13F-HR/A filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2018-05-14, with 1,496 holding rows worth $58,032,964,000.
- Accession
- 0001140361-18-023245
- Filer
- CIK 1163653
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, amendment of type restatement, 2,051 entries on the cover page, a total value of $58,032,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $58,032,964,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 12,195 | $1,265,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 15,820 | $1,246,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 28,957 | $1,240,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 33,142 | $1,217,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 27,000 | $1,215,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 10,584 | $1,207,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 11,248 | $1,187,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5,523 | $1,180,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 20,000 | $1,178,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 49,124 | $1,177,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 31,000 | $1,177,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 25,685 | $1,175,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 39,683 | $1,171,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 49,450 | $1,169,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,009 | $1,168,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 150,000 | $1,163,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 31,616 | $1,161,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 58,255 | $1,160,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 22,931 | $1,158,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 135,122 | $1,153,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 22,267 | $1,152,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 72,791 | $1,150,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 7,318 | $1,146,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 14,777 | $1,135,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 14,200 | $1,134,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 46,260 | $1,131,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 11,121 | $1,117,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 11,249 | $1,106,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 23,700 | $1,103,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 8,848 | $1,093,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 27,507 | $1,091,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 14,020 | $1,078,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 54,071 | $1,071,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 7,514 | $1,070,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 37,959 | $1,068,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 10,054 | $1,067,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 26,200 | $1,046,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 19,913 | $1,045,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 44,600 | $1,036,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 20,092 | $1,033,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 112,500 | $1,030,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 10,969 | $1,028,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 38,332 | $1,028,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 26,948 | $1,021,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 21,338 | $1,016,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 49,582 | $1,015,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 56,593 | $1,012,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 35,000 | $991,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 884,514 | $990,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 133,235 | $974,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 8,316 | $972,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 10,390 | $971,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 33,151 | $970,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 38,049 | $968,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 8,000 | $964,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 33,195 | $963,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 8,577 | $962,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 100,000 | $962,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 18,700 | $961,000 | thousands by filing date | call |
| ESSENDANT INC | 296689102 | COM | 122,710 | $954,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 13,537 | $952,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 12,962 | $947,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 114,555 | $945,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 35,000 | $942,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 35,000 | $942,000 | thousands by filing date | put |
| SCANA CORP NEW | 80589M102 | COM | 25,000 | $936,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 50,000 | $936,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 33,269 | $927,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,000 | $926,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 33,106 | $924,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 11,391 | $922,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 62,448 | $922,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 8,748 | $921,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 15,850 | $915,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 7,455 | $914,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 13,549 | $912,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 10,693 | $910,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,015 | $910,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 44,000 | $903,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 4,754 | $899,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 44,973 | $893,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 56,274 | $892,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 3,889 | $890,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 12,000 | $885,000 | thousands by filing date | put |
| ALTA MESA RES INC | 02133L109 | CL A | 110,000 | $884,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 50,000 | $882,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 62,241 | $878,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 14,185 | $876,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 25,429 | $873,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 13,818 | $873,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 13,349 | $872,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 10,102 | $869,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 9,923 | $867,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10,293 | $858,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 49,847 | $852,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6,216 | $851,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 48,399 | $846,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 5,606 | $845,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 26,285 | $837,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 7,109 | $836,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 24,513 | $834,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 19,592 | $833,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 63,000 | $830,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 3,214 | $826,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 9,584 | $815,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 9,709 | $813,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 21,703 | $812,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 35,341 | $811,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 32,121 | $810,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 12,069 | $810,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 9,451 | $809,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 101,200 | $808,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 17,225 | $806,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 50,000 | $802,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 50,000 | $796,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 13,225 | $794,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 42,589 | $783,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 9,111 | $782,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 34,627 | $782,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 152,014 | $780,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 15,547 | $778,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 6,355 | $773,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 9,424 | $756,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 357,351 | $754,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 40,183 | $749,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 7,705 | $747,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 32,606 | $744,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 29,137 | $741,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 11,932 | $741,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 12,579 | $736,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 22,091 | $724,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 12,636 | $717,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 8,540 | $715,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 8,300 | $713,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 170,000 | $709,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 36,551 | $706,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 10,268 | $705,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 10,857 | $701,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 100,000 | $690,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,955 | $688,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 7,092 | $687,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 29,284 | $685,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 11,645 | $684,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 5,766 | $683,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 6,166 | $680,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 497,041 | $679,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,800 | $676,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,000 | $674,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 17,747 | $670,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 41,788 | $661,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,913 | $660,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 8,689 | $657,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 15,120 | $655,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 11,045 | $650,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 50,000 | $650,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 15,203 | $636,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 16,228 | $634,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 12,985 | $628,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,994 | $626,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 16,800 | $625,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 43,982 | $614,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 10,000 | $610,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 15,431 | $610,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 86,914 | $607,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 71,591 | $604,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,000 | $598,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 51,855 | $590,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 5,098 | $586,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 3,012 | $584,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 27,211 | $575,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 15,000 | $572,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 33,065 | $572,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 8,500 | $569,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 9,084 | $568,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 8,555 | $567,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 13,138 | $561,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 12,204 | $559,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 12,098 | $559,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 19,782 | $554,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 10,347 | $549,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,000 | $546,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 21,100 | $546,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 8,050 | $543,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 12,501 | $543,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,821 | $542,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 8,432 | $538,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 11,317 | $535,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,290 | $533,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 10,352 | $531,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 12,873 | $531,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 7,805 | $524,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 13,824 | $524,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 28,272 | $521,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 4,419 | $517,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 30,700 | $516,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 39,045 | $511,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 7,056 | $510,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 11,100 | $507,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 35,683 | $506,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 12,339 | $505,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 8,000 | $500,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 17,965 | $500,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 5,300 | $490,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 33,379 | $481,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 12,088 | $480,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 10,845 | $479,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,100 | $479,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 36,289 | $477,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,343 | $475,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 8,447 | $474,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 19,491 | $474,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 10,857 | $472,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 7,342 | $470,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 23,989 | $469,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,352 | $466,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 18,600 | $463,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 100,000 | $459,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 6,474 | $458,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 23,716 | $457,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 149,871 | $453,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,900 | $449,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 4,446 | $449,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 10,296 | $446,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,878 | $445,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,297 | $441,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 8,966 | $439,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 7,500 | $436,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,500 | $432,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 12,827 | $428,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 32,570 | $417,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 7,760 | $416,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 59,856 | $416,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 12,500 | $412,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 13,554 | $410,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,600 | $410,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 15,089 | $409,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 14,044 | $404,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 10,000 | $401,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,075 | $400,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 12,358 | $399,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 11,191 | $398,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 32,186 | $397,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 16,777 | $395,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 7,838 | $391,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 18,610 | $390,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 12,580 | $389,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,976 | $388,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,633 | $384,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,078 | $381,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 28,386 | $381,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 4,345 | $380,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,467 | $379,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 8,265 | $376,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,865 | $372,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,100 | $371,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 165,000 | $369,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 24,000 | $368,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,972 | $366,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,000 | $362,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,106 | $361,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 28,030 | $356,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 7,000 | $354,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 4,680 | $354,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 20,843 | $354,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 11,708 | $349,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 50,000 | $348,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 17,333 | $344,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 8,600 | $344,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,647 | $341,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,743 | $340,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,215 | $339,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 51,005 | $337,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 35,000 | $335,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 26,770 | $333,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 7,008 | $332,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,738 | $330,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,481 | $329,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,100 | $327,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 13,470 | $327,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,800 | $321,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 6,631 | $320,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,197 | $318,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 18,137 | $315,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,288 | $313,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 6,420 | $310,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 50,000 | $310,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,003 | $309,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 13,915 | $308,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 161,097 | $304,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,190 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 11,495 | $302,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,911 | $299,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,728 | $299,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,600 | $299,000 | thousands by filing date | call |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 5,670 | $299,000 | thousands by filing date | call |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 365 | $298,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,938 | $297,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,294 | $292,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,500 | $291,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,828 | $291,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,557 | $291,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,851 | $290,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,488 | $288,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 26,052 | $287,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 10,089 | $286,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,001 | $283,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,131 | $276,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,184 | $275,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,056 | $275,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,146 | $272,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 11,016 | $272,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 13,925 | $272,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 20,646 | $271,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,357 | $264,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 5,042 | $264,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 8,377 | $264,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 26,820 | $263,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 5,000 | $263,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 17,703 | $258,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,859 | $257,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 7,503 | $256,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 58,448 | $253,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 22,975 | $252,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 8,405 | $251,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 11,673 | $246,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,432 | $245,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 7,170 | $243,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,350 | $241,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 11,105 | $239,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,000 | $238,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,300 | $233,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 6,000 | $232,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,870 | $230,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,914 | $227,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 889 | $227,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 10,000 | $223,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,323 | $221,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 14,479 | $220,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,883 | $216,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 8,961 | $213,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,563 | $213,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,413 | $210,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,093 | $209,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,000 | $207,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,519 | $203,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 29,589 | $199,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,927 | $196,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 12,670 | $186,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,290 | $184,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 11,949 | $183,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,737 | $182,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,908 | $176,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 12,268 | $175,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 78,193 | $171,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 22,347 | $170,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 11,196 | $162,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 9,519 | $153,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,374 | $153,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 10,566 | $140,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 15,000 | $140,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 13,451 | $138,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 24,500 | $138,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 15,054 | $130,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,764 | $128,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 15,000 | $120,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,723 | $120,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 60,000 | $113,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 4,000 | $107,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 2,800 | $105,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 8,500 | $98,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 8,500 | $98,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 10,000 | $96,000 | thousands by filing date | call |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 1,716 | $91,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 863 | $90,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 825,000 | $88,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 1,700 | $81,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 16,000 | $74,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 2,027 | $71,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 2,114 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,695 | $68,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 35,852 | $60,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,958 | $53,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 11,890 | $52,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 828 | $47,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 839 | $46,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 375,000 | $40,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 72,471 | $37,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 15,094 | $23,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 15,076 | $18,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 63,180 | $17,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 41,226 | $16,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 700 | $15,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 19,726 | $15,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 358 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 65 | $5,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,800 | $3,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 100 | $3,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 22 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,500,711 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 400,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Booking Holdings Inc. | 09857L108 | COM | 4,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Booking Holdings Inc. | 09857L108 | COM | 44,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 160,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 706,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 72,538 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 983,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 50,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 30,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 176,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 80,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 300,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 172,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 986,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,680,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554102 | COM | 168,008 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LAM RESEARCH CORP | 512807108 | COM | 16,808 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LAM RESEARCH CORP | 512807108 | COM | 204,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 330,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 41,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 4,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 48,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 461,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 353,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALTABA INC | 021346101 | COM | 774,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 5,507,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 95,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 170,516 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 731,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 10,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 382,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,892,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,670,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 4,258,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 222,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 305,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,876,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 1,089,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,013,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075AC9 | BOND | 2,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 930 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 5,094,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287AA6 | NOTE | 508,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 53,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 3,540,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 631,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 6,364,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,020,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 3,234,472 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TERADYNE INC | 880770AG7 | NOTE | 415,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 44,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 550,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 8,014,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 4,665,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 8,758,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 4,574,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 10,475,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 5,167,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 78,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 7,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,866,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 9,775,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,590,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,030,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 9,918,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 613,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 10,550,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 1,055,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,221,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 315,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 1,517,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,188,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,400,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 8,046,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,314,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,235,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 4,070,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 8,444,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,605,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,152,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 4,091,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 90,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 7,586,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3,733,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,395,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 1,913,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 7,992,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 10,182,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 2,443,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 68,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 3,129,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 5,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RAMBUS INC | 750917AE6 | CNV | 2,075,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023172 | superseded | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-023245 | this filing | 2018-05-14 | acceptance time not in the bulk data set |