13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 1,910 holding rows worth $114,273,899,000.
- Accession
- 0001140361-18-023172
- Filer
- CIK 1163653
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 4,103 entries on the cover page, a total value of $114,273,899,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,273,899,000 with VALUE read as thousands by filing date, 13F file number 028-10594. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLOWSERVE CORP | 34354P105 | COM | 18,656 | $798,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 13,225 | $794,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 21,634 | $791,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 93,258 | $790,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 54,916 | $788,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 9,111 | $782,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 29,000 | $782,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 34,627 | $782,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 6,355 | $773,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 31,777 | $761,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 7,079 | $756,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 43,084 | $755,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,365 | $751,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 14,085 | $749,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 37,079 | $748,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 333,817 | $738,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 22,005 | $735,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 32,868 | $729,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,093 | $725,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 40,000 | $723,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 6,277 | $719,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 12,636 | $717,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 17,000 | $716,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,871 | $715,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 8,300 | $713,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 170,000 | $709,000 | thousands by filing date | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 15,890 | $706,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 10,268 | $705,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 18,600 | $701,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,488 | $698,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,241 | $696,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 19,944 | $696,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 11,935 | $694,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 29,284 | $685,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 6,166 | $680,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 350,904 | $679,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 13,826 | $676,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,800 | $676,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,000 | $674,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 6,925 | $672,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 21,264 | $671,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 17,747 | $670,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,344 | $667,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 77,838 | $667,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 10,000 | $662,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 76,100 | $652,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 12,028 | $650,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 50,000 | $650,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 7,399 | $648,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 13,778 | $647,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,047 | $645,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 16,093 | $643,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 15,203 | $636,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 12,985 | $628,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 200,000 | $628,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 86,000 | $621,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 6,547 | $620,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 7,301 | $620,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 80,100 | $616,000 | thousands by filing date | put |
| WAGEWORKS INC | 930427109 | COM | 9,888 | $612,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 11,571 | $611,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 15,431 | $610,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,166 | $606,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 10,000 | $605,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 33,500 | $599,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 11,054 | $596,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 12,935 | $592,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 45,586 | $592,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 63,094 | $592,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 5,098 | $586,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 13,404 | $584,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 27,850 | $580,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 15,000 | $572,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 33,065 | $572,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 13,650 | $572,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 12,680 | $571,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 14,000 | $570,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,968,900 | $566,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 25,243 | $562,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 12,098 | $559,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,445 | $555,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 14,807 | $554,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 19,782 | $554,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 30,487 | $548,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,000 | $546,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 21,100 | $546,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 8,050 | $543,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,821 | $542,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 8,432 | $538,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 28,974 | $533,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 10,352 | $531,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 5,569 | $528,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 7,192 | $527,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 7,805 | $524,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 16,235 | $520,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 17,539 | $516,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 15,707 | $515,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 39,045 | $511,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 7,056 | $510,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 11,100 | $507,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 257,800 | $506,000 | thousands by filing date | put |
| TORO CO | 891092108 | COM | 8,000 | $500,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 17,965 | $500,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 37,586 | $497,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 120,000 | $496,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 31,100 | $493,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 50,000 | $490,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 5,910 | $485,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 12,088 | $480,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 49,116 | $479,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,343 | $475,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,286 | $474,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 12,400 | $473,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 14,994 | $468,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 20,000 | $465,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 70,000 | $464,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 18,600 | $463,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,774 | $460,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,671 | $459,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 100,000 | $459,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 6,474 | $458,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 23,716 | $457,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,795 | $452,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,900 | $449,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 5,700 | $449,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 6,878 | $445,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,628 | $444,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,297 | $441,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 8,966 | $439,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 7,500 | $436,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 11,000 | $434,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 38,000 | $430,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 12,827 | $428,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 38,542 | $426,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 9,318 | $423,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 7,423 | $421,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 17,000 | $419,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 49,902 | $419,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 8,255 | $417,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 32,570 | $417,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 59,856 | $416,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 9,000 | $415,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 10,616 | $412,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 13,554 | $410,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 12,644 | $408,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,124 | $407,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 68,253 | $407,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 20,413 | $403,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 10,000 | $401,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,075 | $400,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 11,191 | $398,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,141 | $394,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 26,359 | $390,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 18,610 | $390,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 12,580 | $390,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,633 | $384,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,078 | $381,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 28,386 | $381,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 8,265 | $376,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,787 | $375,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,865 | $372,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 7,387 | $371,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,100 | $371,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,972 | $366,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,000 | $362,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,000 | $357,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,524 | $354,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 20,843 | $354,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 3,600 | $352,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,286 | $351,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 5,542 | $351,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 9,000 | $351,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 91,150 | $350,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 11,708 | $349,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 50,000 | $348,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 39,600 | $346,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 39,600 | $346,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 12,303 | $346,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 6,128 | $346,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 8,600 | $344,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 25,606 | $342,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 20,253 | $340,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,215 | $339,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 51,005 | $337,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 9,200 | $336,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,000 | $335,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,587 | $335,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,738 | $330,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,298 | $330,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,100 | $327,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 4,925 | $323,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,800 | $321,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 6,773 | $320,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 6,631 | $320,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 8,100 | $316,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 