollars as filed | principal |
| OPENLANE INC | 48238T109 | COM | 31,800 | $414,990 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 19,390 | $412,038 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 465,000 | $409,623 | dollars as filed | principal |
| MARINEMAX INC | 567908108 | COM | 13,000 | $405,860 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 430,000 | $404,867 | dollars as filed | principal |
| CONMED CORP | 207410AF8 | BOND | 350,000 | $404,604 | dollars as filed | principal |
| NEURONETICS INC | 64131A105 | COM | 58,000 | $398,460 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 750,000 | $398,003 | dollars as filed | principal |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 15,000 | $384,600 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 50,000 | $381,000 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 32,000 | $379,200 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 16,560 | $378,562 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 10,010 | $376,276 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 15,240 | $375,818 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 35,142 | $368,640 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 10,000 | $365,500 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 300,000 | $362,790 | dollars as filed | principal |
| LEE ENTERPRISES INC | 523768406 | COM | 19,500 | $361,920 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 7,000 | $354,480 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 13,800 | $353,280 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,500 | $344,165 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 780,000 | $339,183 | dollars as filed | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 11,275 | $337,123 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 133,516 | $335,125 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 385,000 | $330,934 | dollars as filed | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,000 | $330,600 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 505,000 | $330,492 | dollars as filed | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 12,000 | $329,760 | dollars as filed | |
| OMNICELL COM COM | 68213N109 | Stock | 6,500 | $327,730 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,000 | $322,410 | dollars as filed | |
| AGILYSYS INC | 00847J105 | COM | 4,000 | $316,560 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 10,000 | $315,600 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 20,500 | $314,060 | dollars as filed | |
| Hanover Bancorp | 410710206 | COM | 15,000 | $305,850 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AC4 | DEBT 1.250% 9/1 | 255,000 | $294,831 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 300,000 | $291,366 | dollars as filed | principal |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 308,000 | $283,452 | dollars as filed | |
| ICC HOLDINGS INC | 44931Q104 | COM | 17,000 | $267,750 | dollars as filed | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 354,000 | $261,925 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 250,000 | $255,245 | dollars as filed | principal |
| LEMAITRE VASCULAR INC | 525558201 | COM | 5,500 | $253,110 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 5,000 | $250,950 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,300 | $240,097 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 45,000 | $238,050 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 190,000 | $237,500 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 25,000 | $235,250 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 15,000 | $233,100 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,197 | $229,030 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 2,500 | $214,175 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 18,000 | $213,480 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,500 | $212,520 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,000 | $208,560 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,500 | $208,225 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 50,000 | $190,000 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 250,000 | $181,055 | dollars as filed | principal |
| SCHMITT INDS INC ORE | 806870200 | COM | 575,000 | $174,398 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 19,000 | $174,040 | dollars as filed | |
| INVACARE CORP | 461203AQ4 | NOTE 4.250% 3/1 | 365,000 | $171,108 | dollars as filed | principal |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 360,000 | $169,060 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 223,000 | $168,633 | dollars as filed | principal |
| LANDS END INC | 51509F105 | COMMON STOCK | 22,000 | $166,980 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 200,000 | $165,816 | dollars as filed | principal |
| DIEBOLD NXDF INC | 253651103 | COM | 111,000 | $157,620 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 16,000 | $146,240 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,000 | $141,280 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 23,000 | $137,243 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 65,000 | $135,850 | dollars as filed | |
| GYRODYNE LLC | 403829104 | COM | 16,138 | $130,718 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 43,800 | $123,516 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 30,000 | $116,400 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 10,000 | $88,000 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 10,500 | $74,025 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 20,000 | $71,800 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 20,000 | $71,400 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 34,500 | $64,515 | dollars as filed | |
| TEAM INC | 878155308 | COM NEW | 11,000 | $57,750 | dollars as filed | |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 40,000 | $55,000 | dollars as filed | |
| ATLANTIC AMERN CORP | 048209100 | COM | 22,000 | $51,502 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 24,000 | $47,040 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 28,000 | $42,000 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 10,000 | $18,600 | dollars as filed | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 45,000 | $18,315 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,000 | $15,300 | dollars as filed | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 11,100 | $11,323 | dollars as filed | |
| POST HOLDINGS PARTNERING COR | 737465112 | *W EXP 04/12/202 | 95,000 | $7,600 | dollars as filed | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 47,000 | $7,403 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-006381 | this filing | 2023-02-13 | acceptance time not in the bulk data set |