13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 1,468 holding rows worth $1,376,947,000.
- Accession
- 0001140361-18-023554
- Filer
- CIK 1387508
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,468 entries on the cover page, a total value of $1,376,947,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,376,945,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 860 | $63,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 4,360 | $63,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 9,543 | $63,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 3,400 | $63,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 942 | $62,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,796 | $62,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,487 | $62,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,370 | $61,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 749 | $60,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,795 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 863 | $60,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,200 | $60,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 1,000 | $60,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 900 | $59,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 2,000 | $59,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,395 | $59,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,400 | $59,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 2,500 | $59,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 8,000 | $59,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 692 | $58,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,500 | $58,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 710 | $57,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 300 | $57,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,600 | $57,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 1,017 | $57,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 818 | $57,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 8,320 | $57,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,043 | $56,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 580 | $56,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 600 | $56,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,400 | $56,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,763 | $56,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 654 | $56,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 527 | $56,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 2,498 | $56,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,440 | $56,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 39,635 | $56,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,457 | $56,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 3,717 | $56,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 4,851 | $55,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 7,900 | $55,000 | thousands by filing date | call |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 3,299 | $55,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 4,716 | $55,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,300 | $54,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 500 | $54,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 400 | $54,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 600 | $54,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 510 | $54,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,450 | $54,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 5,000 | $54,000 | thousands by filing date | call |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 16,574 | $54,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 600 | $53,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 156 | $53,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 500 | $53,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 2,656 | $53,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 8,500 | $52,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 900 | $52,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 1,300 | $52,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 1,590 | $51,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 3,000 | $51,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 749 | $51,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 2,200 | $51,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 5,107 | $51,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,863 | $51,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 890 | $51,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 7,100 | $51,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 7,500 | $51,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 1,520 | $50,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 595 | $50,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 1,843 | $50,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 3,710 | $50,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 481 | $50,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 675 | $50,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 6,170 | $50,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 2,830 | $50,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,090 | $50,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,200 | $50,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 9,695 | $50,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 2,800 | $50,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 7,232 | $50,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 6,830 | $50,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,720 | $50,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 2,500 | $50,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 980 | $50,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 650 | $49,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 770 | $49,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,810 | $49,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,402 | $49,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,230 | $49,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 2,480 | $49,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,250 | $49,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 4,640 | $49,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 690 | $49,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 3,370 | $49,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,400 | $49,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 2,411 | $49,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 3,180 | $49,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,189 | $48,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4,183 | $48,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,300 | $48,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,760 | $48,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 661 | $48,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 2,570 | $48,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 500 | $48,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,760 | $47,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 600 | $47,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,050 | $47,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,488 | $47,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 7,300 | $47,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 200 | $46,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 685 | $46,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,500 | $46,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 2,270 | $46,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 3,500 | $46,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,576 | $46,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,836 | $46,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,602 | $46,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,340 | $45,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 2,104 | $45,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 2,350 | $45,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 3,280 | $44,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,000 | $44,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 8,840 | $44,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,133 | $44,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 5,390 | $44,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 2,073 | $44,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,000 | $43,000 | thousands by filing date | call |
| TPI Composites Inc | 87266J104 | Common Stock | 1,896 | $43,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 3,300 | $43,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,800 | $43,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 300 | $42,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,168 | $42,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,180 | $41,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,200 | $41,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 1,950 | $41,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 5,447 | $41,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 236 | $40,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,000 | $39,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 1,300 | $39,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,400 | $39,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,365 | $39,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 400 | $38,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 439 | $38,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 495 | $38,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,865 | $38,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 400 | $38,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 900 | $38,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 2,573 | $38,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 5,567 | $38,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 4,500 | $38,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 971 | $37,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,507 | $37,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,980 | $37,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 4,600 | $37,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 4,980 | $37,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 6,600 | $37,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 733 | $36,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,700 | $36,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 2,121 | $36,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 598 | $36,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 946 | $36,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 2,260 | $36,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 3,261 | $36,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 1,407 | $36,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,306 | $36,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 88 | $35,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 856 | $35,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 347 | $35,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 994 | $35,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,296 | $35,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,900 | $35,000 | thousands by filing date | put |
| INTEVAC INC | 461148108 | COM | 5,142 | $35,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 1,208 | $35,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 5,000 | $35,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 168 | $34,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,500 | $34,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 653 | $34,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,671 | $34,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 2,535 | $34,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 1,203 | $34,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 12,784 | $34,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,282 | $34,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,700 | $34,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 346 | $33,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 500 | $33,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,750 | $33,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,152 | $33,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 7,650 | $33,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $32,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 537 | $32,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 5,113 | $32,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,500 | $32,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 500 | $32,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 656 | $32,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,605 | $31,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 395 | $31,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 264 | $31,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,300 | $31,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,589 | $31,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,635 | $31,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 7,370 | $31,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 4,976 | $31,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 691 | $30,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,000 | $30,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,464 | $30,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,643 | $30,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 3,149 | $30,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,320 | $30,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 988 | $29,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 4,600 | $29,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,600 | $29,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 4,711 | $28,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,614 | $28,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 435 | $28,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,200 | $28,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,068 | $28,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 2,500 | $28,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,585 | $28,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 754 | $28,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 1,467 | $28,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 350 | $27,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,095 | $27,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,645 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 385 | $27,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 376 | $27,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 2,000 | $27,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 600 | $26,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 4,382 | $26,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 917 | $26,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,612 | $26,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 914 | $25,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,266 | $25,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 858 | $24,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 900 | $24,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 445 | $24,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 956 | $23,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,095 | $23,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,400 | $23,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,200 | $23,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,359 | $23,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,471 | $23,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,500 | $23,000 | thousands by filing date | call |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 3,235 | $23,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 4,000 | $23,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 3,100 | $23,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 535 | $22,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,500 | $22,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 400 | $22,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 405 | $22,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,545 | $22,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 853 | $22,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 465 | $21,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 452 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 368 | $21,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 500 | $21,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,500 | $21,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 5,913 | $21,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 3,074 | $21,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 2,200 | $21,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 49 | $20,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 2,683 | $20,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 384 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 841 | $20,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 600 | $20,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,272 | $20,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,731 | $20,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,884 | $20,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 294 | $20,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 2,125 | $20,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 792 | $20,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 200 | $19,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,309 | $19,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,835 | $19,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,548 | $19,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,700 | $19,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 800 | $18,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 300 | $18,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 500 | $18,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 3,248 | $18,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 4,800 | $18,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 5,800 | $18,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 400 | $17,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 455 | $17,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 282 | $17,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 414 | $17,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,836 | $17,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,500 | $17,000 | thousands by filing date | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 150 | $16,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 442 | $16,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 405 | $16,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 651 | $16,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 827 | $16,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,143 | $16,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 2,260 | $16,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,202 | $15,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 942 | $15,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,121 | $15,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 600 | $15,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 709 | $14,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 186 | $14,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 789 | $14,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 800 | $14,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 200 | $14,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 900 | $14,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 290 | $13,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 77 | $13,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 66 | $13,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,908 | $13,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 375 | $13,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 983 | $13,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 227 | $13,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 500 | $13,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,790 | $13,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,733 | $13,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,600 | $13,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 550 | $13,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 1,228 | $13,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 146 | $13,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,900 | $13,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 277 | $12,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 195 | $12,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 116 | $12,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 113 | $12,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 198 | $12,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 133 | $12,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 464 | $12,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 204 | $12,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 275 | $12,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 227 | $12,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 211 | $12,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 149 | $12,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 228 | $12,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 204 | $12,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 287 | $12,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 314 | $12,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 57 | $12,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 23 | $12,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 400 | $12,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 906 | $12,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 500 | $12,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 200 | $12,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 703 | $12,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 825 | $12,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 145 | $11,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 119 | $11,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 235 | $11,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 192 | $11,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 213 | $11,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 421 | $11,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 2,080 | $11,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 2,300 | $11,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 95 | $11,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 66 | $10,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 222 | $10,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 200 | $10,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 123 | $10,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 445 | $10,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 134 | $10,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,984 | $10,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 2,190 | $10,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 268 | $9,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 379 | $9,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,116 | $9,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 300 | $9,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 4,161 | $9,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,403 | $9,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 145 | $8,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 300 | $8,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 130 | $8,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 144 | $8,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 109 | $8,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 30 | $8,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 300 | $8,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 202 | $8,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,488 | $8,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 451 | $8,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 900 | $8,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 55 | $7,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 67 | $7,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 103 | $7,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 68 | $7,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 150 | $7,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 97 | $7,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 74 | $7,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 177 | $7,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 610 | $7,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 850 | $7,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 200 | $7,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 2,436 | $7,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 276 | $7,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,168 | $7,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 500 | $7,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 200 | $6,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 200 | $6,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 254 | $6,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 121 | $6,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 313 | $6,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 800 | $6,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 485 | $6,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 200 | $6,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 200 | $6,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 200 | $6,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,417 | $6,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 442 | $6,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 300 | $6,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 83 | $5,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 100 | $5,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 300 | $5,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 347 | $5,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 44 | $5,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 840 | $5,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,115 | $5,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 131 | $5,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 600 | $5,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 800 | $5,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 194 | $5,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 100 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 218 | $4,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 200 | $4,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 155 | $4,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,958 | $4,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 119 | $3,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 113 | $3,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 100 | $3,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 100 | $3,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 221 | $3,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 300 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 45 | $3,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 120 | $3,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 500 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 93 | $3,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 80 | $3,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 300 | $3,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 300 | $3,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 200 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 68 | $3,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 168 | $3,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 300 | $3,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 1,058 | $3,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 4,228 | $3,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 12 | $2,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 200 | $2,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 100 | $2,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 86 | $2,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 300 | $2,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,768 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 448 | $2,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,763 | $2,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 200 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 329 | $1,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 62 | $1,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 102 | $1,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 20 | $1,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 30 | $1,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUECAR INC | 89785L107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 33,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023554 | this filing | 2018-05-15 | acceptance time not in the bulk data set |