18,137 | $315,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,000 | $315,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,288 | $313,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 50,000 | $310,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 20,760 | $309,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 13,915 | $308,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 63,331 | $305,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 161,097 | $304,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,701 | $303,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,190 | $303,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,280 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 11,495 | $302,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,600 | $299,000 | thousands by filing date | call |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 5,670 | $299,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,500 | $299,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 365 | $298,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,938 | $297,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,596 | $294,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 74,427 | $294,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 5,423 | $293,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,500 | $291,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,851 | $290,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,332 | $288,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,947 | $288,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 26,052 | $287,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 10,089 | $286,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,001 | $283,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 17,329 | $283,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 24,953 | $279,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 5,238 | $278,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,131 | $276,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,146 | $272,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 6,800 | $270,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 27,426 | $269,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 14,211 | $269,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,000 | $265,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 5,042 | $264,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 8,377 | $264,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,100 | $263,000 | thousands by filing date | put |
| ONE GAS INC COM | 68235P108 | Stock | 3,562 | $262,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,322 | $262,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 50,380 | $258,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,859 | $257,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,424 | $250,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,580 | $248,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 11,673 | $246,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,200 | $244,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,350 | $241,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 11,105 | $239,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,000 | $238,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,816 | $237,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 3,806 | $234,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,434 | $234,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 66 | $232,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,914 | $227,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 9,215 | $227,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 10,000 | $223,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,519 | $217,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 8,961 | $213,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,563 | $213,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,600 | $212,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 1,600 | $211,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,413 | $210,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,732 | $209,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,037 | $209,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,594 | $206,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,519 | $203,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,500 | $202,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,009 | $196,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 14,724 | $196,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 12,670 | $186,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 11,949 | $183,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,737 | $182,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 360,900 | $178,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 19,120 | $178,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,908 | $176,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 78,193 | $171,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 30,000 | $170,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,374 | $153,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 32,602 | $152,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 2,900 | $145,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 4,228 | $140,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 15,000 | $140,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 13,451 | $138,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 24,500 | $138,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 21,916 | $136,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,540 | $134,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,764 | $128,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,800 | $121,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 1,357 | $120,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 15,000 | $120,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 60,000 | $113,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 4,000 | $107,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 2,800 | $105,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 8,500 | $98,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 8,500 | $98,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 800 | $96,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,934 | $92,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 1,716 | $91,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 16,000 | $74,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 125,631 | $72,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 2,027 | $71,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,695 | $68,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,625 | $63,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,100 | $61,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 500,000 | $59,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5,000 | $55,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 842 | $50,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,000 | $48,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 839 | $46,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 82,452 | $37,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 192 | $35,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 42,975 | $33,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,400 | $32,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 113,604 | $27,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 354 | $23,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 15,094 | $23,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 15,076 | $18,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 358 | $11,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,111 | $9,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 300 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 65 | $5,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 100 | $3,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 22 | $1,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 4,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Booking Holdings Inc. | 09857L108 | COM | 44,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 72,538 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 30,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 300,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554102 | COM | 168,008 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LAM RESEARCH CORP | 512807108 | COM | 16,808 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LAM RESEARCH CORP | 512807108 | COM | 204,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 41,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 2,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 28,786 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 18,926 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 4,500,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 5,507,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 95,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 170,516 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 731,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 10,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 382,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,892,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,670,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 4,258,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 222,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 305,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,876,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 1,089,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,013,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075AC9 | BOND | 2,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 930 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 5,094,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287AA6 | NOTE | 508,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 53,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 3,540,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 631,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 127,820 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 400,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,200,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 6,364,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,020,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 3,234,472 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TERADYNE INC | 880770AG7 | NOTE | 415,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 44,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 550,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 8,014,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 4,665,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 8,758,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 4,574,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 10,475,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 5,167,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 78,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 7,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,866,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 9,775,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,590,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,030,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 109,486 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 9,918,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 613,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 10,550,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 1,055,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,221,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 315,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 1,517,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,188,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,400,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 8,046,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,314,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,235,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 4,070,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 8,444,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,605,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,152,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 4,091,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 90,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 7,586,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3,733,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,395,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 1,913,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 7,992,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 10,182,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 2,443,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 68,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 3,129,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 5,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RAMBUS INC | 750917AE6 | CNV | 2,075,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023172 | this filing | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-18-023245 | base | 2018-05-14 | acceptance time not in the bulk data set |